Here are the Form 4 insider transactions from Regions Financial Corp. (RF) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RF filings page.
Plimpton Tara A reported acquisition or exercise transactions in this Form 4 filing.
Regions Financial Corp reported that SEVP & Chief Legal Officer Tara A. Plimpton received a grant of 15,332 restricted stock units tied to the company’s common stock. Each unit represents a contingent right to one share, with no cash paid at grant.
The restricted stock units vest on April 1, 2029, if she remains employed and if Regions meets defined performance thresholds for the period from January 1, 2026 through December 31, 2028. Following this award, her directly held restricted stock unit balance is 70,881.9875 units, including units from reinvested quarterly cash dividends.
Zusi Russell K reported acquisition or exercise transactions in this Form 4 filing.
REGIONS FINANCIAL CORP reported that SEVP & CRO Russell K. Zusi received a grant of 22,358 Restricted Stock Units, each representing a contingent right to one share of common stock. The units vest on April 1, 2029, subject to a service requirement and performance thresholds measured from January 1, 2026 through December 31, 2028. Following this award, Zusi holds a total of 239,053.3899 restricted stock units and related equity, including quarterly cash dividends that were reinvested in restricted stock units.
Massey Charles Dandridge reported acquisition or exercise transactions in this Form 4 filing.
Regions Financial Corp senior executive Charles Dandridge Massey received a grant of 22,358 restricted stock units (RSUs) tied to common stock. The RSUs were awarded at no cash cost to him as part of equity compensation and increase his directly held RSU-based interest to about 95,514 units.
The RSUs are subject to a service requirement and will vest on April 1, 2029. The actual number of shares delivered at vesting depends on Regions meeting specified performance thresholds for the period from January 1, 2026 through December 31, 2028. The position also reflects quarterly cash dividends that have been reinvested into additional RSUs.
Ritter William D. reported acquisition or exercise transactions in this Form 4 filing.
Regions Financial Corp executive William D. Ritter reported a grant of 12,776 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of common stock. The award is compensation, not an open-market stock purchase or sale.
The RSUs vest on April 1, 2029, subject to a service requirement and performance thresholds measured over January 1, 2026 through December 31, 2028. After this grant, Ritter holds a total of 55,539.9682 RSUs, including amounts from quarterly cash dividends reinvested into additional restricted stock units.
Keenan David R. reported acquisition or exercise transactions in this Form 4 filing.
REGIONS FINANCIAL CORP senior executive vice president David R. Keenan received a grant of 22,358 restricted stock units tied to the company’s common stock. These units were awarded as compensation and do not represent an open-market purchase.
The restricted stock units are subject to a service requirement and vest on April 1, 2029. The number of shares ultimately delivered will depend on Regions Financial meeting specified performance thresholds during the period from January 1, 2026 through December 31, 2028. After this grant, Keenan holds 93,684.6811 restricted stock units directly, including units from reinvested cash dividends.
Regions Financial Corp senior executive vice president William D. Ritter reported selling common stock in the company. On January 22, 2026, he sold 36,000 shares of Regions common stock in an open-market transaction at a weighted average price of $28.7795 per share, with individual sale prices ranging from $28.76 to $28.825. After this sale, he directly held 17,569 shares of common stock and indirectly held 1,391.3389 shares through a 401(k) plan.
Regions Financial Corporation director Timothy Vines reported receiving 1,095.7223 shares of phantom stock on 01/15/2026 under the company’s director compensation and deferral programs. Each phantom stock share represents the right to receive the cash value of one share of Regions’ common stock rather than actual shares.
The filing shows these phantom stock units were elected in lieu of cash fees under the Directors’ Deferred Investment Plan, with fees accrued quarterly in arrears. After this transaction, Vines beneficially owned 52,767.7214 phantom stock units, held directly. These units are payable in cash in a lump sum or in up to 10 annual installments after the plan year in which he terminates service as a director, and the balance includes quarterly cash dividends deemed reinvested in phantom stock.
