Welcome to our dedicated page for Prudential Finl SEC filings (Ticker: PRU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Prudential Financial, Inc. filings document the insurer's formal disclosures for earnings, segment reporting and material events. Recent 8-K reports furnish quarterly results, financial supplements and Regulation FD materials for the company's U.S. Businesses, International Businesses and PGIM investment-management segment.
The filings also record preliminary financial information, PGIM assets under management disclosures, segment reporting changes, general account alternative investment income, and capital-structure references to common stock and junior subordinated notes. Other event reports cover Prudential of Japan sales-suspension updates and the company's response to an unsolicited mini-tender offer involving Prudential common stock.
Christine A. Poon, a director of Prudential Financial, reported acquisitions under the company’s deferred compensation and equity award programs. The filing shows 163 mandatory deferred stock units, 50 optional deferred stock units and 21 restricted stock units were acquired, each convertible into one share of Prudential common stock. The reported per-share reference price for the awards is $106.99 and all holdings are reported as direct.
The mandatory notional shares are payable under the director deferred compensation plan and convert to common stock when elected by the reporting person. Optional notional shares may be paid in stock or cash and have a deferred payment feature. The restricted stock units vest the earlier of the next annual meeting or on May 13, 2026.
Sandra Pianalto, a director of Prudential Financial, Inc. (PRU), reported grants and deferrals of director compensation into equity on 09/11/2025. The Form 4 shows acquisitions: 217 mandatory deferred stock units, 64 optional deferred stock units, and 21 restricted stock units, each tied to one share of PRU common stock and reported at a per-share reference price of $106.99. After the transactions, Pianalto beneficially owns 17,474, 5,146, and 1,718 shares attributable to the respective plan categories. The filing explains timing and payout elections for the deferred units and that the RSUs vest by the earlier of the annual meeting or May 13, 2026, and were deferred until retirement under the company’s 2011 Deferred Compensation Plan for Non-Employee Directors.
Wendy Elizabeth Jones, a director of Prudential Financial, Inc. (PRU), reported transactions dated 09/11/2025 on a Form 4. The filing shows acquisitions under the company’s non-employee director deferred compensation programs: 117 notional shares (deferred stock units) and 21 restricted stock units, each with a referenced price of $106.99. After the transactions, the reporting person beneficially owned 9,400 notional shares and 1,718 restricted stock units. The deferred units convert to common stock or cash per plan terms and vesting/payment timing is governed by the Prudential 2011 Deferred Compensation Plan for Non-Employee Directors, including election and retirement timing rules.
Carmine Di Sibio, a director of Prudential Financial, Inc. (PRU), reported acquisitions under the company’s non-employee director deferred compensation and restricted stock unit plans. On 09/11/2025 he was credited with 16 notional (deferred) shares and 21 restricted stock units, each tied to one share of PRU common stock and shown with a reference price of $106.99. The deferred units represent rights to receive shares (or cash equivalent) under the deferred compensation plan and the restricted stock units vest the earlier of the annual meeting or May 13, 2026 and were deferred until retirement. The filing shows beneficial ownership following the transactions of 1,355 shares (deferred units) and 1,718 shares (RSUs), reported as direct holdings.
PRUDENTIAL FINANCIAL INC (PRU) director Gilbert F. Casellas reported acquisitions on 09/11/2025 of deferred compensation units and restricted stock units. He received 520 notional (deferred) shares, each convertible into one common share under the company’s deferred compensation plan, and 21 restricted stock units that vest the earlier of the annual meeting or May 13, 2026. The deferred units and RSUs are reported as direct ownership and were recorded at a transaction price of $106.99 per share; following the transactions Casellas beneficially owns 41,758 common shares and 1,718 RSUs respectively. The filing was signed by an attorney-in-fact on 09/12/2025.
Robert E. Boyle, Senior Vice President of Prudential Financial, reported routine equity activity on 08/31/2025 involving the vesting of restricted stock units and tax withholding.
The filing shows 352 restricted stock units vested, converting 1:1 to 352 shares (transaction code M). Of those, 114 shares were withheld for taxes (transaction code F) at a price of $109.66 per share. The filing also notes an adjustment adding 12 shares acquired under the Prudential Employee Savings Plan between April 7, 2025 and August 29, 2025. After the reported transactions, Mr. Boyle beneficially owns 3,419 shares directly and 914 shares indirectly through a 401(k).
The report is signed by an attorney-in-fact on behalf of the reporting person on 09/04/2025.
Ann Kappler, EVP and General Counsel of Prudential Financial (PRU), reported a personal sale of company stock. On 08/29/2025 she disposed of 4,000 shares of Prudential common stock at a price of $109.65 per share. After that transaction she directly holds 21,506 shares and indirectly holds 863 shares through a 401(k) account. The filing also discloses additional equity incentives: 9,952 vested stock options, 14,273 restricted stock units and 63,636 target performance shares (the final number of performance shares depends on achieving performance goals). The filing notes 41 shares were added to the reported 401(k) balance from prior plan acquisitions.
Prudential Financial, Inc. (PRU) filing of a Form 144 notifies the market of a proposed sale of common stock by an insider. The notice lists 4,000 shares planned for sale on 08/29/2025 through Morgan Stanley Smith Barney LLC, with an aggregate market value of $438,600.00 and the company-wide shares outstanding shown as 352,000,000.
The filing details the origins of the shares being sold: a mix of released performance shares and restricted stock units awarded between 2021 and 2023, with specific lot sizes of 1,232, 1,238, 600, 446, and 484 shares and acquisition dates in 2023–2024. The filer certifies they are unaware of undisclosed material adverse information and indicates no securities were sold in the past three months.
Prudential Financial Inc. filed a Form 13F-HR reporting public equity holdings for the quarter ended 06-30-2025. The submission lists 3,827 information-table entries with a combined market value of $77,405,254,907, providing a quantitative snapshot of the firm’s disclosed long positions in publicly reportable securities.
The report is filed as a 13F Combination Report, meaning portions of Prudential-controlled holdings are reported by affiliated managers; the filing names seven other included managers and several subsidiary reporting entities. The document therefore offers substantial disclosure about Prudential’s portfolio for the reported quarter while indicating some holdings are reported across related managers.