Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILYG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for BRC Group Holdings, Inc. 5.00% Senior Notes due 2026 (NASDAQ: RILYG) focuses on regulatory documents and disclosures that reference these senior notes in connection with B. Riley Financial, Inc. Although specific filings are not listed here, company announcements provide context for how RILYG appears in the issuer’s capital structure discussions.
In a disclosed private exchange agreement, B. Riley Financial stated that an institutional investor held outstanding senior notes that included 5.0% Senior Notes due 2026 under the symbol RILYG. The investor agreed to exchange those notes, along with other senior notes, for newly issued 8.00% Senior Secured Second Lien Notes due 2028 and warrants. The company explained that this transaction was expected to reduce total outstanding debt and represented an important incremental step in addressing its capital structure.
On a filings page dedicated to RILYG, users would typically look for documents that detail the terms of the 5.00% Senior Notes due 2026, as well as any filings that describe exchanges, redemptions, or modifications involving these notes. For a diversified financial services company such as B. Riley Financial, relevant filings can include descriptions of senior notes, secured notes, and warrant issuances tied to debt transactions.
Stock Titan’s platform enhances access to such information by pairing regulatory filings with AI-powered summaries. These summaries are designed to explain the key points of complex documents, highlight how transactions involving instruments like RILYG affect the issuer’s capital structure, and make it easier to identify important details without reading every page of the original filing.
BRC Group Holdings, Inc. disclosed a change to compensation timing for its executive chairman, Bryant Riley. Under his Amended and Restated Employment Agreement, beginning in fiscal 2026, 20% of compensation is deposited into a Holdback Account, with potential release in the first quarter of fiscal 2027 at the Compensation Committee’s discretion. On June 29, 2026, the Committee approved a limited waiver to Section 3.2 of the agreement, allowing the immediate release of Holdback Account amounts attributable to the first and second quarters of 2026. The company states this waiver reflects “exemplary performance and results” for the first half of fiscal 2026. All other terms of the Employment Agreement and the Holdback Account remain in effect.
BRC Group Holdings, Inc. disclosed a change to compensation timing for its executive chairman, Bryant Riley. Under his Amended and Restated Employment Agreement, beginning in fiscal 2026, 20% of compensation is deposited into a Holdback Account, with potential release in the first quarter of fiscal 2027 at the Compensation Committee’s discretion. On June 29, 2026, the Committee approved a limited waiver to Section 3.2 of the agreement, allowing the immediate release of Holdback Account amounts attributable to the first and second quarters of 2026. The company states this waiver reflects “exemplary performance and results” for the first half of fiscal 2026. All other terms of the Employment Agreement and the Holdback Account remain in effect.
BRC Group Holdings, Inc. executive Fred Nachum Knopf, EVP, General Counsel and Secretary, has reported his initial ownership of the company’s common stock. The filing shows direct ownership of 8,829 common shares. A related award of restricted stock units covers 7,369 vested shares and 1,460 unvested shares that will vest in full on March 15, 2027, settling in common stock.
BRC Group Holdings, Inc. executive Fred Nachum Knopf, EVP, General Counsel and Secretary, has reported his initial ownership of the company’s common stock. The filing shows direct ownership of 8,829 common shares. A related award of restricted stock units covers 7,369 vested shares and 1,460 unvested shares that will vest in full on March 15, 2027, settling in common stock.
BRC Group Holdings, Inc. insider Alan N. Forman reported a routine tax-related share disposition. On the RSU vesting date, the company withheld 2,853 shares of common stock at $8.18 per share to cover income taxes tied to the accelerated vesting of Restricted Stock Units granted on March 4, 2024. After this withholding, Forman directly holds 34,974 shares of common stock.
BRC Group Holdings, Inc. insider Alan N. Forman reported a routine tax-related share disposition. On the RSU vesting date, the company withheld 2,853 shares of common stock at $8.18 per share to cover income taxes tied to the accelerated vesting of Restricted Stock Units granted on March 4, 2024. After this withholding, Forman directly holds 34,974 shares of common stock.
BRC Group Holdings, Inc. Co-CEO Thomas J. Kelleher reported a bona fide gift of 3,000 shares of common stock held indirectly. The shares were given to a trust that is unaffiliated with him and the issuer, and he received no consideration for the transfer.
After the gift, an indirect account referenced in the filing holds 899,288 shares of common stock. The filing also shows 70,541 shares held directly, along with additional indirect holdings through a family trust, a self-directed IRA, and accounts over which he has dispositive power for his wife and daughters.
BRC Group Holdings, Inc. Co-CEO Thomas J. Kelleher reported a bona fide gift of 3,000 shares of common stock held indirectly. The shares were given to a trust that is unaffiliated with him and the issuer, and he received no consideration for the transfer.
After the gift, an indirect account referenced in the filing holds 899,288 shares of common stock. The filing also shows 70,541 shares held directly, along with additional indirect holdings through a family trust, a self-directed IRA, and accounts over which he has dispositive power for his wife and daughters.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported an open-market sale of 195,492 shares of Common Stock at $9.00 per share. After this transaction, he holds 6,574,236 shares directly. The filing also lists additional indirect holdings through a 401(k) plan and several Uniform Transfers to Minors Act custodial accounts for his children, for which he disclaims beneficial ownership except for any pecuniary interest.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported an open-market sale of 195,492 shares of Common Stock at $9.00 per share. After this transaction, he holds 6,574,236 shares directly. The filing also lists additional indirect holdings through a 401(k) plan and several Uniform Transfers to Minors Act custodial accounts for his children, for which he disclaims beneficial ownership except for any pecuniary interest.
