Regions Financial Corp. filings document the regulatory record of a bank holding company with NYSE-listed common stock and depositary shares representing non-cumulative perpetual preferred stock. Current reports include quarterly and annual operating results, supplemental financial information, Regulation FD presentation materials, dividend-related capital disclosures, and material-event reporting for governance and executive matters.
Proxy materials cover board elections, executive compensation, shareholder voting items, pay-versus-performance tables and corporate-governance policies. Other filings describe bylaw amendments, stockholder meeting rights, advance-notice provisions, officer appointments and compensation arrangements, tying the company’s formal disclosures to its banking operations, capital structure and public-company governance.
Regions Financial Corporation director Ruth Ann Marshall reported receiving additional phantom stock units as part of her director compensation. On January 15, 2026, she acquired 1,621.669 phantom stock units at $28.52 per unit under the company’s Directors’ Deferred Investment Plan, raising her total phantom stock holdings to 167,706.1483 units.
Each phantom stock unit represents the right to receive the cash value of one share of Regions Financial common stock, rather than actual shares. The filing explains that Marshall elected to receive phantom stock instead of cash fees under the Director Compensation Program, with units credited quarterly in arrears. These phantom stock amounts are payable only in cash, in a lump sum or up to ten annual installments, after the plan year in which she ends service as a director, and include deemed reinvestment of quarterly cash dividends.
Regions Financial Corporation director reports additional phantom stock compensation. Director Mark A. Crosswhite reported an acquisition of 1,095.7223 units of phantom stock on 01/15/2026 at a reference price of $28.52 per unit. After this transaction, he beneficially holds 20,766.8994 phantom stock units on a direct basis.
Each phantom stock unit represents the right to receive the cash value of one share of Regions Financial common stock. Mr. Crosswhite elected to receive these phantom stock units in lieu of cash fees under the company’s Director Compensation Program, with awards accrued quarterly under the Directors’ Deferred Investment Plan. The phantom stock is settled in cash in a lump sum or up to ten annual installments, within 30 days after the close of the plan year in which the director’s board service ends, and includes quarterly cash dividends deemed reinvested into additional phantom stock.
Regions Financial Corporation reported that it has released preliminary financial results for the quarter and year ended December 31, 2025. The company issued a press release and separate supplemental financial information, which are attached as Exhibits 99.1 and 99.2 and are also available on its website.
Executives are reviewing these preliminary results via a live audio webcast, supported by a visual presentation attached as Exhibit 99.3, with an archived recording available for a limited time on the Investor Relations page. The information in the results release, supplemental data, and webcast materials is being furnished rather than filed, which affects how it is treated under federal securities law.
Regions Financial Corporation reported an upcoming leadership change in its finance organization. David J. Turner, Jr. plans to retire as Senior Executive Vice President and Chief Financial Officer, effective March 31, 2026. Upon his retirement, the company has appointed Anil D. Chadha to become Senior Executive Vice President and Chief Financial Officer.
Chadha, age 47, has been with Regions since 2011 and currently serves as Controller and head of Corporate Finance, with prior roles in risk, treasury, and capital planning, as well as earlier finance and treasury positions at other financial institutions. The company states that Chadha has no family relationships with company directors or executive officers, no appointment arrangements with other parties, and no reportable related party transactions. Any compensation changes related to these transitions will be disclosed once approved, and the company has issued a press release describing the planned retirement and appointment.
Regions Financial Corporation officer reports equity award activity. The Senior Executive Vice President and Chief Risk Officer reported the vesting of 64,102 restricted stock units granted on January 2, 2024, which settled in an equal number of shares of common stock. In addition, 5,809.7292 dividend-equivalent restricted stock units tied to that grant vested and were treated as cash-settled units.
The insider disposed of 5,809.7292 shares of common stock at $27.56 per share related to those cash-settled units, and 23,288 shares were withheld by the company at $27.56 per share to cover taxes on stock-settled units. After these transactions, the reporting person held 82,599 shares of common stock directly, along with 278,671.9459 cash-settled restricted stock units and 214,569.9459 stock-settled restricted stock units.
Regions Financial Corporation Chairman, President and CEO, who is also a director, reported a change in his ownership of company stock. On 12/11/2025, he disposed of 15,000 shares of common stock in a transaction coded "G," which indicates a gift. The shares were transferred at a reported price of $0.0000 per share.
Following this transaction, he beneficially owns 916,605.9999 shares of Regions Financial common stock directly. In addition, he has an indirect interest in 5,363.5964 units through the company’s 401(k) plan, where units in the plan’s employer stock fund are designed to track the economic value of one share of common stock.
Regions Financial Corp filed an amended Form 13F-HR/A as an institutional investment manager, reporting its equity holdings and related investment discretion information. This amendment is marked as adding new holdings entries rather than restating prior data. The filing is presented as a full 13F holdings report, meaning all reportable positions for this manager are included.
The summary page shows 1,012 information table entries with an aggregate reported value of $15,354,713,063, rounded to the nearest dollar. The report also notes three other included managers, including Regions Investment Management, Inc. and Highland Associates Inc, indicating that multiple affiliated entities are covered under this consolidated holdings report.
Regions Financial Corp filed a Form 13F reporting its institutional holdings. The report lists 871 holdings entries with a total value of $15,537,535,036 and names 3 other included managers. The report signing is dated 11-19-2025.
Regions Financial Corporation (RF): Wellington Management Group LLP and affiliated entities filed an amended Schedule 13G reporting beneficial ownership of 41,867,400 shares of Regions Financial common stock, representing 4.7% of the class as of September 30, 2025.
The filing lists shared voting power over 39,902,227 shares and shared dispositive power over 41,867,400 shares, with no sole voting or dispositive power. The amendment is filed on a passive basis, certifying the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
The shares are owned of record by clients of Wellington-affiliated investment advisers, and no single client is identified as holding more than five percent of the class. The filing also notes ownership of five percent or less of the class under Item 5.
Regions Financial Corporation furnished investor presentation materials under Item 7.01 (Regulation FD). The materials, intended for use at meetings with institutional investors during November and December 2025, are provided as Exhibit 99.1 and are available on the company’s website.
The Item 7.01 information is being furnished, not filed, under Exchange Act rules and is not subject to Section 18 liabilities nor incorporated by reference unless specifically stated. An Inline XBRL cover page is included as Exhibit 104.