Welcome to our dedicated page for Rocky Brands SEC filings (Ticker: RCKY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rocky Brands, Inc. (RCKY) SEC filings page provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Rocky Brands is a Nasdaq-listed designer, manufacturer and marketer of premium quality footwear and apparel that reports its activities across Wholesale, Retail and Contract Manufacturing segments.
Key filings for RCKY include Form 10-K annual reports, which describe the company’s business, risk factors and financial statements, and Form 10-Q quarterly reports, which present condensed consolidated balance sheets, statements of operations and segment data. These filings detail items such as net sales by segment, gross margin, operating expenses, income from operations, interest expense, net income, inventories, debt and shareholders’ equity.
Rocky Brands also submits Form 8-K current reports, for example to furnish earnings press releases under Item 2.02 (Results of Operations and Financial Condition). These 8-Ks reference the company’s quarterly results announcements and clarify that the attached press releases are furnished, not filed, under the Exchange Act.
On Stock Titan, AI-powered tools can help interpret lengthy RCKY filings by summarizing segment performance, highlighting changes in margins, and explaining adjustments used in non-GAAP measures such as adjusted operating expenses, adjusted income from operations and adjusted net income. Investors can use this page to monitor new filings in real time, review historical disclosure and better understand how Rocky Brands presents its financial condition, operating results and risk disclosures in its official SEC documents.
Form 144 notice for Rocky Brands, Inc. (RCKY) shows a proposed sale of 2,500 common shares through Fidelity Brokerage Services on NASDAQ with an aggregate market value of $74,425 and the issuer reporting 7,468,341 shares outstanding. The securities listed were acquired as compensation in multiple installments between 2021 and 2024, totaling 2,502 shares based on the acquisition table. The filer reports no sales in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information and carries the required signature attestation.
Rocky Brands insider filing: Director Courtney Haning reported acquiring 5,000 shares of Rocky Brands, Inc. common stock on 08/29/2025 at a price of $28.07 per share, bringing his direct beneficial ownership to 24,482 shares. The Form 4 also reports a grant of a stock option for 5,000 shares with an exercise/conversion price of $28.07 and a stated exercisable date of 01/04/2026.
The filing notes the option vests 25% per year beginning on the first anniversary of the grant. The form is signed by an attorney-in-fact on behalf of the reporting person on 09/02/2025. All items are reported as direct ownership and no indirect holdings or additional material terms are disclosed in the filing.
Rocky Brands insider transactions: The filing shows director Jordan William L executed a stock option and then sold shares. On 08/28/2025 he exercised a stock option to acquire 5,000 shares at an exercise price of $28.07, increasing his direct beneficial ownership to 23,683 shares. On 08/29/2025 he sold 5,000 shares at a weighted-average sale price of $30.10 (sales ranged $30.01–$30.29), leaving 18,683 shares beneficially owned. The option vests 25% per year beginning one year after grant; the exercised shares originated from a stock option dated 08/28/2025. The filing is a single-person Form 4 and includes an attorney-in-fact signature.
Rocky Brands, Inc. (RCKY) filed a Form 144 reporting a proposed sale of 5,000 shares of common stock through J.P. Morgan Securities LLC on 09/02/2025. The filing states the aggregate market value of the shares is $152,550 with 7,468,341 shares outstanding, and shows the shares were acquired and paid for on 09/02/2025 via a stock option exercise with cash payment. The filer certifies there are no undisclosed material adverse facts known to them and reports no sales of issuer securities in the past three months.
Rocky Brands, Inc. (RCKY) filed a Form 144 notice indicating a proposed sale of 5,000 common shares through Fidelity Brokerage Services LLC on the NASDAQ, with an approximate aggregate market value of $150,650. The shares represent part of the issuer's outstanding common stock of 7,468,341 shares. The 5,000 shares were acquired on 08/28/2025 by exercise of stock options from the issuer and are marked as compensation; the planned sale date is 08/29/2025. The filer reports no sales of the issuer's securities by the same person in the past three months and affirms they are not aware of undisclosed material adverse information about the issuer.
Haning G Courtney, a director of Rocky Brands, Inc. (RCKY), reported selling 5,000 shares of the company's common stock on 08/26/2025 at a price of $31.00 per share. After the reported sale, Mr. Courtney beneficially owned 19,482 shares in a direct capacity. The Form 4 was filed as a single reporting person and signed by an attorney-in-fact on 08/27/2025.
On 2025-08-01, Rocky Brands, Inc. (RCKY) filed a Form 144 giving notice of an insider’s intent to sell 5,000 common shares through broker Edward Jones on Nasdaq. The proposed sale is valued at $125,750 and represents only ≈0.07 % of the company’s 7,461,167 shares outstanding. The shares were originally acquired on 2021-01-04 via an employee stock-option exercise; no non-cash consideration or installment payments are disclosed. The filer reports no other sales in the prior three months and provides no additional remarks. While Form 144 is merely a notice—not a guarantee—that a trade will occur, it enables investors to track forthcoming insider activity.
- Shares to be sold: 5,000 common
- Aggregate value: $125,750
- Approx. sale date: 01 Aug 2025
- Broker: Edward Jones
- Acquisition source: option exercise on 04 Jan 2021