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REGIONS FINANCIAL CORP (RF) SEC Filings, Mar-Apr 2026

RF NYSE

Regions Financial Corp. filings document the regulatory record of a bank holding company with NYSE-listed common stock and depositary shares representing non-cumulative perpetual preferred stock. Current reports include quarterly and annual operating results, supplemental financial information, Regulation FD presentation materials, dividend-related capital disclosures, and material-event reporting for governance and executive matters.

Proxy materials cover board elections, executive compensation, shareholder voting items, pay-versus-performance tables and corporate-governance policies. Other filings describe bylaw amendments, stockholder meeting rights, advance-notice provisions, officer appointments and compensation arrangements, tying the company’s formal disclosures to its banking operations, capital structure and public-company governance.

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Plimpton Tara A reported acquisition or exercise transactions in this Form 4 filing.

Regions Financial Corp reported that SEVP & Chief Legal Officer Tara A. Plimpton received a grant of 15,332 restricted stock units tied to the company’s common stock. Each unit represents a contingent right to one share, with no cash paid at grant.

The restricted stock units vest on April 1, 2029, if she remains employed and if Regions meets defined performance thresholds for the period from January 1, 2026 through December 31, 2028. Following this award, her directly held restricted stock unit balance is 70,881.9875 units, including units from reinvested quarterly cash dividends.

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Zusi Russell K reported acquisition or exercise transactions in this Form 4 filing.

REGIONS FINANCIAL CORP reported that SEVP & CRO Russell K. Zusi received a grant of 22,358 Restricted Stock Units, each representing a contingent right to one share of common stock. The units vest on April 1, 2029, subject to a service requirement and performance thresholds measured from January 1, 2026 through December 31, 2028. Following this award, Zusi holds a total of 239,053.3899 restricted stock units and related equity, including quarterly cash dividends that were reinvested in restricted stock units.

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Massey Charles Dandridge reported acquisition or exercise transactions in this Form 4 filing.

Regions Financial Corp senior executive Charles Dandridge Massey received a grant of 22,358 restricted stock units (RSUs) tied to common stock. The RSUs were awarded at no cash cost to him as part of equity compensation and increase his directly held RSU-based interest to about 95,514 units.

The RSUs are subject to a service requirement and will vest on April 1, 2029. The actual number of shares delivered at vesting depends on Regions meeting specified performance thresholds for the period from January 1, 2026 through December 31, 2028. The position also reflects quarterly cash dividends that have been reinvested into additional RSUs.

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Ritter William D. reported acquisition or exercise transactions in this Form 4 filing.

Regions Financial Corp executive William D. Ritter reported a grant of 12,776 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of common stock. The award is compensation, not an open-market stock purchase or sale.

The RSUs vest on April 1, 2029, subject to a service requirement and performance thresholds measured over January 1, 2026 through December 31, 2028. After this grant, Ritter holds a total of 55,539.9682 RSUs, including amounts from quarterly cash dividends reinvested into additional restricted stock units.

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Keenan David R. reported acquisition or exercise transactions in this Form 4 filing.

REGIONS FINANCIAL CORP senior executive vice president David R. Keenan received a grant of 22,358 restricted stock units tied to the company’s common stock. These units were awarded as compensation and do not represent an open-market purchase.

The restricted stock units are subject to a service requirement and vest on April 1, 2029. The number of shares ultimately delivered will depend on Regions Financial meeting specified performance thresholds during the period from January 1, 2026 through December 31, 2028. After this grant, Keenan holds 93,684.6811 restricted stock units directly, including units from reinvested cash dividends.

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Regions Financial Corp Chief Financial Officer Anil D. Chadha has reported his initial equity holdings with the company. The filing shows direct ownership of 21,224.1546 restricted stock units tied to common stock, plus 6,586.0181 shares of common stock held directly and 1,340.0714 shares held indirectly through a 401(k) plan.

The restricted stock units include awards of 3,483 units granted on April 3, 2023, vesting in common shares as of April 3, 2026, and 10,183 units granted on April 1, 2024, vesting in two equal installments as of April 1, 2026 and April 1, 2027, each subject to a service requirement. An additional 6,119 units granted on April 1, 2025 are scheduled to be settled in shares as of April 1, 2028, with the number of shares delivered contingent on performance thresholds for the period from January 1, 2025 through December 31, 2027.

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Regions Financial Corp: Amendment to Schedule 13G filing by The Vanguard Group reporting zero beneficial ownership. The filing states Amount beneficially owned: 0 and Percent of class: 0%. The amendment explains an internal realignment at The Vanguard Group, Inc. on 01/12/2026 that led to disaggregated reporting by subsidiaries.

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Regions Financial Corporation is asking shareholders to vote at its virtual 2026 annual meeting on May 6, 2026, on director elections, executive pay, auditor ratification, four management charter amendments, and one shareholder proposal on special meetings that the Board recommends voting against.

The Board supports amendments eliminating supermajority voting and certain business combination restrictions and adding Delaware-permitted officer liability limits, while highlighting recent by-law changes giving 25% holders the right to call special meetings. Regions reports $158.8B in total assets, $7.5B in total revenue, $2.1B in net income available to common shareholders, and diluted EPS of $2.30 for 2025.

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Regions Financial Corporation is soliciting votes for its 2026 virtual Annual Meeting on May 6, 2026, with record shareholders of record as of March 10, 2026. The proxy asks shareholders to elect 13 directors and vote on advisory executive compensation, ratify the auditor, and approve four Charter amendments to remove certain supermajority provisions.

The Board highlights recent governance changes, including a By-Laws amendment granting shareholders owning 25% the right to call a special meeting and proposed Charter updates to eliminate legacy supermajority voting standards. Financial context provided: $158.8B total assets, $7.5B total revenue, $2.1B net income available to common shareholders, and $2.30 diluted EPS for the year ended December 31, 2025.

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FAQ

How many REGIONS FINANCIAL (RF) SEC filings are available on StockTitan?

StockTitan tracks 107 SEC filings for REGIONS FINANCIAL (RF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for REGIONS FINANCIAL (RF)?

The most recent SEC filing for REGIONS FINANCIAL (RF) was filed on April 3, 2026.