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[Form 3] RB Global, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Christopher Carlson, Chief Accounting Officer of RB Global, Inc. (RBA), filed an initial Form 3 reporting direct ownership of 1,935 common shares and three grants of restricted share units (RSUs). The RSU grants and underlying common-share equivalents total 7,725 RSUs across 2023, 2024 and 2025 awards: 3,457 (2023 RSUs), 3,237 (2024 RSUs) and 1,031 (2025 RSUs). Each RSU represents a contingent right to one common share or its economic equivalent; vested RSU shares will be released net of tax. The filing is dated 08/24/2025 and signed on behalf of Carlson by an attorney-in-fact on 08/28/2025.

Christopher Carlson, Chief Accounting Officer di RB Global, Inc. (RBA), ha presentato un Formulario 3 iniziale dichiarando la proprietà diretta di 1.935 azioni ordinarie e tre assegnazioni di unità azionarie vincolate (RSU). Le assegnazioni di RSU e gli equivalenti in azioni ordinarie ammontano complessivamente a 7.725 RSU ripartiti tra premi 2023, 2024 e 2025: 3.457 (RSU 2023), 3.237 (RSU 2024) e 1.031 (RSU 2025). Ogni RSU rappresenta il diritto condizionato a una azione ordinaria o al suo equivalente economico; le azioni derivanti da RSU maturate saranno rilasciate al netto delle imposte. Il documento è datato 24/08/2025 ed è stato firmato per conto di Carlson da un procuratore il 28/08/2025.

Christopher Carlson, Director de Contabilidad de RB Global, Inc. (RBA), presentó un Formulario 3 inicial notificando la propiedad directa de 1.935 acciones ordinarias y tres concesiones de unidades restringidas (RSU). Las concesiones de RSU y los equivalentes en acciones ordinarias suman un total de 7.725 RSU repartidos entre los premios de 2023, 2024 y 2025: 3.457 (RSU 2023), 3.237 (RSU 2024) y 1.031 (RSU 2025). Cada RSU corresponde al derecho condicional a una acción ordinaria o a su equivalente económico; las acciones procedentes de RSU ya devengadas se entregarán netas de impuestos. La presentación está fechada el 24/08/2025 y fue firmada en nombre de Carlson por un apoderado el 28/08/2025.

크리스토퍼 칼슨, RB Global, Inc. (RBA) 최고회계책임자는 초기 Form 3를 제출하여 1,935 보통주를 직접 보유하고 있으며 제한부주식단위(RSU) 세 건을 수령했다고 보고했습니다. RSU 부여 및 이에 상응하는 보통주 합계는 2023, 2024, 2025년 수여분을 합쳐 총 7,725 RSU로, 2023년 3,457개, 2024년 3,237개, 2025년 1,031개입니다. 각 RSU는 보통주 1주 또는 그 경제적 등가물을 받을 수 있는 조건부 권리이며, 권리가 확정된 RSU의 주식은 세금 공제 후 지급됩니다. 제출 문서는 2025-08-24일자이며 2025-08-28일에 대리인이 칼슨을 대신해 서명했습니다.

Christopher Carlson, directeur comptable de RB Global, Inc. (RBA), a déposé un Formulaire 3 initial déclarant la détention directe de 1 935 actions ordinaires et trois attributions d'unités d'actions restreintes (RSU). Les attributions de RSU et leurs équivalents en actions ordinaires s'élèvent à 7 725 RSU au total pour les attributions 2023, 2024 et 2025 : 3 457 (RSU 2023), 3 237 (RSU 2024) et 1 031 (RSU 2025). Chaque RSU donne un droit conditionnel à une action ordinaire ou à son équivalent économique ; les actions issues des RSU acquises seront délivrées nets d'impôt. Le dépôt est daté du 24/08/2025 et a été signé pour Carlson par un mandataire le 28/08/2025.

