Regions Financial CFO reports initial share holdings
Regions Financial Corp Chief Financial Officer Anil D. Chadha has reported his initial equity holdings with the company.
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Form Type
3
Rhea-AI Filing Summary
Regions Financial Corp Chief Financial Officer Anil D. Chadha has reported his initial equity holdings with the company. The filing shows direct ownership of 21,224.1546 restricted stock units tied to common stock, plus 6,586.0181 shares of common stock held directly and 1,340.0714 shares held indirectly through a 401(k) plan.
The restricted stock units include awards of 3,483 units granted on April 3, 2023, vesting in common shares as of April 3, 2026, and 10,183 units granted on April 1, 2024, vesting in two equal installments as of April 1, 2026 and April 1, 2027, each subject to a service requirement. An additional 6,119 units granted on April 1, 2025 are scheduled to be settled in shares as of April 1, 2028, with the number of shares delivered contingent on performance thresholds for the period from January 1, 2025 through December 31, 2027.
Insider Trade Summary
Holdings reported, no transactions
Holdings
Insider
Chadha Anil D
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Holding | Restricted Stock Units | -- | -- | -- |
| Holding | Common Stock | -- | -- | -- |
| Holding | Common Stock | -- | -- | -- |
Holdings:
Restricted Stock Units — 21,224.1546 contracts (Direct);
Common Stock — 6,586.0181 shares (Direct);
Common Stock — 1,340.0714 shares (Indirect, By 401(k))
Footnotes (4)
- F1. Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
- F2. 3,483 restricted stock units awarded April 3, 2023, to be settled in shares of common stock as of April 3, 2026, subject to a service requirement; 10,183 restricted stock units awarded April 1, 2024, to be settled in shares of common stock in two equal installments as of April 1, 2026 and April 1, 2027, subject to a service requirement; and 6,119 restricted stock units awarded April 1, 2025, to be settled in shares of common stock as of April 1, 2028, subject to a service requirement, with the number of shares delivered upon vesting contingent upon the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.
- F3. Includes quarterly cash dividends that were reinvested in restricted stock units.
- F4. Each restricted stock unit represents a contingent right to receive one share of common stock, and, only as to outstanding restricted stock units granted in 2023, a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.
Key Figures
Restricted stock units underlying shares: 21,224.1546 units
Direct common stock holdings: 6,586.0181 shares
Indirect 401(k) holdings: 1,340.0714 shares
+3 more
6 metrics
Restricted stock units underlying shares
21,224.1546 units
Direct RSU holdings linked to common stock
Direct common stock holdings
6,586.0181 shares
Common stock held directly by CFO
Indirect 401(k) holdings
1,340.0714 shares
Common stock expressed as units in employer stock fund
2023 RSU grant
3,483 units
Awarded April 3, 2023, vesting April 3, 2026
2024 RSU grant
10,183 units
Awarded April 1, 2024, vesting April 1, 2026 and April 1, 2027
2025 RSU grant
6,119 units
Awarded April 1, 2025, vesting April 1, 2028 with performance conditions
Key Terms
Restricted Stock Units, unitized employer stock fund, contingent right, performance thresholds, +1 more
5 terms
Restricted Stock Units financial
"3,483 restricted stock units awarded April 3, 2023, to be settled in shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
unitized employer stock fund financial
"ownership units in the plan's unitized employer stock fund, which is managed"
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
performance thresholds financial
"number of shares delivered upon vesting contingent upon the issuer meeting certain performance thresholds"
quarterly cash dividends financial
"Includes quarterly cash dividends that were reinvested in restricted stock units"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Regions Financial (RF) Form 3 filing show for CFO Anil Chadha?
The Form 3 shows Anil D. Chadha’s initial equity holdings as Regions Financial’s CFO, including common stock and restricted stock units. It establishes his starting ownership position in both direct shares and stock-based awards tied to future vesting and performance.
How many restricted stock units does the Regions Financial (RF) CFO hold?
Anil D. Chadha holds 21,224.1546 restricted stock units linked to Regions Financial common stock. These units represent a contingent right to receive shares in the future, subject to service requirements, performance thresholds, and dividend reinvestment provisions described in the award footnotes.
What direct common stock holdings does the Regions Financial (RF) CFO report?
The CFO reports 6,586.0181 shares of Regions Financial common stock held directly. This figure reflects his personal direct ownership separate from restricted stock units and retirement-plan holdings, giving investors a clear view of his straightforward share position in the company.
What indirect holdings through a 401(k) plan does the Regions Financial (RF) CFO have?
He reports 1,340.0714 shares of Regions Financial common stock held indirectly “By 401(k).” These are expressed as ownership units in a unitized employer stock fund designed so each unit approximates the economic value of one share of common stock in the plan.
When do the Regions Financial (RF) CFO’s restricted stock units vest?
3,483 units granted April 3, 2023 vest as shares on April 3, 2026. 10,183 units granted April 1, 2024 vest in two equal installments on April 1, 2026 and April 1, 2027. 6,119 units from April 1, 2025 vest as of April 1, 2028.
How are dividends treated on the Regions Financial (RF) CFO’s restricted stock units?
For certain awards, quarterly cash dividends are reinvested into additional restricted stock units. Each restricted stock unit generally represents a contingent right to receive one share of common stock, plus for 2023 grants, related dividend value that has been reinvested into more units.
Are the Regions Financial (RF) CFO’s restricted stock units subject to performance conditions?
Yes. The 6,119 restricted stock units granted April 1, 2025 are settled in shares as of April 1, 2028, with the number of shares delivered contingent on Regions Financial meeting specified performance thresholds between January 1, 2025 and December 31, 2027.
AI-generated analysis. How Rhea-AI works. Not financial advice.