Regions Financial director Lee J. Styslinger III reported an automatic award of phantom stock units as part of director compensation. On January 15, 2026, he acquired 1,095.7223 shares of phantom stock at $28.52 per unit, bringing his total phantom stock holdings to 272,181.2877 units.
Each phantom stock unit represents the right to receive the cash value of one share of Regions Financial common stock. The director elected to take this phantom stock in lieu of cash fees under Regions’ Director Compensation Program, with units accrued quarterly in arrears. These units are payable in cash, either in a lump sum or in up to ten annual installments, within 30 days after the end of the plan year in which he leaves the board, and they include deemed reinvestment of quarterly cash dividends.
Regions Financial Corporation director reports deferred compensation grant in phantom stock. Director J. Thomas Hill reported receiving 1,051.8934 shares of phantom stock on 01/15/2026 at a reference price of $28.52 per share under the company’s director compensation and deferred investment programs. After this grant, Hill beneficially owns 20,304.2968 phantom stock shares on a direct basis.
Each phantom stock share represents the right to the cash value of one share of Regions Financial common stock. The director elected to receive this phantom stock in lieu of cash fees, with units accrued quarterly in arrears. These phantom stock units are payable in cash in a lump sum or up to 10 annual installments, within 30 days after the close of the plan year in which Hill’s board service ends, and the total includes dividends deemed reinvested in phantom stock.
Regions Financial Corporation director Ruth Ann Marshall reported receiving additional phantom stock units as part of her director compensation. On January 15, 2026, she acquired 1,621.669 phantom stock units at $28.52 per unit under the company’s Directors’ Deferred Investment Plan, raising her total phantom stock holdings to 167,706.1483 units.
Each phantom stock unit represents the right to receive the cash value of one share of Regions Financial common stock, rather than actual shares. The filing explains that Marshall elected to receive phantom stock instead of cash fees under the Director Compensation Program, with units credited quarterly in arrears. These phantom stock amounts are payable only in cash, in a lump sum or up to ten annual installments, after the plan year in which she ends service as a director, and include deemed reinvestment of quarterly cash dividends.
Regions Financial Corporation director reports additional phantom stock compensation. Director Mark A. Crosswhite reported an acquisition of 1,095.7223 units of phantom stock on 01/15/2026 at a reference price of $28.52 per unit. After this transaction, he beneficially holds 20,766.8994 phantom stock units on a direct basis.
Each phantom stock unit represents the right to receive the cash value of one share of Regions Financial common stock. Mr. Crosswhite elected to receive these phantom stock units in lieu of cash fees under the company’s Director Compensation Program, with awards accrued quarterly under the Directors’ Deferred Investment Plan. The phantom stock is settled in cash in a lump sum or up to ten annual installments, within 30 days after the close of the plan year in which the director’s board service ends, and includes quarterly cash dividends deemed reinvested into additional phantom stock.
Regions Financial Corporation officer reports equity award activity. The Senior Executive Vice President and Chief Risk Officer reported the vesting of 64,102 restricted stock units granted on January 2, 2024, which settled in an equal number of shares of common stock. In addition, 5,809.7292 dividend-equivalent restricted stock units tied to that grant vested and were treated as cash-settled units.
The insider disposed of 5,809.7292 shares of common stock at $27.56 per share related to those cash-settled units, and 23,288 shares were withheld by the company at $27.56 per share to cover taxes on stock-settled units. After these transactions, the reporting person held 82,599 shares of common stock directly, along with 278,671.9459 cash-settled restricted stock units and 214,569.9459 stock-settled restricted stock units.
Regions Financial Corporation Chairman, President and CEO, who is also a director, reported a change in his ownership of company stock. On 12/11/2025, he disposed of 15,000 shares of common stock in a transaction coded "G," which indicates a gift. The shares were transferred at a reported price of $0.0000 per share.
Following this transaction, he beneficially owns 916,605.9999 shares of Regions Financial common stock directly. In addition, he has an indirect interest in 5,363.5964 units through the company’s 401(k) plan, where units in the plan’s employer stock fund are designed to track the economic value of one share of common stock.