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RBB Bancorp (RBB) EVP updates RSU and PSU awards in Form 4/A

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

RBB Bancorp executive Jeffrey Yeh, an EVP, reported an amended insider transaction and equity award details. On 01/16/2026, he acquired 842 shares of RBB Bancorp common stock at $21.56 per share through the exercise (code M) of previously granted restricted stock units, bringing his directly held common stock to 57,642 shares.

The filing also updates multiple restricted stock unit (RSU) and performance stock unit (PSU) awards, including time-vested RSUs that typically vest in three equal annual installments beginning one year after their grant dates in 2023, 2024, and 2025, and PSUs that vest over three-year periods based on performance goals and continued employment. A prior filing had overstated certain RSU and PSU grants from 05/08/2025, and this amendment clarifies that those grants settle in common stock and corrects remaining RSUs from the 03/20/2024 grant to 2,652 units.

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Insider Yeh Jeffrey
Role EVP
Type Security Shares Price Value
Exercise Restricted Stock Units 842 $0.00 --
Exercise Common Stock, No Par Value 842 $21.56 $18K
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Performance Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Performance Stock Units -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock, No Par Value — 57,642 shares (Direct); Performance Stock Units — 5,967 shares (Direct)
Footnotes (1)
  1. There will be no expiration date once restricted stock units vest. These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant. These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant. These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant. These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition. These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant. Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yeh Jeffrey
(Last) (First) (Middle)
1055 WILSHIRE BLVD
SUITE 1200
(Street)
LOS ANGELES CA 90017
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RBB Bancorp [ RBB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/22/2026 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, No Par Value 01/16/2026 M 842 A $21.56 57,642 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0 01/16/2026 M 842 (2) (1) Common Stock(8) 842 $0 0 D
Restricted Stock Units $0.0000 (3) (1) Common Stock(8) 1,843 1,843 D
Restricted Stock Units $0.0000 (4) (1) Common Stock(8) 2,652 2,652 D
Performance Stock Units $0.0000 (5) (1) Common Stock(8) 5,967 5,967 D
Restricted Stock Units $0.0000 (6) (1) Common Stock(8) 4,394(8) 4,394(8) D
Performance Stock Units $0.0000 (7) (1) Common Stock(8) 6,589(8) 6,589(8) D
Explanation of Responses:
1. There will be no expiration date once restricted stock units vest.
2. These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
3. These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
4. These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
5. These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
6. These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant.
7. Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
8. On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.
Remarks:
To correct remaining RSUs from 3/20/2024 grant. Should be 2652 not 2143.
/s/ Jeffrey Yeh 01/22/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did RBB (RBB) report for EVP Jeffrey Yeh?

EVP Jeffrey Yeh reported acquiring 842 shares of RBB Bancorp common stock on 01/16/2026 through the exercise of restricted stock units at a price of $21.56 per share, increasing his directly held common stock to 57,642 shares.

Why is this RBB (RBB) Form 4 labeled as an amendment?

The Form 4 is amended because a prior filing made on May 12, 2025 contained an administrative error that omitted information from Table II and overstated RSU and PSU amounts granted on 05/08/2025. This amendment also clarifies that those RSU and PSU grants will be settled in common stock.

How were RBB Bancorp (RBB) restricted stock units corrected in this filing?

The filing states that remaining RSUs from the 03/20/2024 grant were corrected so the outstanding amount is 2,652 units, rather than 2,143. It also updates several RSU and PSU lines in Table II to show the correct numbers and vesting structure.

What are the vesting terms for RBB (RBB) restricted stock units granted to the EVP?

Several RSU awards vest in three equal annual installments, each starting one year after the grant dates of 01/18/2023, 02/21/2024, 03/20/2024, and 05/08/2025. There is no expiration date once these restricted stock units vest.

How do RBB Bancorp (RBB) performance stock units for the EVP vest?

The performance stock units (PSUs) vest over three-year periods beginning on 03/20/2024 and 05/08/2025, conditioned on achieving specified performance goals and meeting an employment condition. One PSU grant is awarded at a target level with the opportunity to vest at up to 150% of that target, with the reported amount representing the maximum that may ultimately vest.

Does this RBB (RBB) insider filing show any derivative securities still held by the EVP?

Yes. Table II lists multiple RSU and PSU awards tied to RBB Bancorp common stock, with various lines showing remaining derivative holdings such as 1,843, 2,652, 5,967, 4,394, and 6,589 underlying shares, each subject to the vesting terms and conditions described in the footnotes.