Welcome to our dedicated page for REGIONS FINANCIAL SEC filings (Ticker: RF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on REGIONS FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into REGIONS FINANCIAL's regulatory disclosures and financial reporting.
Regions Financial Corp senior executive Tara A. Plimpton reported routine equity compensation activity involving restricted stock units, performance share units, and related common shares. She exercised or converted derivative awards into a total of 19,919.3007 shares of common stock, reflecting vesting of prior grants and dividend equivalents.
Plimpton also received a grant of 11,320 shares of common stock, while 2,503.3007 shares were returned to the issuer and 12,745 shares were withheld at $26.47 per share to cover tax obligations. After these transactions, she directly holds 90,534 shares of Regions Financial common stock.
Regions Financial Corp Chief Financial Officer Anil D. Chadha reported routine equity compensation activity tied to previously granted restricted stock units that vest into common stock on a 1-for-1 basis. On April 3, 2026, restricted stock units granted on April 3, 2023 vested and converted into shares of common stock.
Following these vestings and related adjustments, 500.6314 common shares were disposed of to the issuer at $26.47 per share, and 1,545 common shares were delivered at $26.47 per share to satisfy tax obligations. After these transactions, Chadha directly holds 11,608.0181 common shares and indirectly holds 1,340.0714 common shares through a 401(k) plan.
Regions Financial SEVP William D. Ritter reported several equity compensation transactions involving company stock. On April 3, 2026, restricted stock units vested and were converted into 12,191 and 1,752.2817 shares of common stock, reflecting previously granted awards and related dividend equivalents.
Ritter also received a separate grant of 7,924 shares of common stock as a compensation award. To cover tax obligations and related dividend equivalents, 8,090 shares were withheld and 1,752.2817 shares were returned to the issuer, both at a reference price of $26.47 per share, which are not open‑market sales.
After these transactions, Ritter directly holds 29,594 shares of Regions Financial common stock and indirectly holds 1,404.6557 shares through a 401(k) plan, indicating these movements are largely routine vesting, grants, and associated tax and dividend adjustments rather than discretionary market trades.
Regions Financial Corp Chief Financial Officer Anil D. Chadha reported equity compensation and related share movements. He received a grant of 15,970 restricted stock units, each representing a contingent right to one share of common stock. These units vest on April 1, 2029, subject to continued service and performance thresholds for the period from January 1, 2026 through December 31, 2028.
On the same date, 5,542 previously granted restricted stock units vested and were exercised into 5,542 shares of common stock. Of these, 2,458 shares were withheld by the company at $26.34 per share to cover tax obligations. After these transactions, Chadha directly holds 9,670.0181 shares of common stock, has 1,340.0714 shares held indirectly through a 401(k), and 37,233.8337 restricted stock units, which include quarterly cash dividends reinvested in additional units.
Danella Katherine R reported acquisition or exercise transactions in this Form 4 filing.
REGIONS FINANCIAL CORP Senior Executive Vice President Katherine R. Danella received a grant of 19,164 restricted stock units. These units were awarded at no cash cost as equity-based compensation and each unit represents a contingent right to receive one share of common stock.
The restricted stock units vest on April 1, 2029, subject to a service requirement and the company meeting specified performance thresholds for the period from January 1, 2026 through December 31, 2028. Following this award, Danella directly holds 82,314.3304 restricted stock units, including units from quarterly cash dividends that were reinvested.
Turner John M JR reported acquisition or exercise transactions in this Form 4 filing.
REGIONS FINANCIAL CORP reported a Form 4 showing Chairman, President and CEO John M. Turner Jr. received a grant of 95,822 Restricted Stock Units. Each unit represents a contingent right to receive one share of common stock.
The restricted stock units vest on April 1, 2029, subject to a service requirement and performance thresholds measured from January 1, 2026 through December 31, 2028. Following this award, Turner holds a total of 416,172.3856 restricted stock units, which includes quarterly cash dividends that were reinvested in additional units.
Willman Brian R reported acquisition or exercise transactions in this Form 4 filing.
REGIONS FINANCIAL CORP senior executive Brian R. Willman received a grant of 19,164 restricted stock units on common stock as equity compensation. Each unit represents a contingent right to one share of common stock. Following this grant, he holds a total of 50,211.1534 restricted stock units.
The restricted stock units vest on April 1, 2029, subject to a continued service requirement. The actual number of shares delivered at vesting will depend on Regions Financial meeting specified performance thresholds for the period from January 1, 2026 through December 31, 2028. The reported holdings also include quarterly cash dividends that have been reinvested into additional restricted stock units.
Plimpton Tara A reported acquisition or exercise transactions in this Form 4 filing.
Regions Financial Corp reported that SEVP & Chief Legal Officer Tara A. Plimpton received a grant of 15,332 restricted stock units tied to the company’s common stock. Each unit represents a contingent right to one share, with no cash paid at grant.
The restricted stock units vest on April 1, 2029, if she remains employed and if Regions meets defined performance thresholds for the period from January 1, 2026 through December 31, 2028. Following this award, her directly held restricted stock unit balance is 70,881.9875 units, including units from reinvested quarterly cash dividends.
Zusi Russell K reported acquisition or exercise transactions in this Form 4 filing.
REGIONS FINANCIAL CORP reported that SEVP & CRO Russell K. Zusi received a grant of 22,358 Restricted Stock Units, each representing a contingent right to one share of common stock. The units vest on April 1, 2029, subject to a service requirement and performance thresholds measured from January 1, 2026 through December 31, 2028. Following this award, Zusi holds a total of 239,053.3899 restricted stock units and related equity, including quarterly cash dividends that were reinvested in restricted stock units.
Massey Charles Dandridge reported acquisition or exercise transactions in this Form 4 filing.
Regions Financial Corp senior executive Charles Dandridge Massey received a grant of 22,358 restricted stock units (RSUs) tied to common stock. The RSUs were awarded at no cash cost to him as part of equity compensation and increase his directly held RSU-based interest to about 95,514 units.
The RSUs are subject to a service requirement and will vest on April 1, 2029. The actual number of shares delivered at vesting depends on Regions meeting specified performance thresholds for the period from January 1, 2026 through December 31, 2028. The position also reflects quarterly cash dividends that have been reinvested into additional RSUs.