Welcome to our dedicated page for Prudential Finl SEC filings (Ticker: PRU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Prudential Financial, Inc. filings document the insurer's formal disclosures for earnings, segment reporting and material events. Recent 8-K reports furnish quarterly results, financial supplements and Regulation FD materials for the company's U.S. Businesses, International Businesses and PGIM investment-management segment.
The filings also record preliminary financial information, PGIM assets under management disclosures, segment reporting changes, general account alternative investment income, and capital-structure references to common stock and junior subordinated notes. Other event reports cover Prudential of Japan sales-suspension updates and the company's response to an unsolicited mini-tender offer involving Prudential common stock.
A holder of PFH common stock has filed a Form 144 notice for a proposed sale of 8,000 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $861,520.00 and an approximate sale date of 12/02/2025. The filing also reports 350,000,000 shares of the issuer’s common stock outstanding.
The 8,000 shares were acquired on 02/13/2024 through the release of performance shares that were originally awarded on 02/09/2021 by the issuer. The notice includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
A holder of PFH common stock has filed a Form 144 notice for a proposed sale of 8,000 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $861,520.00 and an approximate sale date of 12/02/2025. The filing also reports 350,000,000 shares of the issuer’s common stock outstanding.
The 8,000 shares were acquired on 02/13/2024 through the release of performance shares that were originally awarded on 02/09/2021 by the issuer. The notice includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Prudential Financial Inc. filed a Form 13F-HR combination report, indicating some holdings are reported here and others by additional managers. The filing lists 3,583 information table entries with an aggregate reported value of 84,141,576,980, and includes 6 other included managers.
Other managers reporting for Prudential in this submission include firms such as Jennison Associates LLC, Russell Investments Group, Ltd., and PGIM Custom Harvest LLC. The report was signed on Prudential’s behalf by Richard Baker, Second Vice President.
Prudential Financial Inc. filed a Form 13F-HR combination report, indicating some holdings are reported here and others by additional managers. The filing lists 3,583 information table entries with an aggregate reported value of 84,141,576,980, and includes 6 other included managers.
Other managers reporting for Prudential in this submission include firms such as Jennison Associates LLC, Russell Investments Group, Ltd., and PGIM Custom Harvest LLC. The report was signed on Prudential’s behalf by Richard Baker, Second Vice President.
Prudential Financial (PRU) insider activity: Mr. Lowrey, Chairman of the Board and Director, reported an open-market sale of 48,164 shares of common stock at a weighted average price of $107.39 on 11/10/2025.
After the sale, he beneficially owns 165,564 shares directly and 311 shares indirectly through a 401(k) account. He also holds 67,691 vested stock options, 63,888 restricted stock units, and 287,860 target performance shares, with the final performance share count dependent on goal achievement.
The sale price reflects multiple transactions between $107.04 and $107.66, and detailed trade breakdowns are available upon request as noted in the filing.
Prudential Financial (PRU) insider activity: Mr. Lowrey, Chairman of the Board and Director, reported an open-market sale of 48,164 shares of common stock at a weighted average price of $107.39 on 11/10/2025.
After the sale, he beneficially owns 165,564 shares directly and 311 shares indirectly through a 401(k) account. He also holds 67,691 vested stock options, 63,888 restricted stock units, and 287,860 target performance shares, with the final performance share count dependent on goal achievement.
The sale price reflects multiple transactions between $107.04 and $107.66, and detailed trade breakdowns are available upon request as noted in the filing.
PFH filed a Rule 144 notice for a proposed sale of 48,164 common shares with an aggregate market value of $5,105,384.
The shares are expected to be sold around 11/10/2025 on the NYSE through Morgan Stanley Smith Barney LLC. Shares outstanding were 352,000,000; this is a baseline figure, not the amount being sold. The filing lists prior acquisitions of these shares via releases of performance shares and restricted stock units, and through cashless stock option exercises.
PFH filed a Rule 144 notice for a proposed sale of 48,164 common shares with an aggregate market value of $5,105,384.
The shares are expected to be sold around 11/10/2025 on the NYSE through Morgan Stanley Smith Barney LLC. Shares outstanding were 352,000,000; this is a baseline figure, not the amount being sold. The filing lists prior acquisitions of these shares via releases of performance shares and restricted stock units, and through cashless stock option exercises.
