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Prudential Financial Inc SEC Filings

PRH NYSE
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Prudential Financial EVP and General Counsel Ann M. Kappler reported an open-market sale of 13,580 shares of common stock at a weighted average price of $103.25 per share. The shares were sold in multiple trades at prices ranging from $103.25 to $103.29.

After this transaction, she holds 22,059 Prudential shares directly and 899 shares indirectly through a 401(k) account. She also retains 9,952 vested stock options, 15,446 restricted stock units, and 68,395 target performance shares, so she continues to have substantial equity exposure to the company.

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Prudential Financial EVP and General Counsel Ann M. Kappler reported an open-market sale of 13,580 shares of common stock at a weighted average price of $103.25 per share. The shares were sold in multiple trades at prices ranging from $103.25 to $103.29.

After this transaction, she holds 22,059 Prudential shares directly and 899 shares indirectly through a 401(k) account. She also retains 9,952 vested stock options, 15,446 restricted stock units, and 68,395 target performance shares, so she continues to have substantial equity exposure to the company.

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PFH affiliate filed a Form 144 notice to sell common stock through Morgan Stanley Smith Barney LLC. The filing lists a proposed sale quantity of 13,580 shares and multiple scheduled releases of awarded performance shares and restricted stock units with tranche amounts and release dates between 02/11/2025 and 02/10/2026.

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PFH affiliate filed a Form 144 notice to sell common stock through Morgan Stanley Smith Barney LLC. The filing lists a proposed sale quantity of 13,580 shares and multiple scheduled releases of awarded performance shares and restricted stock units with tranche amounts and release dates between 02/11/2025 and 02/10/2026.

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Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Joseph J. Wolk received a grant of 1,754 restricted stock units tied to company common stock. Each unit represents a contingent right to receive one share of Prudential Financial common stock. The 2026 restricted stock units vest at the earlier of the company’s annual meeting or one year on May 12, 2027, and have been deferred until Mr. Wolk retires from the Board under Prudential Financial, Inc.’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this award, Mr. Wolk holds 1,754 restricted stock units directly.

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Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Joseph J. Wolk received a grant of 1,754 restricted stock units tied to company common stock. Each unit represents a contingent right to receive one share of Prudential Financial common stock. The 2026 restricted stock units vest at the earlier of the company’s annual meeting or one year on May 12, 2027, and have been deferred until Mr. Wolk retires from the Board under Prudential Financial, Inc.’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this award, Mr. Wolk holds 1,754 restricted stock units directly.

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TODMAN MICHAEL reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Michael Todman reported an equity grant of 1,754 restricted stock units (RSUs) tied to the company’s common stock. The RSUs were awarded at no cash cost and represent a contingent right to receive one share of PRU common stock, or its economic equivalent, for each unit.

The RSUs vest at the earlier of the next annual shareholder meeting or one year on May 12, 2027. Payment in shares or cash will generally occur upon or after Todman’s termination of service as a director, unless he elects an earlier payout date under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 RSUs directly.

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TODMAN MICHAEL reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Michael Todman reported an equity grant of 1,754 restricted stock units (RSUs) tied to the company’s common stock. The RSUs were awarded at no cash cost and represent a contingent right to receive one share of PRU common stock, or its economic equivalent, for each unit.

The RSUs vest at the earlier of the next annual shareholder meeting or one year on May 12, 2027. Payment in shares or cash will generally occur upon or after Todman’s termination of service as a director, unless he elects an earlier payout date under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 RSUs directly.

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Stoddard Thomas D reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc. director Thomas D. Stoddard received a grant of 1,754 2026 Restricted Stock Units. Each unit represents a contingent right to receive one share of Prudential common stock. The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until his retirement from the Board under the company’s 2011 Deferred Compensation Plan for Non-Employee Directors.

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Stoddard Thomas D reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc. director Thomas D. Stoddard received a grant of 1,754 2026 Restricted Stock Units. Each unit represents a contingent right to receive one share of Prudential common stock. The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until his retirement from the Board under the company’s 2011 Deferred Compensation Plan for Non-Employee Directors.

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Prudential Financial director Christine A. Poon reported routine equity compensation activity involving restricted stock units and common shares. On May 12, 2026, she exercised 1,765 restricted stock units into the economic equivalent of common stock and then returned 1,765 common shares to the issuer at $102.58 per share. Following these transactions, she directly held 11,583 shares of common stock.

