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Tax-driven share sale by uniQure (NASDAQ: QURE) chief legal officer

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

uniQure N.V. Chief Legal Officer Jeannette Potts reported an open-market sale of 5,237 ordinary shares at a weighted average price of about $27.67 per share. The shares were sold automatically upon RSU vesting solely to cover estimated withholding taxes, and she continues to hold 133,246 shares directly.

Positive

  • None.

Negative

  • None.
Insider Potts Jeannette
Role Chief Legal Officer
Sold 5,237 shs ($145K)
Type Security Shares Price Value
Sale Ordinary Shares 5,237 $27.67 $145K
Holdings After Transaction: Ordinary Shares — 133,246 shares (Direct, null)
Footnotes (1)
  1. The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.62 to $27.78. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares sold 5,237 shares Open-market sale on June 15, 2026
Weighted average sale price $27.67 per share Multiple trades between $27.62 and $27.78
Shares held after transaction 133,246 shares Direct ownership after June 15, 2026 sale
Price range of sales $27.62–$27.78 per share Range for individual trade prices within the transaction
restricted share units financial
"The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
withholding taxes financial
"sold upon the vesting of restricted share units solely to cover estimated withholding taxes"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
automatic sale instructions financial
"pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement"
Restricted Share Unit Agreement financial
"pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement"
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Potts Jeannette
(Last)(First)(Middle)
C/O UNIQURE N.V.
PAASHEUVELWEG 25A
(Street)
AMSTERDAM1105BP
(City)(State)(Zip)
NETHERLANDS
(Country)		2. Issuer Name and Ticker or Trading Symbol
uniQure N.V. [ QURE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares06/15/2026S(1)5,237(1)D$27.67(2)133,246D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.62 to $27.78. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Christian Klemt, Attorney-in-Fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

Why were Jeannette Potts’ uniQure (QURE) shares sold in this transaction?

The shares were sold solely to cover estimated withholding taxes upon vesting of restricted share units. The sale followed automatic sale instructions in the relevant Restricted Share Unit Agreement and was not a discretionary trade by Jeannette Potts herself.

How many uniQure (QURE) shares does Jeannette Potts hold after the reported sale?

Following the sale, Jeannette Potts directly holds 133,246 ordinary shares of uniQure N.V. This figure reflects her position after 5,237 shares were sold in connection with tax withholding obligations on vested restricted share units.

At what price were Jeannette Potts’ uniQure (QURE) shares sold?

The reported price is a weighted average of $27.67 per share, with individual trades executed between $27.62 and $27.78. The filing notes multiple transactions within this range and offers to provide detailed breakdowns upon request.

Was Jeannette Potts’ uniQure (QURE) share sale a discretionary trade?

No. The filing specifies the sale was not a discretionary trade by Jeannette Potts. It was executed automatically under instructions in the Restricted Share Unit Agreement to sell shares only to cover estimated withholding taxes upon RSU vesting.

What type of security did Jeannette Potts sell in this uniQure (QURE) filing?

The transaction involved uniQure N.V. ordinary shares. These shares were issued upon vesting of restricted share units, and a portion was automatically sold in the market to satisfy estimated tax withholding obligations associated with that vesting event.