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Regeneron officer proposes $3.79M share sale

The notice links the proposed shares to three dated option grants and names UBS Financial Services Inc. in the broker information.

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Form Type
144

Rhea-AI Filing Summary

Regeneron Pharmaceuticals, Inc. officer Jason Pitofsky filed a notice covering a proposed sale of 3,883 common shares, with an indicated aggregate market value of $3,789,808. UBS Financial Services Inc. is named in the broker information, and the approximate sale date is November 4, 2026. The notice lists cashless exercises tied to stock option grants dated December 9, 2020, December 8, 2021, and December 16, 2022.

Shares proposed for sale 3,883 common shares Proposed sale
Aggregate market value $3,789,808 Proposed sale
Shares outstanding 101,630,713 shares Issuer shares outstanding
Shares associated with December 9, 2020 option grant 905 shares Cashless exercise
Shares associated with December 8, 2021 option grant 1,478 shares Cashless exercise
Shares associated with December 16, 2022 option grant 1,500 shares Cashless exercise
Rule 144 regulatory
"paragraph (a) of Rule 144"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
cashless exercise financial
"cashless exercise common"
A cashless exercise is a way for an option holder to convert stock options into actual shares without paying the purchase price in cash; instead they immediately give up a portion of the newly issued shares to cover the cost and any withholding taxes. Investors care because this process increases the number of shares available and can slightly dilute existing holdings, while also signaling how insiders or employees are realizing compensation without needing cash — similar to paying for a purchase by handing over part of what you just bought.
stock option grant financial
"stock option grant"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many REGN shares does Jason Pitofsky's notice cover?

The notice covers 3,883 common shares with an indicated aggregate market value of $3,789,808. UBS Financial Services Inc. is named in the broker information, and the approximate sale date is November 4, 2026.

Which option grants are associated with Jason Pitofsky's REGN sale notice?

The notice lists 905 shares from a December 9, 2020 stock option grant, 1,478 shares from a December 8, 2021 grant, and 1,500 shares from a December 16, 2022 grant; each is identified with a cashless exercise.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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