On the same date, Poon also received a new award of 1,754 restricted stock units for 2026, each representing the right to receive the economic equivalent of one Prudential common share. According to the footnotes, these restricted stock units vest at the earlier of the company’s annual meeting or in one year, on May 12, 2027.

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Prudential Financial director Christine A. Poon reported routine equity compensation activity involving restricted stock units and common shares. On May 12, 2026, she exercised 1,765 restricted stock units into the economic equivalent of common stock and then returned 1,765 common shares to the issuer at $102.58 per share. Following these transactions, she directly held 11,583 shares of common stock.

On the same date, Poon also received a new award of 1,754 restricted stock units for 2026, each representing the right to receive the economic equivalent of one Prudential common share. According to the footnotes, these restricted stock units vest at the earlier of the company’s annual meeting or in one year, on May 12, 2027.

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Pianalto Sandra reported acquisition or exercise transactions in this Form 4 filing.

PRUDENTIAL FINANCIAL INC director Sandra Pianalto received a grant of 1,754 restricted stock units for 2026. These units are a form of deferred equity compensation tied to Prudential common stock, granted at no purchase price.

Each restricted stock unit represents the right to receive one share of Prudential common stock or its cash equivalent. The units vest at the earlier of the next annual meeting or on May 12, 2027, and the value is generally paid after her service as a director ends, subject to her deferral elections under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors.

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Pianalto Sandra reported acquisition or exercise transactions in this Form 4 filing.

PRUDENTIAL FINANCIAL INC director Sandra Pianalto received a grant of 1,754 restricted stock units for 2026. These units are a form of deferred equity compensation tied to Prudential common stock, granted at no purchase price.

Each restricted stock unit represents the right to receive one share of Prudential common stock or its cash equivalent. The units vest at the earlier of the next annual meeting or on May 12, 2027, and the value is generally paid after her service as a director ends, subject to her deferral elections under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors.

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Jones Wendy Elizabeth reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Wendy Elizabeth Jones received a grant of 1,754 restricted stock units. These 2026 RSUs give her the contingent right to the economic equivalent of 1,754 shares of Prudential common stock. The units vest at the earlier of the next annual meeting or on May 12, 2027.

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Jones Wendy Elizabeth reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Wendy Elizabeth Jones received a grant of 1,754 restricted stock units. These 2026 RSUs give her the contingent right to the economic equivalent of 1,754 shares of Prudential common stock. The units vest at the earlier of the next annual meeting or on May 12, 2027.

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HUNDMEJEAN MARTINA reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc director Martina Hundmejean received a grant of 1,754 restricted stock units on May 12, 2026. Each unit represents a contingent right to receive one share of PRU common stock or the economic equivalent in cash. The units vest at the earlier of the next annual meeting or May 12, 2027, and are payable upon or after her termination of service as a director, unless an earlier date is elected under the company’s 2011 Deferred Compensation Plan for Non-Employee Directors. This award has been deferred until her retirement from the board, and following the grant she holds 1,754 such units directly.

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HUNDMEJEAN MARTINA reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc director Martina Hundmejean received a grant of 1,754 restricted stock units on May 12, 2026. Each unit represents a contingent right to receive one share of PRU common stock or the economic equivalent in cash. The units vest at the earlier of the next annual meeting or May 12, 2027, and are payable upon or after her termination of service as a director, unless an earlier date is elected under the company’s 2011 Deferred Compensation Plan for Non-Employee Directors. This award has been deferred until her retirement from the board, and following the grant she holds 1,754 such units directly.

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Di Sibio Carmine reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc. director Carmine Di Sibio received a grant of 1,754 2026 Restricted Stock Units on May 12, 2026. Each unit represents the economic equivalent of one share of Prudential common stock.

The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until Di Sibio retires from the Board under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 restricted stock units directly.

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Di Sibio Carmine reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc. director Carmine Di Sibio received a grant of 1,754 2026 Restricted Stock Units on May 12, 2026. Each unit represents the economic equivalent of one share of Prudential common stock.

The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until Di Sibio retires from the Board under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 restricted stock units directly.

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FAQ

How many Prudential Financial (PRH) SEC filings are available on StockTitan?

StockTitan tracks 148 SEC filings for Prudential Financial (PRH), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Prudential Financial (PRH)?

The most recent SEC filing for Prudential Financial (PRH) was filed on May 18, 2026.