Ready Capital (RC) CFO trades shares and remits profit from 2026 deals

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ready Capital Corp Chief Financial Officer Andrew Ahlborn reported a series of common stock trades that resulted in a small net share increase. On May 29, 2026, he executed open-market sales totaling 2,798.78 shares at about $1.81–$1.82 per share and an open-market purchase of 2,798.78 shares at $1.82 per share. Across all reported transactions since July 2025, he bought 4,099.01 shares and sold 2,798.78 shares, a net purchase of 1,300.23 shares. Following these trades, he directly holds 1,153,109.61 Ready Capital shares. Some transactions reflect a dividend reinvestment election and others involve shares held in his IRA, and he has disgorged to Ready Capital the profit realized from the April 29, 2026 and May 29, 2026 transactions.

Insider Trade Summary

Net Buyer: 1,300.23 shares ($9,811)

Net Buy 13 txns

Insider Ahlborn Andrew

Role Chief Financial Officer

Bought 4,099.01 shs ($10K)

Sold 2,798.78 shs ($5K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	2,798.78	$1.82	$5K
Sale	Common Stock	0.78	$1.82	$1.42
Sale	Common Stock	2,798	$1.81	$5K
L	Common Stock	59.19	$1.88	$111.28
L	Common Stock	15.36	$1.81	$27.80
L	Common Stock	51.53	$2.14	$110.27
L	Common Stock	12.52	$2.21	$27.67
Purchase	Common Stock	454.32	$2.91	$1K
Purchase	Common Stock	110.82	$3.00	$332.46
Purchase	Common Stock	304.04	$4.10	$1K
Purchase	Common Stock	73	$4.43	$323.39
Purchase	Common Stock	287.97	$4.09	$1K
Purchase	Common Stock	70.08	$4.49	$314.66

Holdings After Transaction: Common Stock — 1,153,109.61 shares (Direct, null)

Footnotes (1)

Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings. Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes. The reporting person has disgorged to the issuer the profit realized from the transactions executed on April 29, 2026 and May 29, 2026.

Key Figures

Net shares bought: 1,300.23 shares Shares owned after transactions: 1,153,109.61 shares Latest same-day sale: 2,798.00 shares at $1.81 +3 more

6 metrics

Net shares bought 1,300.23 shares Net of buys and sells in transaction summary

Shares owned after transactions 1,153,109.61 shares Direct Ready Capital common stock holding after May 29, 2026

Latest same-day sale 2,798.00 shares at $1.81 Open-market sale on May 29, 2026

Latest same-day small sale 0.78 shares at $1.82 Additional sale on May 29, 2026

Latest same-day purchase 2,798.78 shares at $1.82 Open-market purchase on May 29, 2026

Total shares bought 4,099.01 shares Cumulative open-market and small acquisitions in summary

Key Terms

open-market purchase, open-market sale, dividend reinvestment election, IRA, +2 more

6 terms

open-market purchase financial

"transaction_action": "open-market purchase"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

open-market sale financial

"transaction_action": "open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

dividend reinvestment election financial

"Reflects transactions pursuant to a dividend reinvestment election"

IRA financial

"shares held by the reporting person's IRA for tax planning purposes"

An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.

Small acquisition under Rule 16a-6 regulatory

"transaction_code_description": "Small acquisition under Rule 16a-6"

disgorged regulatory

"has disgorged to the issuer the profit realized from the transactions"

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Form 4 Insider Transactions: What Each Field Means →

06/02/2026 - 04:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ahlborn Andrew

(Last)

(First)

(Middle)

C/O READY CAPITAL CORPORATION,

1251 AVENUE OF THE AMERICAS, 50TH FLOOR

(Street)

NEW YORK

10020

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ready Capital Corp [ RC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/29/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/29/2025		P⁽¹⁾		287.97	A	$4.09	1,149,159.97	D
Common Stock	04/29/2025		P⁽¹⁾		70.08	A	$4.49	1,149,230.05	D
Common Stock	07/30/2025		P⁽¹⁾		304.04	A	$4.1	1,149,534.09	D
Common Stock	07/30/2025		P⁽¹⁾		73	A	$4.43	1,149,607.09	D
Common Stock	10/30/2025		P⁽¹⁾		454.32	A	$2.91	1,150,061.41	D
Common Stock	10/30/2025		P⁽¹⁾		110.82	A	$3	1,150,172.23	D
Common Stock	01/29/2026		L⁽¹⁾		51.53	A	$2.14	1,150,223.76	D
Common Stock	01/29/2026		L⁽¹⁾		12.52	A	$2.21	1,150,236.28	D
Common Stock	04/29/2026		L⁽¹⁾		59.19	A	$1.88	1,150,295.47	D
Common Stock	04/29/2026		L⁽¹⁾⁽²⁾⁽³⁾		15.36	A	$1.81	1,150,310.83	D
Common Stock	05/29/2026		P⁽¹⁾⁽²⁾		2,798.78	A	$1.82	1,153,109.61	D
Common Stock	05/29/2026		S⁽¹⁾⁽²⁾⁽³⁾		0.78	D	$1.82	1,153,108.83	D
Common Stock	05/29/2026		S⁽¹⁾⁽²⁾		2,798	D	$1.81	1,150,310.83	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects transactions pursuant to a dividend reinvestment election with respect to certain of the reporting person's holdings.

2. Reflects transactions with respect to shares held by the reporting person's IRA for tax planning purposes.

3. The reporting person has disgorged to the issuer the profit realized from the transactions executed on April 29, 2026 and May 29, 2026.

Remarks:

	/s/ Boran Ding, Attorney-in-fact	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Ready Capital (RC) CFO Andrew Ahlborn report in this Form 4?

Andrew Ahlborn reported multiple trades in Ready Capital common stock, including open-market purchases and sales. Overall, he ended with a small net increase in holdings and now directly owns about 1,153,109.61 shares after the reported transactions.

Did the Ready Capital (RC) CFO buy or sell more shares overall?

Overall, the Ready Capital CFO modestly increased his holdings. He purchased 4,099.01 shares and sold 2,798.78 shares, leaving a net buy of 1,300.23 shares, which is small relative to his total ownership position.

How many Ready Capital (RC) shares does the CFO own after these trades?

After these transactions, the CFO directly owns 1,153,109.61 Ready Capital common shares. This figure reflects the cumulative effect of all reported purchases, small acquisitions, and sales included in the Form 4 over the covered dates.

What prices were paid or received in the Ready Capital (RC) CFO’s latest trades?

Recent trades clustered around low single-digit prices. On May 29, 2026, sales occurred at about $1.81–$1.82 per share, while the same-day open-market purchase was reported at $1.82 per share for Ready Capital common stock.

What do the dividend reinvestment and IRA notes mean in the Ready Capital (RC) filing?

Some transactions come from a dividend reinvestment election on certain holdings, and others involve shares held in the CFO’s IRA. These footnotes clarify the accounts and programs through which certain Ready Capital share transactions were executed.

What does it mean that the Ready Capital (RC) CFO disgorged profit to the company?

The filing states the CFO disgorged to Ready Capital the profit realized from trades executed on April 29, 2026 and May 29, 2026. This means the economic profit from those specific transactions was remitted back to the company.