PENNANTPARK INVESTMENT CORP (PNNT) SEC Filings, Nov-Dec 2025

PNNT insider Jeffrey Flug has filed a Form 144 notice to sell common stock. The planned sale covers 23,303 shares of common stock through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 134,458.31 and an approximate sale date of 12/04/2025. Flug acquired these shares in two public market purchases in February 2013, buying 9,463 shares and 13,840 shares for cash. Over the past three months, he has already sold 15,000, 21,100, 25,000, and 10,000 PNNT common shares in separate transactions, with disclosed gross proceeds for each sale.

PNNT insider Jeffrey Flug filed notice to sell 10,000 shares of common stock under Rule 144 through Goldman Sachs & Co. LLC on the NYSE, against 65,296,094 shares outstanding. The approximate sale date disclosed is December 3, 2025.

Flug previously sold 15,000, 21,100, and 25,000 common shares on 11/28/2025, 12/01/2025, and 11/26/2025, respectively, with listed gross proceeds for each transaction. The filing also shows that the shares now being sold were originally acquired between 2007 and 2013 through a mix of private transactions with the issuer and public market purchases, mostly paid for in cash.

PennantPark Investment Corp. director Jeffrey Flug reported recent sales of the company’s common stock in an insider trading report. On 11/28/2025, related trusts sold 15,000 shares at $6.0629 per share. On 12/01/2025, the trusts sold an additional 21,100 shares at $6.039 per share. After these transactions, Flug beneficially owned 207,218 shares of PennantPark common stock indirectly through various related trusts.

PennantPark Investment Corporation reported that it has announced a monthly distribution to its shareholders. The company disclosed this through a press release dated December 2, 2025, which is furnished as an exhibit to this report under Regulation FD, a rule designed to ensure fair public disclosure of important information.

The company emphasizes that the information provided, including the press release, is furnished rather than filed, which affects how it is treated under securities laws. The report also includes customary cautionary language about forward-looking statements, noting that actual results may differ due to various risks and uncertainties described in its other filings with the Securities and Exchange Commission.

PennantPark Investment Corporation insider plans Rule 144 stock sale. A holder has filed to sell 15,000 shares of PennantPark common stock through broker Goldman Sachs & Co. LLC on the NYSE. The planned sale has an aggregate market value of $90,900, compared with 65,296,094 common shares outstanding, so it represents a very small portion of the company’s equity.

The shares to be sold were originally acquired from the issuer in a private transaction on April 19, 2007, for which full payment was made in cash. Over the past three months, the same seller disposed of an additional 25,000 common shares for gross proceeds of about $149,952.50. By signing the notice, the seller certifies that they are not aware of any undisclosed material adverse information about PennantPark’s current or prospective operations.

A holder of PNNT common stock filed a Form 144 notice to sell 25,000 shares through Goldman Sachs & Co. LLC on the NYSE, with an approximate sale date of 11/26/2025. The filing lists an aggregate market value of about $151,500 for this planned sale, based on the current market price.

The shares are part of the company’s common stock, with 65,296,094 shares outstanding cited as context. The seller originally acquired these 25,000 shares directly from the issuer in a private transaction on 04/19/2007, and the payment was made on the same date.

PennantPark Investment’s annual report excerpt details a broad portfolio of corporate credit and equity investments. The company holds numerous positions in non-controlled, non-affiliated portfolio companies, focused heavily on first lien secured debt across revolvers and term loans, along with some second lien, subordinated debt, preferred equity, and common equity interests.

Most loans reference SOFR or 3‑month SOFR with substantial spreads, and stated current coupons include examples such as 8.50%, 9.75%, 10.35%, 11.84%, 13.16% and 14.00%. The borrowers operate in many sectors, including healthcare, business services, media, aerospace and defense, consumer products, auto sector, distribution, environmental services, building materials, and gaming.

The portfolio also includes selected controlled, affiliated investments, such as AKW Holdings Limited, JF Intermediate, LLC and PennantPark Senior Loan Fund entities, highlighting exposure to both debt and equity in these platforms.

PennantPark Investment Corporation filed a Form 8-K to report that it issued a press release announcing its financial results for the fourth quarter and fiscal year ended September 30, 2025. The press release is provided as Exhibit 99.1 and is furnished, rather than filed, which limits its exposure to certain Exchange Act liabilities. The company also reiterates that any forward-looking statements in these materials involve risks and uncertainties and may differ materially from actual results.

PennantPark Investment Corporation furnished a Form 8-K under Regulation FD on November 4, 2025 to announce its monthly distribution. The company attached a press release as Exhibit 99.1.

The information is being furnished, not filed, under the Exchange Act and is not subject to Section 18 liabilities or automatically incorporated into other filings. The report includes a forward‑looking statements notice and notes that the Private Securities Litigation Reform Act safe harbor does not apply to forward‑looking statements made in periodic reports under the Exchange Act.