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Phillips 66 (PSX) director Grace Puma awarded 1,423-share RSU grant at $140.56

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Phillips 66 director Grace Puma reported an annual equity grant in the form of restricted stock units that convert into common stock on a 1-for-1 basis. On January 15, 2026, she acquired 1,423 shares of Phillips 66 common stock, with the value based on an average stock price of $140.56, calculated from the high and low prices that day. Following this grant, she beneficially owned 3,455.7573 shares of common stock in total. This amount includes 1,771.7573 RSUs that reflect shares accumulated through routine dividend-related transactions that are exempt under specific insider reporting rules.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Whiteford Grace Puma

(Last) (First) (Middle)
2331 CITYWEST BLVD

(Street)
HOUSTON TX 77042

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Phillips 66 [ PSX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/15/2026 A 1,423(1) A $140.56(2) 3,455.7573(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
2. The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
3. Includes 1,771.7573 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
Remarks:
/s/ William H. Bald, as Attorney-in-Fact 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Phillips 66 (PSX) report for Grace Puma?

Phillips 66 director Grace Puma reported acquiring 1,423 shares of common stock on January 15, 2026 as part of an annual restricted stock unit grant for non-employee directors.

At what price were the new Phillips 66 (PSX) shares for Grace Puma valued?

The 1,423 shares acquired by Grace Puma were valued using an average price of $140.56 per share, based on the high and low trading prices of Phillips 66 stock on January 15, 2026.

How many Phillips 66 (PSX) shares does Grace Puma own after this transaction?

After the reported grant, Grace Puma beneficially owned a total of 3,455.7573 shares of Phillips 66 common stock.

What is the nature of the equity granted to Grace Puma at Phillips 66 (PSX)?

The grant consists of restricted stock units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis as part of the annual compensation for non-employee directors.

Does Grace Puma’s Phillips 66 (PSX) holding include RSUs from dividends?

Yes. Her total includes 1,771.7573 RSUs, which reflect shares acquired through routine dividend transactions that are exempt under Rule 16a-11.

Is Grace Puma’s Phillips 66 (PSX) ownership reported as direct or indirect?

The filing reports her ownership as direct (D), with no separate entity listed for indirect beneficial ownership.

Phillips 66

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Oil & Gas Refining & Marketing
Petroleum Refining
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United States
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