HRT FINANCIAL LP discloses 100,683 Ridgetech (RDGT) common shares as ten percent owner

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ridgetech Inc. reported a large shareholder’s position in its stock. HRT FINANCIAL LP filed an initial ownership report showing it is a ten percent owner of Ridgetech and directly holds 100,683 shares of Common Stock. This filing establishes HRT FINANCIAL LP’s baseline stake but does not report any recent buy or sell transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider HRT FINANCIAL LP

Role null

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 100,683 shares (Direct, null)

Footnotes (1)

Key Figures

Common Stock held: 100,683 shares Ten percent owner status: Yes Buy transactions: 0 +1 more

4 metrics

Common Stock held 100,683 shares Total shares following reported position for HRT FINANCIAL LP

Ten percent owner status Yes HRT FINANCIAL LP identified as ten percent owner of Ridgetech Inc.

Buy transactions 0 transactionSummary buyCount

Sell transactions 0 transactionSummary sellCount

Key Terms

Common Stock, ten percent owner, Form 3, direct ownership

4 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

ten percent owner regulatory

"is_ten_percent_owner: 1"

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

direct ownership financial

"ownership_type: "direct" and direct_or_indirect: "D""

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Understanding Insider Trading Forms →

Available on EDGAR 06/11/2026 - 03:33 PM Accepted by SEC EDGAR 06/11/2026 - 03:33 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last)

(First)

(Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK

10007

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/09/2026

3. Issuer Name and Ticker or Trading Symbol
Ridgetech Inc. [ RDGT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	100,683	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

	Adam Nunes	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does HRT FINANCIAL LP report in its Form 3 for RDGT?

HRT FINANCIAL LP reports its initial ownership in Ridgetech Inc. It is identified as a ten percent owner and discloses direct holdings of 100,683 shares of Common Stock, establishing a baseline stake without showing recent purchases or sales.

How many Ridgetech (RDGT) shares does HRT FINANCIAL LP hold?

HRT FINANCIAL LP holds 100,683 shares of Ridgetech Inc. Common Stock. This figure is reported as the total shares owned following the reported position and reflects direct ownership rather than indirect or derivative holdings.

Is HRT FINANCIAL LP considered a ten percent owner of Ridgetech (RDGT)?

Yes, HRT FINANCIAL LP is identified as a ten percent owner of Ridgetech Inc. This status means it holds a significant stake in the company and must file ownership reports, such as this Form 3, with the SEC.

Does the HRT FINANCIAL LP Form 3 for RDGT show any stock trades?

No, the filing does not show any specific stock trades. It classifies the entry as a holding with an unknown transaction code, listing 100,683 shares of Common Stock as directly owned, rather than detailing a particular purchase or sale.

Are there any derivative securities reported by HRT FINANCIAL LP in RDGT?

No derivative securities are reported in this filing. The derivative summary is empty, so the disclosure focuses solely on the 100,683 directly owned Common Stock shares, without options, warrants, or other derivative positions listed.