Christopher Carlson, Chief Accounting Officer von RB Global, Inc. (RBA), reichte ein initiales Formular 3 ein und meldete den unmittelbaren Besitz von 1.935 Stammaktien sowie drei Zuweisungen von Restricted Share Units (RSUs). Die RSU-Zuweisungen und die entsprechenden Stammaktien belaufen sich insgesamt auf 7.725 RSUs für die Auszeichnungen 2023, 2024 und 2025: 3.457 (2023 RSUs), 3.237 (2024 RSUs) und 1.031 (2025 RSUs). Jede RSU gewährt bedingt das Recht auf eine Stammaktie oder deren wirtschaftliches Äquivalent; ausgeübte RSU-Aktien werden nach Steuern ausgegeben. Die Einreichung ist datiert auf den 24.08.2025 und wurde am 28.08.2025 von einem Bevollmächtigten im Namen Carlsons unterzeichnet.

Positive
  • Direct ownership of 1,935 common shares reported by the Chief Accounting Officer
  • Equity compensation alignment: total of 7,725 RSUs reported across 2023, 2024 and 2025 awards
  • Clear vesting schedules specified for each RSU grant with release net of tax
Negative
  • None.

Insights

TL;DR: Officer filed initial ownership showing modest direct holdings and time‑based RSU compensation totaling 7,725 units.

The Form 3 discloses Mr. Carlsons direct holding of 1,935 common shares and three RSU awards vesting in equal annual installments beginning in 2024, 2025 and 2026 respectively. The RSUs are each a contingent right to one common share or equivalent and will be delivered net of tax upon vesting. For investors, this is a routine disclosure of insider compensation and ownership rather than a material corporate event; it confirms alignment of an accounting officer with equity-based pay.

TL;DR: Standard initial beneficial-ownership filing showing officer-level equity compensation with scheduled vesting.

The filing is an initial Section 16 report and documents standard, time‑based RSU grants and direct share ownership by a named officer. Vesting schedules are explicit: three equal annual installments for each award with release of shares net of tax. There are no indications of derivative transactions beyond RSUs and no amendments or joint filings. This is a routine governance disclosure required for insiders.

Christopher Carlson, Chief Accounting Officer di RB Global, Inc. (RBA), ha presentato un Formulario 3 iniziale dichiarando la proprietà diretta di 1.935 azioni ordinarie e tre assegnazioni di unità azionarie vincolate (RSU). Le assegnazioni di RSU e gli equivalenti in azioni ordinarie ammontano complessivamente a 7.725 RSU ripartiti tra premi 2023, 2024 e 2025: 3.457 (RSU 2023), 3.237 (RSU 2024) e 1.031 (RSU 2025). Ogni RSU rappresenta il diritto condizionato a una azione ordinaria o al suo equivalente economico; le azioni derivanti da RSU maturate saranno rilasciate al netto delle imposte. Il documento è datato 24/08/2025 ed è stato firmato per conto di Carlson da un procuratore il 28/08/2025.

Christopher Carlson, Director de Contabilidad de RB Global, Inc. (RBA), presentó un Formulario 3 inicial notificando la propiedad directa de 1.935 acciones ordinarias y tres concesiones de unidades restringidas (RSU). Las concesiones de RSU y los equivalentes en acciones ordinarias suman un total de 7.725 RSU repartidos entre los premios de 2023, 2024 y 2025: 3.457 (RSU 2023), 3.237 (RSU 2024) y 1.031 (RSU 2025). Cada RSU corresponde al derecho condicional a una acción ordinaria o a su equivalente económico; las acciones procedentes de RSU ya devengadas se entregarán netas de impuestos. La presentación está fechada el 24/08/2025 y fue firmada en nombre de Carlson por un apoderado el 28/08/2025.

크리스토퍼 칼슨, RB Global, Inc. (RBA) 최고회계책임자는 초기 Form 3를 제출하여 1,935 보통주를 직접 보유하고 있으며 제한부주식단위(RSU) 세 건을 수령했다고 보고했습니다. RSU 부여 및 이에 상응하는 보통주 합계는 2023, 2024, 2025년 수여분을 합쳐 총 7,725 RSU로, 2023년 3,457개, 2024년 3,237개, 2025년 1,031개입니다. 각 RSU는 보통주 1주 또는 그 경제적 등가물을 받을 수 있는 조건부 권리이며, 권리가 확정된 RSU의 주식은 세금 공제 후 지급됩니다. 제출 문서는 2025-08-24일자이며 2025-08-28일에 대리인이 칼슨을 대신해 서명했습니다.