Prudential Financial reports third-quarter 2025 results showing higher profit on a slightly smaller revenue base. Total revenues were $17.9 billion for the quarter, down from $19.5 billion a year earlier, but net income attributable to Prudential rose to $1.4 billion from $448 million, lifting diluted EPS from $1.24 to $4.01.
For the first nine months of 2025, revenues were $45.1 billion versus $57.9 billion in 2024, while net income attributable to Prudential was $2.7 billion compared with $2.8 billion. Total assets increased to $776.3 billion, and total equity grew to $32.5 billion, helped by improved accumulated other comprehensive income.
Prudential Financial reports third-quarter 2025 results showing higher profit on a slightly smaller revenue base. Total revenues were $17.9 billion for the quarter, down from $19.5 billion a year earlier, but net income attributable to Prudential rose to $1.4 billion from $448 million, lifting diluted EPS from $1.24 to $4.01.
For the first nine months of 2025, revenues were $45.1 billion versus $57.9 billion in 2024, while net income attributable to Prudential was $2.7 billion compared with $2.8 billion. Total assets increased to $776.3 billion, and total equity grew to $32.5 billion, helped by improved accumulated other comprehensive income.
Prudential Financial, Inc. filed an 8‑K stating it furnished a news release announcing third quarter 2025 results as Exhibit 99.1 and a Quarterly Financial Supplement as Exhibit 99.2.
Senior management will host a conference call on October 30, 2025 at 11:00 a.m. ET to discuss Q3 2025 results. Related materials are available on the company’s Investor Relations website at www.investor.prudential.com.
Prudential Financial, Inc. filed an 8‑K stating it furnished a news release announcing third quarter 2025 results as Exhibit 99.1 and a Quarterly Financial Supplement as Exhibit 99.2.
Senior management will host a conference call on October 30, 2025 at 11:00 a.m. ET to discuss Q3 2025 results. Related materials are available on the company’s Investor Relations website at www.investor.prudential.com.
Martina Hundmejean, a director of Prudential Financial, Inc. (PRU), reported director compensation awarded as deferred equity units on 09/11/2025. The Form 4 shows three types of awards: 182 mandatory notional shares (deferred stock units), 319 optional notional shares (elective deferred stock units) and 21 restricted stock units, each tied to one share of PRU common stock and recorded at $106.99 per share. The filings state the timing and payment options under Prudential’s deferred compensation plans for non-employee directors and describe vesting/payment choices including stock or cash settlement and retirement-related distribution timing. The form was signed by attorney-in-fact on 09/12/2025.
Prudential Financial (PRU) Chief Executive Officer Andrew F. Sullivan reported an acquisition of 118 deferred compensation shares on 09/11/2025. These units convert to common stock on a 1-for-1 basis and are deemed immediately exercisable but payable in cash at a participant-selected date. The filing shows a reported price reference of $106.99 and indicates Mr. Sullivan beneficially owns 9,672 shares following the transaction. The Form 4 was signed by an attorney-in-fact on 09/12/2025. All ownership is reported as direct and the entry is recorded as an acquisition (A) of deferred compensation shares.
Michael Todman, a director of Prudential Financial, Inc. (PRU), reported acquisitions on 09/11/2025 under the company’s deferred compensation and restricted stock unit plans. He acquired 157 mandatory notional shares (deferred stock units) representing rights to one share each, 131 optional notional shares (deferred stock units) payable in stock or cash, and 21 restricted stock units. The price noted for underlying common stock is $106.99. Following the reported transactions, the filing shows beneficial ownership amounts of 12,667, 10,577, and 1,718 shares respectively. The units have specified deferral and payout timing tied to retirement, election, or vesting dates.
Thomas D. Stoddard, a director of Prudential Financial, Inc. (PRU), reported a transaction dated 09/11/2025 involving 21 restricted stock units (RSUs). Each RSU represents a contingent right to one share of PRU common stock and was granted with a $0 exercise/conversion price. The RSUs were reported as acquired and will vest on 07/08/2026, but were deferred until retirement under Prudential's 2011 Deferred Compensation Plan for Non-Employee Directors. After the reported transaction the filing shows 1,694 shares beneficially owned by the reporting person. The form was signed by an attorney-in-fact on 09/12/2025.