Welcome to our dedicated page for Regions Financl SEC filings (Ticker: RF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Regions Financial Corp. filings document the regulatory record of a bank holding company with NYSE-listed common stock and depositary shares representing non-cumulative perpetual preferred stock. Current reports include quarterly and annual operating results, supplemental financial information, Regulation FD presentation materials, dividend-related capital disclosures, and material-event reporting for governance and executive matters.
Proxy materials cover board elections, executive compensation, shareholder voting items, pay-versus-performance tables and corporate-governance policies. Other filings describe bylaw amendments, stockholder meeting rights, advance-notice provisions, officer appointments and compensation arrangements, tying the company’s formal disclosures to its banking operations, capital structure and public-company governance.
STYSLINGER LEE J III reported acquisition or exercise transactions in this Form 4 filing.
Regions Financial Corp director Lee J. Styslinger III received a grant of 1,122.0826 units of phantom stock, representing the right to the cash value of an equal number of Regions common shares. This award, taken in lieu of cash director fees, increased his phantom stock balance to 276,041.7166 units.
The phantom stock accrues quarterly under the company’s Directors' Deferred Investment Plan, with cash dividends deemed reinvested in additional phantom stock. Payouts are made in cash, either in a lump sum or installments, after the director’s service ends.
Regions Financial director J. Thomas Hill received a grant of phantom stock as part of his board compensation. He acquired 1,077.1993 phantom stock units, each tied to the cash value of one share of Regions Financial common stock at $27.85 per unit, bringing his total phantom stock holdings to 21,585.7725 units.
These units are credited quarterly in lieu of cash director fees under Regions’ Director Compensation Program and its Directors’ Deferred Investment Plan, with payment made in cash after his service as a director ends.
MARSHALL RUTH ANN reported acquisition or exercise transactions in this Form 4 filing.
Regions Financial Corp director Ruth Ann Marshall received a grant of 1,660.6822 shares of phantom stock as compensation. Each phantom stock share represents the right to the cash value of one share of Regions common stock and was valued at $27.85 per share on the grant date.
The phantom stock was received in lieu of cash fees under Regions' Director Compensation Program and is accrued quarterly in arrears under the Directors' Deferred Investment Plan. After this grant, Marshall holds a total of 171,054.0791 phantom stock shares, which are payable in cash in a lump sum or up to 10 annual installments after her service as a director ends, and include deemed reinvested quarterly cash dividends.
REGIONS FINANCIAL CORP Chairman, President and CEO John M. Turner Jr. reported multiple equity compensation events. Restricted stock units and performance-based awards vested and were exercised into a combined 111,545.1101 shares of common stock on a 1-for-1 basis, with portions tied to reinvested cash dividends.
Turner received a separate grant of 63,393 shares of common stock as a compensation award. To cover obligations, 71,369 shares were disposed of at $26.47 per share to satisfy tax liabilities, and 14,018.1101 shares were returned to the issuer. Following these transactions, he directly holds 1,006,157 shares and indirectly holds 5,414.9223 shares through a 401(k) plan.
Regions Financial senior executive vice president Charles Dandridge Massey reported equity compensation activity involving restricted stock units, performance share units, and common stock. On April 3, 2026, awards vested and were converted into a total of 23,902.9321 shares of common stock, and he received an additional 13,584 shares as a grant. The filing also shows 3,003.9321 shares returned to the issuer and 15,294 shares withheld at $26.47 per share to cover tax obligations and related cash dividend-equivalent amounts. After these transactions, Massey directly held 54,201.755 shares of Regions Financial common stock.
REGIONS FINANCIAL CORP Principal Accounting Officer Karin K. Allen reported compensation-related stock transactions involving restricted stock units and performance share units. On April 3, 2026 she exercised and vested RSUs totaling 1,992.3876 units into the same number of common shares and received an additional grant of 1,132 common shares as compensation. A portion of the shares, 1,276, was withheld at $26.47 per share to cover tax obligations, and 250.3876 shares were returned to the issuer in a disposition tied to cash-settled dividend equivalents. After these transactions she directly holds 39,985 common shares, with a further 35,637.9528 shares held indirectly through a 401(k) plan.
Regions Financial Corp Senior Executive Vice President Katherine R. Danella reported multiple equity compensation events in common stock on April 3, 2026. Restricted stock units vested and were exercised into 17,416 shares of common stock, and additional units related to cash dividends vested as 2,503.3007 shares. Performance share units also vested and were settled in shares of common stock based on a 0.65 share conversion rate for each performance share unit, after the company met specified performance thresholds from January 1, 2023 through December 31, 2025. She received a grant of 11,320 shares of common stock as an award, while 12,745 shares were withheld at $26.47 per share to satisfy tax obligations and 2,503.3007 shares were returned to the issuer. Following these transactions, she directly held 93,883 shares of common stock.
Regions Financial Corp SEVP Brian R. Willman reported equity compensation activity involving restricted stock units and performance share units on April 3, 2026. Awards vested and were settled mostly in shares of common stock, with some units tied to reinvested cash dividends.
After exercises, grants, and related dispositions, Willman directly held 7,014 shares of common stock, and also indirectly held 29,117.5111 shares through a 401(k) plan. A total of 4,480 shares were withheld to cover tax obligations, and 1,001.2628 shares were returned to the issuer in connection with cash-settled dividend equivalents.
Regions Financial Corp senior executive vice president David R. Keenan reported several compensation-related equity transactions in company stock. On April 3, 2026, restricted stock units and related dividend-equivalent units vested and were settled, converting into a total of 23,902.9321 shares of common stock through derivative exercises.
The filing also shows an additional 13,584 shares of common stock acquired as a grant or award, as well as 3,003.9321 shares disposed to the issuer tied to cash dividend equivalents and 15,294 shares withheld to cover tax obligations at $26.47 per share. After these transactions, Keenan directly holds 110,104 shares of Regions Financial common stock.
Regions Financial Corp senior executive Tara A. Plimpton reported routine equity compensation activity involving restricted stock units, performance share units, and related common shares. She exercised or converted derivative awards into a total of 19,919.3007 shares of common stock, reflecting vesting of prior grants and dividend equivalents.
Plimpton also received a grant of 11,320 shares of common stock, while 2,503.3007 shares were returned to the issuer and 12,745 shares were withheld at $26.47 per share to cover tax obligations. After these transactions, she directly holds 90,534 shares of Regions Financial common stock.