Regions Financial Corp. filings document the regulatory record of a bank holding company with NYSE-listed common stock and depositary shares representing non-cumulative perpetual preferred stock. Current reports include quarterly and annual operating results, supplemental financial information, Regulation FD presentation materials, dividend-related capital disclosures, and material-event reporting for governance and executive matters.
Proxy materials cover board elections, executive compensation, shareholder voting items, pay-versus-performance tables and corporate-governance policies. Other filings describe bylaw amendments, stockholder meeting rights, advance-notice provisions, officer appointments and compensation arrangements, tying the company’s formal disclosures to its banking operations, capital structure and public-company governance.
Regions Financial Corporation (RF) furnished an 8-K announcing its preliminary results for the quarter ended September 30, 2025. The company made available a press release, supplemental financial information, and a visual presentation as Exhibits 99.1, 99.2, and 99.3.
Executives reviewed the preliminary results via a live audio webcast on October 17, 2025. The information in Items 2.02 and 7.01, including Exhibits 99.1–99.3, was furnished and is not deemed filed under the Exchange Act.
Regions Financial Corp. (RF) reporting person Tara A. Plimpton, SEVP & Chief Legal Officer, reported a transaction on 08/27/2025 that disposed of 1,875 shares of Regions common stock via a Code G (gift) at an effective price of $0.0000. Following the reported disposition, Plimpton beneficially owned 74,543 shares. The Form 4 was signed by an attorney-in-fact on 08/28/2025.
Regions Financial Corporation filed a current report stating that its executives will give presentations to institutional investors during August and September 2025. These presentations will cover the company’s operations and performance. The slide deck and related materials are provided as Exhibit 99.1 to the report and are also available on the company’s website.
The company notes that these presentation materials are being furnished under Regulation FD, meaning they are not considered filed for liability purposes under the Securities Exchange Act unless specifically incorporated into another filing.
Insider purchase reported by a Regions Financial Corp. director. Roger W. Jenkins, identified as a company director, purchased 4,000 shares of Regions Financial Corp. (ticker: RF) on 08/13/2025 at a weighted average price of $25.4764 per share. Following this transaction, Jenkins beneficially owns 6,383 shares. The Form 4 was signed on behalf of the reporting person by Elizabeth H. Townsend as attorney-in-fact on 08/14/2025. The filing lists the transaction code P, indicating a purchase, and discloses that the reported price is the weighted average of multiple trades that ranged from $25.475 to $25.4765.
Wellington Management Group LLP and affiliated entities reported beneficial ownership of 45,999,521 shares of Regions Financial Corporation common stock (CUSIP 7591EP100), representing approximately 5.12% of the class on the filing. The cover pages also list the percentage as 5.1%. The filing shows 0 shares with sole voting or dispositive power and 44,003,284 shares with shared voting power and 45,999,521 shares with shared dispositive power.
The securities are owned of record by clients of the Wellington investment advisers and the filing certifies the holdings were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The filing identifies the reporting entities, their places of organization, the issuer's executive office address, and includes the required certification and signatures.
Regions Financial Corp (RF) insider transaction summary
David R. Keenan, identified as a Senior Executive Vice President (SEVP) of Regions Financial Corp, reported the sale of 30,000 shares of the issuer's common stock on 08/06/2025 at a weighted average price of $25.0093. The disclosed sale price range for the multiple transactions was $24.985 to $25.025.
After the reported transactions, the filing shows the reporting person directly beneficially owned 90,915 shares of Regions common stock. The Form 4 entry includes a note that full per-transaction price details will be provided upon request.
On 29 Jul 2025, Regions Financial Corp. (RF) Senior EVP Charles D. Massey submitted a Form 4 detailing 1 Jul 2025 equity transactions tied to scheduled RSU vesting. A total of 20,034 common shares became unrestricted—17,516 from the final tranche of a 2022 RSU grant and 2,518.45 from dividend-credited RSUs—recorded at $0 cost under code M. To satisfy tax obligations, the company withheld 7,625 shares (code F) at $24.17, and 2,518.45 cash-settled shares were disposed of at the same price (code D). Net result is a 10,143-share decrease in Massey’s direct holdings, which now stand at 33,947 shares versus 44,090.45 prior to the event. Derivative exposure remains substantial with ~72,052 share-settled RSUs and ~89,568 cash-settled RSUs outstanding. All activity appears routine, reflecting vesting schedules rather than discretionary open-market buying or selling.