Welcome to our dedicated page for Pennantpark Invt SEC filings (Ticker: PNNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PennantPark Investment Corporation filings document the regulatory disclosures of a closed-end, non-diversified investment company investing in U.S. middle-market portfolio companies. Its Form 8-K reports frequently furnish earnings releases, Regulation FD disclosures, monthly distribution announcements, and financial highlights covering the investment portfolio, net assets, net asset value per share, net investment income, debt-investment yields, and leverage measures.
The filings also record capital-structure and financing matters, including the company’s senior secured credit facility and outstanding notes, as well as governance disclosures from annual meeting results. Those records include director elections, auditor ratification, shareholder voting outcomes, and related proxy references.
PNNT reported that an affiliate plans to sell 121,533 common shares under Rule 144. The shares are to be sold through Goldman Sachs & Co. LLC on the NYSE around 12/08/2025, with an aggregate market value stated at $718,260.03. The filing notes that 65,296,094 common shares were outstanding for context.
The seller, identified as Jeffrey Flug, acquired the shares over many years in multiple public market purchases paid in cash. The notice also lists several recent open-market sales over the past three months, including multiple blocks of common stock sold between 11/26/2025 and 12/05/2025, with individual transactions such as 25,000 shares sold for $149,952.50.
A shareholder, Jeffrey Flug, filed a notice of proposed sale of the issuer’s common stock under Rule 144. The filing covers 20,000 common shares to be sold through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 116,800. The issuer has 65,296,094 common shares outstanding.
The notice also lists how Flug originally acquired the stock in several public market purchases in February 2013, all paid in cash. In addition, it discloses recent selling activity over the past three months, including a sale of 15,000 shares on 11/28/2025 for gross proceeds of 90,493.5 and other similar transactions. By signing, the seller represents that he is not aware of any undisclosed material adverse information about the issuer.
PennantPark Investment Corp director reports stock sales by filing a Form 4. Reporting person Jeffrey Flug, a director of PennantPark Investment Corp (PNNT), disclosed open-market sales of common stock executed through various related trusts. On December 3, 2025, trusts sold 10,000 shares at an average price of $5.7511 per share. On December 4, 2025, they sold an additional 23,303 shares at an average price of $5.7763 per share. After these transactions, the filing shows continued indirect ownership of PennantPark shares held by related trusts.
PNNT insider Jeffrey Flug has filed a Form 144 notice to sell common stock. The planned sale covers 23,303 shares of common stock through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 134,458.31 and an approximate sale date of 12/04/2025. Flug acquired these shares in two public market purchases in February 2013, buying 9,463 shares and 13,840 shares for cash. Over the past three months, he has already sold 15,000, 21,100, 25,000, and 10,000 PNNT common shares in separate transactions, with disclosed gross proceeds for each sale.
PNNT insider Jeffrey Flug filed notice to sell 10,000 shares of common stock under Rule 144 through Goldman Sachs & Co. LLC on the NYSE, against 65,296,094 shares outstanding. The approximate sale date disclosed is December 3, 2025.
Flug previously sold 15,000, 21,100, and 25,000 common shares on 11/28/2025, 12/01/2025, and 11/26/2025, respectively, with listed gross proceeds for each transaction. The filing also shows that the shares now being sold were originally acquired between 2007 and 2013 through a mix of private transactions with the issuer and public market purchases, mostly paid for in cash.
PennantPark Investment Corp. director Jeffrey Flug reported recent sales of the company’s common stock in an insider trading report. On 11/28/2025, related trusts sold 15,000 shares at $6.0629 per share. On 12/01/2025, the trusts sold an additional 21,100 shares at $6.039 per share. After these transactions, Flug beneficially owned 207,218 shares of PennantPark common stock indirectly through various related trusts.
PennantPark Investment Corporation reported that it has announced a monthly distribution to its shareholders. The company disclosed this through a press release dated December 2, 2025, which is furnished as an exhibit to this report under Regulation FD, a rule designed to ensure fair public disclosure of important information.
The company emphasizes that the information provided, including the press release, is furnished rather than filed, which affects how it is treated under securities laws. The report also includes customary cautionary language about forward-looking statements, noting that actual results may differ due to various risks and uncertainties described in its other filings with the Securities and Exchange Commission.
PennantPark Investment Corporation insider plans Rule 144 stock sale. A holder has filed to sell 15,000 shares of PennantPark common stock through broker Goldman Sachs & Co. LLC on the NYSE. The planned sale has an aggregate market value of $90,900, compared with 65,296,094 common shares outstanding, so it represents a very small portion of the company’s equity.
The shares to be sold were originally acquired from the issuer in a private transaction on April 19, 2007, for which full payment was made in cash. Over the past three months, the same seller disposed of an additional 25,000 common shares for gross proceeds of about $149,952.50. By signing the notice, the seller certifies that they are not aware of any undisclosed material adverse information about PennantPark’s current or prospective operations.
A holder of PNNT common stock filed a Form 144 notice to sell 25,000 shares through Goldman Sachs & Co. LLC on the NYSE, with an approximate sale date of 11/26/2025. The filing lists an aggregate market value of about $151,500 for this planned sale, based on the current market price.
The shares are part of the company’s common stock, with 65,296,094 shares outstanding cited as context. The seller originally acquired these 25,000 shares directly from the issuer in a private transaction on 04/19/2007, and the payment was made on the same date.
PennantPark Investment’s annual report excerpt details a broad portfolio of corporate credit and equity investments. The company holds numerous positions in non-controlled, non-affiliated portfolio companies, focused heavily on first lien secured debt across revolvers and term loans, along with some second lien, subordinated debt, preferred equity, and common equity interests.
Most loans reference SOFR or 3‑month SOFR with substantial spreads, and stated current coupons include examples such as 8.50%, 9.75%, 10.35%, 11.84%, 13.16% and 14.00%. The borrowers operate in many sectors, including healthcare, business services, media, aerospace and defense, consumer products, auto sector, distribution, environmental services, building materials, and gaming.
The portfolio also includes selected controlled, affiliated investments, such as AKW Holdings Limited, JF Intermediate, LLC and PennantPark Senior Loan Fund entities, highlighting exposure to both debt and equity in these platforms.