Prudential Financial director Wendy Elizabeth Jones reported new equity-based awards. On June 11, 2026, she received 23 2026 restricted stock units, each representing the economic equivalent of one share of PRU common stock. These units vest at the earlier of the annual meeting or May 12, 2027.
Jones also acquired 23 "notional shares - optional" and 126 "notional shares - mandatory," each representing deferred stock units linked 1-for-1 to Prudential common stock under the deferred compensation plan for non-employee directors. The optional notional shares may be settled in common stock or cash, while the mandatory notional shares are settled in common stock, with timing governed by the director’s retirement and deferral elections.
These are compensation-related grants and deferred fee elections rather than open-market purchases or sales. Following these transactions, Jones holds 1,777 restricted stock units, 1,788 optional notional shares, and 9,779 mandatory notional shares, all tied to Prudential common stock.
HUNDMEJEAN MARTINA reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc. director Martina Hundmejean reported awards of equity-based compensation tied to the company’s common stock. She received 23 restricted stock units, 369 optional notional shares and 197 mandatory notional shares, all referenced at $106.5100 per share.
The restricted stock units and notional shares are granted under Prudential Financial’s deferred compensation plan for non-employee directors. Each unit generally represents the right to receive one share of common stock or its cash value, with payouts deferred until retirement or other specified dates elected under the plan.
Di Sibio Carmine reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Carmine Di Sibio received new stock-based compensation awards rather than trading shares in the market. On June 11, 2026, he was granted 23 2026 Restricted Stock Units and 41 notional shares – mandatory, each tied to one share of PRU common stock or its economic equivalent at a reference price of $106.51 per unit. The restricted stock units vest at the earlier of the next annual meeting or in one year on May 12, 2027 and are deferred until retirement from the board, while the notional shares are deferred deferred stock units under Prudential’s non‑employee director deferred compensation plan, payable in shares or cash beginning around or after his retirement.
CASELLAS GILBERT F reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc. director Gilbert F. Casellas reported receiving equity-based compensation tied to the company’s common stock. On June 11, 2026, he was granted 23 restricted stock units, each representing the economic equivalent of one share of PRU common stock. These units vest at the earlier of the company’s annual meeting or on May 12, 2027.
Casellas was also awarded 563 mandatory notional shares, which are deferred stock units under Prudential’s deferred compensation plan for non-employee directors. Each notional share entitles him to receive one share of common stock at a future date he selects, subject to plan timing rules around retirement and age-based requirements. Following these awards, his reported derivative holdings increased to 1,777 restricted stock units and 43,444 mandatory notional shares, reflecting a routine, compensation-related increase in his long-term, stock-linked interest in Prudential.
Prudential Financial, Inc. closed the sale of $750,000,000 aggregate principal amount of its 6.250% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2056. These long-dated junior subordinated notes add to Prudential’s existing listed junior subordinated notes on the New York Stock Exchange.
The transaction was completed on June 4, 2026 under an underwriting agreement with major banks including Wells Fargo Securities, Barclays, Citigroup, Goldman Sachs and J.P. Morgan, acting as representatives of the underwriters. A new supplemental indenture and form of note, along with legal and tax opinions, were filed as exhibits.
Prudential Financial EVP and General Counsel Ann M. Kappler reported an open-market sale of 13,580 shares of common stock at a weighted average price of $103.25 per share. The shares were sold in multiple trades at prices ranging from $103.25 to $103.29.
After this transaction, she holds 22,059 Prudential shares directly and 899 shares indirectly through a 401(k) account. She also retains 9,952 vested stock options, 15,446 restricted stock units, and 68,395 target performance shares, so she continues to have substantial equity exposure to the company.
PFH affiliate filed a Form 144 notice to sell common stock through Morgan Stanley Smith Barney LLC. The filing lists a proposed sale quantity of 13,580 shares and multiple scheduled releases of awarded performance shares and restricted stock units with tranche amounts and release dates between 02/11/2025 and 02/10/2026.
Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Joseph J. Wolk received a grant of 1,754 restricted stock units tied to company common stock. Each unit represents a contingent right to receive one share of Prudential Financial common stock. The 2026 restricted stock units vest at the earlier of the company’s annual meeting or one year on May 12, 2027, and have been deferred until Mr. Wolk retires from the Board under Prudential Financial, Inc.’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this award, Mr. Wolk holds 1,754 restricted stock units directly.
TODMAN MICHAEL reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Michael Todman reported an equity grant of 1,754 restricted stock units (RSUs) tied to the company’s common stock. The RSUs were awarded at no cash cost and represent a contingent right to receive one share of PRU common stock, or its economic equivalent, for each unit.
The RSUs vest at the earlier of the next annual shareholder meeting or one year on May 12, 2027. Payment in shares or cash will generally occur upon or after Todman’s termination of service as a director, unless he elects an earlier payout date under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 RSUs directly.
Stoddard Thomas D reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc. director Thomas D. Stoddard received a grant of 1,754 2026 Restricted Stock Units. Each unit represents a contingent right to receive one share of Prudential common stock. The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until his retirement from the Board under the company’s 2011 Deferred Compensation Plan for Non-Employee Directors.