[144] PENNANTPARK INVESTMENT CORP SEC Filing

Rhea-AI Filing Summary

A shareholder, Jeffrey Flug, filed a notice of proposed sale of the issuer’s common stock under Rule 144. The filing covers 20,000 common shares to be sold through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 116,800. The issuer has 65,296,094 common shares outstanding.

The notice also lists how Flug originally acquired the stock in several public market purchases in February 2013, all paid in cash. In addition, it discloses recent selling activity over the past three months, including a sale of 15,000 shares on 11/28/2025 for gross proceeds of 90,493.5 and other similar transactions. By signing, the seller represents that he is not aware of any undisclosed material adverse information about the issuer.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	20000	116800	65296094	12/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2013	Acquired from public market	Public Market			1160	02/15/2013	Cash
Common	02/21/2013	Acquired from public market	Public Market			10000	02/21/2013	Cash
Common	02/15/2013	Acquired from public market	Public Market			900	02/15/2013	Cash
Common	02/21/2013	Acquired from public market	Public Market			7940	02/21/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/28/2025	15000	90493.5
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/01/2025	21100	127422
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/26/2025	25000	149952.5
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/03/2025	10000	57211
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/04/2025	23303	133905.83

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filing related to PNNT disclose?

The Form 144 discloses that shareholder Jeffrey Flug plans to sell 20,000 shares of the issuer’s common stock through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 116,800, and that the issuer has 65,296,094 shares outstanding.

How many PNNT-related shares has the seller recently sold according to the Form 144?

Over the past three months, the notice lists multiple sales by Jeffrey Flug, including 15,000 shares sold on 11/28/2025 for 90,493.5, 21,100 shares sold on 12/01/2025 for 127,422, and other similar common stock transactions.

How and when were the PNNT shares originally acquired by the seller?

The shares were acquired in several public market purchases in February 2013, including 1,160 shares on 02/15/2013, 10,000 shares on 02/21/2013, 900 shares on 02/15/2013, and 7,940 shares on 02/21/2013, all paid for in cash.

Who is the broker used for the planned PNNT stock sale in this Form 144?

The planned sale of 20,000 common shares is to be executed through Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282, with the securities listed on the NYSE.

What does the seller represent about material information in this PNNT-related Form 144?

By signing the notice, the seller represents that he does not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, consistent with Rule 144 requirements.

What is the approximate date of the planned PNNT share sale under this Form 144?

The notice states an approximate sale date of 12/05/2025 for the planned sale of 20,000 common shares on the NYSE.