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Provident Financial Holdings (PROV) SVP granted 6,000 restricted shares

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Form Type
4

Rhea-AI Filing Summary

Van Stockum Michael Scott reported acquisition or exercise transactions in this Form 4 filing.

Provident Financial Holdings senior vice president Michael Scott Van Stockum reported a grant of 6,000 shares of common stock on July 23, 2026 at $0.00 per share, increasing his direct holdings to 10,323 shares. These include 750 restricted shares vesting August 12, 2026, 2,250 vesting May 23, 2028, and 6,000 vesting 50% on July 23, 2028 and 50% on July 23, 2030. He also indirectly holds 5,684 shares through an ESOP.

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Insider Van Stockum Michael Scott
Role Senior Vice President
Type Security Shares Price Value
Grant/Award Common Stock, PAR Value $0.01 F1 6,000 $0.00 $0.00
holding Common Stock, PAR Value $0.01 -- -- --
Holdings After Transaction: Common Stock, PAR Value $0.01 — 10,323 shares (Direct); Common Stock, PAR Value $0.01 — 5,684 shares (Indirect, By ESOP)
Footnotes (1)
  1. F1. The direct ownership of shares includes 750 shares of restricted stock under the Provident 2013 Equity Incentive Plan, which vests on August 12, 2026; 2,250 shares of restricted stock under the Provident 2022 Equity Incentive Plan, of which vests on May 23, 2028; and 6,000 shares of restricted stock under the Provident 2022 Equity Incentive Plan of which 50% vests on July 23, 2028 and 50% vests on July 23, 2030.
Restricted stock grant 6,000 shares Grant/award of common stock on July 23, 2026 (code A)
Direct common shares after grant 10,323 shares Direct ownership following July 23, 2026 transaction
Indirect ESOP-held shares 5,684 shares Indirect ownership reported as "By ESOP" after transactions
Restricted shares vesting 2026 750 shares Restricted stock under Provident 2013 Equity Incentive Plan vesting August 12, 2026
Restricted shares vesting 2028 2,250 shares Restricted stock under Provident 2022 Equity Incentive Plan vesting May 23, 2028
Long-dated restricted shares 6,000 shares Restricted stock vesting 50% on July 23, 2028 and 50% on July 23, 2030
restricted stock financial
"includes 750 shares of restricted stock under the Provident 2013 Equity Incentive Plan"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Equity Incentive Plan financial
"restricted stock under the Provident 2022 Equity Incentive Plan of which 50% vests"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
ESOP financial
"total_shares_following_transaction: "5684.0000"; nature_of_ownership: "By ESOP""
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transaction did Provident Financial (PROV) insider Michael Scott Van Stockum report?

He received a grant of 6,000 shares of Provident Financial common stock on July 23, 2026 at $0.00 per share, increasing his direct holdings to 10,323 shares. The transaction was coded as a grant or award (code A), not an open-market purchase.

What are Michael Scott Van Stockum’s total Provident Financial (PROV) share holdings after this Form 4?

After the award, he directly owns 10,323 shares of common stock and indirectly holds 5,684 shares through an ESOP. The ESOP position is reported as indirect ownership, separate from his personally held and restricted stock shares.

How much of Van Stockum’s Provident Financial (PROV) stock is restricted and when does it vest?

His direct holdings include 750 restricted shares vesting on August 12, 2026, 2,250 restricted shares vesting on May 23, 2028, and 6,000 restricted shares vesting 50% on July 23, 2028 and 50% on July 23, 2030.

Was Van Stockum’s 6,000-share Provident Financial (PROV) award made under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, so the 6,000-share award is not identified here as executed under a Rule 10b5-1 pre-arranged trading arrangement.

What is Michael Scott Van Stockum’s position at Provident Financial (PROV)?

He is listed as a Senior Vice President of Provident Financial Holdings. As a company officer, he must report equity transactions and holdings, including his direct shares and ESOP-held shares, on Forms 4 under SEC beneficial ownership rules.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Van Stockum Michael Scott

(Last)(First)(Middle)
3756 CENTRAL AVENUE

(Street)
RIVERSIDE CALIFORNIA 92506

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PROVIDENT FINANCIAL HOLDINGS INC [ PROV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, PAR Value $0.0107/23/2026A6,000A$010,323(1)D
Common Stock, PAR Value $0.015,684IBy ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The direct ownership of shares includes 750 shares of restricted stock under the Provident 2013 Equity Incentive Plan, which vests on August 12, 2026; 2,250 shares of restricted stock under the Provident 2022 Equity Incentive Plan, of which vests on May 23, 2028; and 6,000 shares of restricted stock under the Provident 2022 Equity Incentive Plan of which 50% vests on July 23, 2028 and 50% vests on July 23, 2030.
/s/Michael Scott Van Stockum07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)