A holder of PNNT common stock filed a Form 144 notice to sell 25,000 shares through Goldman Sachs & Co. LLC on the NYSE, with an approximate sale date of 11/26/2025. The filing lists an aggregate market value of about $151,500 for this planned sale, based on the current market price.
The shares are part of the company’s common stock, with 65,296,094 shares outstanding cited as context. The seller originally acquired these 25,000 shares directly from the issuer in a private transaction on 04/19/2007, and the payment was made on the same date.
PennantPark Investment’s annual report excerpt details a broad portfolio of corporate credit and equity investments. The company holds numerous positions in non-controlled, non-affiliated portfolio companies, focused heavily on first lien secured debt across revolvers and term loans, along with some second lien, subordinated debt, preferred equity, and common equity interests.
Most loans reference SOFR or 3‑month SOFR with substantial spreads, and stated current coupons include examples such as 8.50%, 9.75%, 10.35%, 11.84%, 13.16% and 14.00%. The borrowers operate in many sectors, including healthcare, business services, media, aerospace and defense, consumer products, auto sector, distribution, environmental services, building materials, and gaming.
The portfolio also includes selected controlled, affiliated investments, such as AKW Holdings Limited, JF Intermediate, LLC and PennantPark Senior Loan Fund entities, highlighting exposure to both debt and equity in these platforms.
PennantPark Investment Corporation filed a Form 8-K to report that it issued a press release announcing its financial results for the fourth quarter and fiscal year ended September 30, 2025. The press release is provided as Exhibit 99.1 and is furnished, rather than filed, which limits its exposure to certain Exchange Act liabilities. The company also reiterates that any forward-looking statements in these materials involve risks and uncertainties and may differ materially from actual results.
PennantPark Investment Corporation furnished a Form 8-K under Regulation FD on November 4, 2025 to announce its monthly distribution. The company attached a press release as Exhibit 99.1.
The information is being furnished, not filed, under the Exchange Act and is not subject to Section 18 liabilities or automatically incorporated into other filings. The report includes a forward‑looking statements notice and notes that the Private Securities Litigation Reform Act safe harbor does not apply to forward‑looking statements made in periodic reports under the Exchange Act.
PennantPark Investment Corporation filed an amended report to update prior disclosure about financial statements of its unconsolidated portfolio company, JF Holdings Corp. BDO USA, P.C., JF Holdings’ auditor, advised that JF Holdings’ audited financial statements for certain periods used accounting principles that do not comply with U.S. GAAP for SEC-registered companies, including an election to amortize goodwill, and should not be relied on.
The company states this issue does not affect PennantPark’s own audited consolidated financial statements for the year ended September 30, 2024 or its unaudited financial statements for the quarters ended December 31, 2024, March 31, 2025 and June 30, 2025, which management believes remain reliable. JF Holdings and BDO also determined that BDO was not independent under PCAOB standards for the periods covered, and PennantPark is working with them on amending the impacted JF Holdings statements or seeking SEC relief.
PennantPark Investment Corporation furnished a Current Report on Form 8-K on October 3, 2025 to announce that it issued a press release scheduling its earnings release for the fourth fiscal quarter ended September 30, 2025. The press release is furnished as Exhibit 99.1. The filing states the furnished information is not "filed" for purposes of the Exchange Act and includes a standard forward-looking statements caution. No financial statements, pro forma information, or shell company transactions were provided in this report.
PennantPark Investment Corporation (PNNT) filed an Form 8-K disclosing that on October 2, 2025 it issued a press release announcing its monthly distribution. The filing states that the press release is furnished as Exhibit 99.1 and clarifies the furnished information is not "filed" for Exchange Act Section 18 purposes and is not incorporated by reference into other securities filings unless explicitly stated. The filing contains standard forward-looking statements language and disclaims an obligation to update those statements. No financial statements, pro forma information, or shell company transactions are included.
PennantPark Investment Corporation furnished a Form 8-K reporting that it issued a press release announcing its financial results for the third quarter ended June 30, 2025, and furnished that press release as Exhibit 99.1 to the report. The filing explains the furnished information is not being "filed" for purposes of Section 18 of the Exchange Act and therefore is not subject to the liabilities of a filed disclosure. The report also includes standard forward-looking statements language, noting that such statements are subject to risks and uncertainties and that the company undertakes no duty to update them. The 8-K does not include financial statements or pro forma information within the filing itself.