Christopher Carlson, directeur comptable de RB Global, Inc. (RBA), a déposé un Formulaire 3 initial déclarant la détention directe de 1 935 actions ordinaires et trois attributions d'unités d'actions restreintes (RSU). Les attributions de RSU et leurs équivalents en actions ordinaires s'élèvent à 7 725 RSU au total pour les attributions 2023, 2024 et 2025 : 3 457 (RSU 2023), 3 237 (RSU 2024) et 1 031 (RSU 2025). Chaque RSU donne un droit conditionnel à une action ordinaire ou à son équivalent économique ; les actions issues des RSU acquises seront délivrées nets d'impôt. Le dépôt est daté du 24/08/2025 et a été signé pour Carlson par un mandataire le 28/08/2025.

Christopher Carlson, Chief Accounting Officer von RB Global, Inc. (RBA), reichte ein initiales Formular 3 ein und meldete den unmittelbaren Besitz von 1.935 Stammaktien sowie drei Zuweisungen von Restricted Share Units (RSUs). Die RSU-Zuweisungen und die entsprechenden Stammaktien belaufen sich insgesamt auf 7.725 RSUs für die Auszeichnungen 2023, 2024 und 2025: 3.457 (2023 RSUs), 3.237 (2024 RSUs) und 1.031 (2025 RSUs). Jede RSU gewährt bedingt das Recht auf eine Stammaktie oder deren wirtschaftliches Äquivalent; ausgeübte RSU-Aktien werden nach Steuern ausgegeben. Die Einreichung ist datiert auf den 24.08.2025 und wurde am 28.08.2025 von einem Bevollmächtigten im Namen Carlsons unterzeichnet.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Carlson Christopher

(Last) (First) (Middle)
C/O RB GLOBAL, INC.
2 WESTBROOK CORPORATE CENTER

(Street)
WESTCHESTER IL 60154

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/24/2025
3. Issuer Name and Ticker or Trading Symbol
RB GLOBAL INC. [ RBA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 1,935 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Unit (2023 RSUs) (1) (1) Common Shares 3,457 (2) D
Restricted Share Unit (2024 RSUs) (3) (3) Common Shares 3,237 (2) D
Restricted Share Unit (2025 RSUs) (4) (4) Common Shares 1,031 (2) D
Explanation of Responses:
1. The RSUs vest in three equal annual installments beginning March 15, 2024. The common shares underlying vested RSUs will be released to the reporting person, net of tax..
2. Each RSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.
3. The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax.
4. The RSUs vest in three equal annual installments beginning March 14, 2026. The common shares underlying vested RSUs will be released to the reporting person, net of tax.
/s/ Maria Teresa Punsalan, attorney-in-fact for Christopher Carlson 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Christopher Carlson report on Form 3 for RBA?

He reported direct ownership of 1,935 common shares and three RSU grants totaling 7,725 RSUs (3,457; 3,237; 1,031).

When do the RSU awards for Christopher Carlson begin vesting?

The 2023 RSUs vest beginning March 15, 2024, the 2024 RSUs vest beginning March 15, 2025, and the 2025 RSUs vest beginning March 14, 2026.

How will vested RSUs be delivered to the reporting person?

Each vested RSU represents a contingent right to one RBA common share or its economic equivalent and will be released to the reporting person net of tax.

What is Christopher Carlson's role at RB Global, Inc. (RBA)?

He is reported as the company's Chief Accounting Officer and filed the Form 3 as an officer.

On what date was the Form 3 event recorded?

The date of the event requiring the statement is 08/24/2025, and the form was signed on behalf of Carlson on 08/28/2025.
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