B. Riley Securities, Inc. submitted a Form 144 reporting proposed sales of Common Stock of RILY and listing specific recent transactions and settlement methods. The filing lists shares outstanding of 40,194,696 shares as of 06/16/2026 and records open‑market purchases, a follow‑on offering, and cash settlements on listed dates.
B. Riley Securities, Inc. submitted a Form 144 reporting proposed sales of Common Stock of RILY and listing specific recent transactions and settlement methods. The filing lists shares outstanding of 40,194,696 shares as of 06/16/2026 and records open‑market purchases, a follow‑on offering, and cash settlements on listed dates.
BRC Group Holdings, Inc. is providing updated information about its indirect economic interest in Space Exploration Technologies Corp. (“SpaceX”) through carried interests in special purpose vehicles formed for client investments. Between 2018 and 2021, clients invested approximately $233 million into these SPVs.
The company explains that its subsidiaries earn a share of returns on a portion of these investments and that the value of this carried interest depends on SpaceX’s trading price. At a SpaceX share price reference of $160.95, each $5.00 move in the stock is estimated to change BRC’s net carried interest by about $2.3 million.
All amounts are preliminary, unaudited management estimates and are subject to IPO lock-up restrictions that expire in stages through the rest of the calendar year. The company cautions that SpaceX’s stock could be volatile and that actual value or net proceeds from this carried interest may ultimately be materially lower or may not be realized.
BRC Group Holdings, Inc. is providing updated information about its indirect economic interest in Space Exploration Technologies Corp. (“SpaceX”) through carried interests in special purpose vehicles formed for client investments. Between 2018 and 2021, clients invested approximately $233 million into these SPVs.
The company explains that its subsidiaries earn a share of returns on a portion of these investments and that the value of this carried interest depends on SpaceX’s trading price. At a SpaceX share price reference of $160.95, each $5.00 move in the stock is estimated to change BRC’s net carried interest by about $2.3 million.
All amounts are preliminary, unaudited management estimates and are subject to IPO lock-up restrictions that expire in stages through the rest of the calendar year. The company cautions that SpaceX’s stock could be volatile and that actual value or net proceeds from this carried interest may ultimately be materially lower or may not be realized.
BRC Group Holdings, Inc. reported unregistered exchanges of senior notes for common stock under Section 3(a)(9) of the Securities Act. On May 14, 2026, it agreed to issue 1,129,918 shares of common stock to DBA Trading, LLC in exchange for several series of its Senior Notes.
On June 4, 2026, the company issued an additional 930,765 shares of common stock to the same institutional accredited investor in a similar exchange for various Senior Notes. In total, 780,070 units of exchanged Senior Notes were cancelled, and the company received no cash proceeds. As of June 4, 2026, common shares outstanding were 40,194,696.
BRC Group Holdings, Inc. reported unregistered exchanges of senior notes for common stock under Section 3(a)(9) of the Securities Act. On May 14, 2026, it agreed to issue 1,129,918 shares of common stock to DBA Trading, LLC in exchange for several series of its Senior Notes.
On June 4, 2026, the company issued an additional 930,765 shares of common stock to the same institutional accredited investor in a similar exchange for various Senior Notes. In total, 780,070 units of exchanged Senior Notes were cancelled, and the company received no cash proceeds. As of June 4, 2026, common shares outstanding were 40,194,696.
BRC Group Holdings, Inc. reported the final results of stockholder voting from its 2026 annual meeting held on May 19, 2026. Seven director nominees, including Bryant R. Riley and Thomas J. Kelleher, each received over 11.4 million votes in favor, with significantly fewer votes against.
Stockholders also voted on two additional proposals, with one receiving about 21.7 million votes for and another receiving about 10.7 million votes for, alongside reported abstentions and broker non-votes. The company also listed its common stock, preferred share depositary shares, and several series of senior notes as securities registered on the Nasdaq Global Market.
BRC Group Holdings, Inc. reported the final results of stockholder voting from its 2026 annual meeting held on May 19, 2026. Seven director nominees, including Bryant R. Riley and Thomas J. Kelleher, each received over 11.4 million votes in favor, with significantly fewer votes against.
Stockholders also voted on two additional proposals, with one receiving about 21.7 million votes for and another receiving about 10.7 million votes for, alongside reported abstentions and broker non-votes. The company also listed its common stock, preferred share depositary shares, and several series of senior notes as securities registered on the Nasdaq Global Market.
BRC Group Holdings, Inc. files an amendment to a Schedule 13G/A reporting warrants to purchase common stock held by several Oaktree-related entities. The Reporting Persons collectively directly hold 1,832,289.96 Warrants exercisable into common stock.
The filing cites 37,130,592 shares of common stock outstanding as of May 5, 2026 and an aggregate of 38,962,881.96 shares of common stock used to calculate percent of class (which includes 1,832,289.96 shares underlying the Warrants), as reported in the issuer's 10-Q filed May 7, 2026. Individual fund holdings shown include RPVOF 89,133.58, OPIF 38,740.11, Copley 58,286.98, Opps XII 959,020.57, and OCM SSF 687,108.74 Warrants.
BRC Group Holdings, Inc. files an amendment to a Schedule 13G/A reporting warrants to purchase common stock held by several Oaktree-related entities. The Reporting Persons collectively directly hold 1,832,289.96 Warrants exercisable into common stock.
The filing cites 37,130,592 shares of common stock outstanding as of May 5, 2026 and an aggregate of 38,962,881.96 shares of common stock used to calculate percent of class (which includes 1,832,289.96 shares underlying the Warrants), as reported in the issuer's 10-Q filed May 7, 2026. Individual fund holdings shown include RPVOF 89,133.58, OPIF 38,740.11, Copley 58,286.98, Opps XII 959,020.57, and OCM SSF 687,108.74 Warrants.