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Richardson Electronics (RELL) grants CEO 20,000 shares and 20,000 options

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RICHARDSON ELECTRONICS, LTD. Chairman & CEO Edward J. Richardson received equity awards on July 20, 2026. He was granted 20,000 restricted common shares that vest ratably over three years and 20,000 employee stock options with a $16.56 exercise price, vesting over five years and expiring July 20, 2036. Following these grants he directly owns 43,114 common shares and holds options covering 20,000 shares.

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Insider RICHARDSON EDWARD J
Role Chairman & CEO
Type Security Shares Price Value
Grant/Award Employee Stock Option (Right to Buy) F2 20,000 $0.00 $0.00
Grant/Award Common Stock F1 20,000 $0.00 $0.00
Holdings After Transaction: Employee Stock Option (Right to Buy) — 20,000 shares (Direct); Common Stock — 43,114 shares (Direct)
Footnotes (2)
  1. F1. Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.
  2. F2. The stock option was granted on July 20, 2026 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.
Restricted common shares granted 20,000 shares Restricted stock award to Edward J. Richardson on July 20, 2026
Stock options granted 20,000 options Employee stock option grant on July 20, 2026
Option exercise price $16.56 per share Exercise price of employee stock options granted to Edward J. Richardson
Option expiration date July 20, 2036 Expiration of employee stock options granted under long-term incentive plan
Common shares owned after grant 43,114 shares Direct common stock holdings following July 20, 2026 restricted stock award
Restricted stock vesting period 3 years Restricted shares vest ratably over three years beginning on first anniversary of grant
Stock option vesting period 5 years Options vest in five equal annual installments from grant date
restricted stock award financial
"Represents a restricted stock award under the Richardson Electronics, Ltd."
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
Amended and Restated 2011 Long-Term Incentive Plan financial
"under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan"
Employee Stock Option (Right to Buy) financial
"security_title: Employee Stock Option (Right to Buy)"
vesting financial
"which shall vest ratably over a three year period, beginning on the first anniversary"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity awards did RELL's CEO Edward J. Richardson receive on July 20, 2026?

Edward J. Richardson received 20,000 restricted common shares and 20,000 employee stock options. The options carry a $16.56 exercise price, reflecting compensation under Richardson Electronics’ long-term incentive plans rather than open-market purchases.

What are the vesting schedules for the new RELL equity awards to Edward J. Richardson?

The 20,000 restricted shares vest ratably over three years, starting on the first anniversary of grant. The 20,000 options vest over five years, with one-fifth vesting on each anniversary of the July 20, 2026 grant date.

How many RELL common shares does Edward J. Richardson own after these grants?

After the July 20, 2026 grants, Edward J. Richardson directly owns 43,114 common shares of Richardson Electronics. He also holds employee stock options covering an additional 20,000 shares, which are exercisable at $16.56 per share once vested.

What are the key terms of the new RELL stock options granted to Edward J. Richardson?

The grant comprises 20,000 employee stock options with a $16.56 exercise price. They vest in five equal annual installments beginning July 20, 2027 and have an expiration date of July 20, 2036, under Richardson Electronics’ long-term incentive plan.

Were Edward J. Richardson’s July 2026 RELL equity awards under a Rule 10b5-1 plan?

The awards were not reported as made under a Rule 10b5-1 trading plan, as the related checkbox was not marked. They are described instead as grants under Richardson Electronics’ long-term incentive plans, with specified three-year and five-year vesting schedules.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RICHARDSON EDWARD J

(Last)(First)(Middle)
40W267 KESLINGER ROAD PO BOX 393

(Street)
LAFOX ILLINOIS 60147

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RICHARDSON ELECTRONICS, LTD. [ RELL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/20/2026A20,000(1)A$043,114D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy)$16.5607/20/2026A20,00007/20/2027(2)07/20/2036Common Stock20,000$020,000D
Explanation of Responses:
1. Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance.
2. The stock option was granted on July 20, 2026 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.
/s/ Robert J. Ben attorney-in-fact for Edward J. Richardson07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)