[Form 4] Rubrik, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Rubrik (RBRK) insider activity: The Chief Financial Officer reported transactions on 11/05/2025. The filing shows an option exercise of 2,000 shares (Code M) originally tied to Class B stock at a $7.99 exercise price, followed by automatic conversions to Class A (Code C). The CFO then sold 3,500 shares of Class A (Code S) at a weighted average price of $72.29 pursuant to a Rule 10b5-1 trading plan adopted on January 15, 2025. Following these transactions, the officer directly beneficially owned 510,551 shares of Class A common stock.

Insights

Insider trading compliance analyst

Routine Form 4: small sale under a 10b5-1 plan.

The CFO exercised 2,000 options at an exercise price of $7.99, with the resulting Class B shares converting into Class A under the company’s dual‑class structure. The officer also sold 3,500 Class A shares at a weighted average of $72.29, disclosed as executed under a Rule 10b5-1 plan adopted on January 15, 2025.

The footnotes state prices ranged from $72.04 to $72.59 and outline the automatic one‑for‑one conversion mechanics between Class B and Class A. Post‑trade direct beneficial ownership is 510,551 Class A shares. These are standard administrative transactions; actual market impact depends on holder decisions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Choudary Kiran Kumar

(Last) (First) (Middle)

C/O RUBRIK INC.

3495 DEER CREEK ROAD

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rubrik, Inc. [ RBRK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/05/2025		C		2,000	A	$0	514,051	D
Class A Common Stock	11/05/2025		S(1)		3,500	D	$72.29(2)	510,551	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$7.99	11/05/2025		M			2,000	(3)	09/17/2028	Class B Common Stock	2,000	$0	54,450	D
Class B Common Stock	(4)	11/05/2025		M		2,000		(4)	(4)	Class A Common Stock	2,000	$0	2,000	D
Class B Common Stock	(4)	11/05/2025		C			2,000	(4)	(4)	Class A Common Stock	2,000	$0	0	D

Explanation of Responses:

1. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted January 15, 2025.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.04 to $72.59 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

3. 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

4. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

	/s/ Anne-Kathrin Lalendran, Attorney-in-Fact	11/06/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Rubrik (RBRK)’s CFO report on this Form 4?

An option exercise for 2,000 shares, conversions from Class B to Class A, and a sale of 3,500 Class A shares.

At what price were Rubrik (RBRK) shares sold?

A weighted average price of $72.29, with individual trades ranging from $72.04 to $72.59.

Was the sale under a Rule 10b5-1 plan?

Yes. The sale was made pursuant to a Rule 10b5-1 plan adopted on January 15, 2025.

How many Rubrik (RBRK) shares does the CFO own after the transactions?

Direct beneficial ownership is 510,551 shares of Class A common stock.

What was the option exercise price disclosed?

The stock option (right to buy) shows an exercise price of $7.99 per share.

How do Rubrik’s Class B shares convert to Class A?

Each Class B share converts into one Class A share upon sale/transfer or at the holder’s option, per the certificate of incorporation.