STOCK TITAN

Co-CEO of BRC Group (NASDAQ: RILY) makes 3,000-share stock gift

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BRC Group Holdings, Inc. Co-CEO Thomas J. Kelleher reported a bona fide gift of 3,000 shares of common stock held indirectly. The shares were given to a trust that is unaffiliated with him and the issuer, and he received no consideration for the transfer.

After the gift, an indirect account referenced in the filing holds 899,288 shares of common stock. The filing also shows 70,541 shares held directly, along with additional indirect holdings through a family trust, a self-directed IRA, and accounts over which he has dispositive power for his wife and daughters.

Positive

  • None.

Negative

  • None.
Insider KELLEHER THOMAS J /ADV
Role Co-CEO
Type Security Shares Price Value
Gift Common Stock 3,000 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 899,288 shares (Indirect, See note); Common Stock — 70,541 shares (Direct, null)
Footnotes (1)
  1. Represents a bona fide gift of 3,000 shares to a trust that is unaffiliated with the reporting person and the issuer. The reporting person received no consideration in connection with this gift. Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Held by self-directed IRA: Thomas John Kelleher IRA. Held with dispositive power for wife. Held with dispositive power for a daughter. Held with dispositive power for a daughter. Held with dispositive power for a daughter.
Gifted shares 3,000 shares Bona fide gift of common stock
Indirect shares after gift 899,288 shares Indirect holding following 3,000-share gift
Direct holdings 70,541 shares Shares held directly by Thomas J. Kelleher
Daughter account holdings 3,405 shares Indirect holdings in an account for a daughter
Wife account holdings 5,600 shares Indirect holdings in an account for wife
Additional indirect family holdings 34,118 shares Indirect holdings labeled "See note"
bona fide gift financial
"Represents a bona fide gift of 3,000 shares to a trust"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
self-directed IRA financial
"Held by self-directed IRA: Thomas John Kelleher IRA."
dispositive power financial
"Held with dispositive power for wife."
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
trustees financial
"Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust."
Trustees are people or a small group legally appointed to hold and manage assets, documents, or obligations on behalf of others and must act in those beneficiaries’ best interests. Think of them as a neutral guardian or custodian who enforces rules, protects assets, and makes decisions that can affect payments, corporate governance, or recovery in a default — all of which directly influence investor returns and risk.
indirect ownership financial
"ownership_type": "indirect","ownership_code": "I""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KELLEHER THOMAS J /ADV

(Last)(First)(Middle)
C/O BRC GROUP HOLDINGS, INC.
11100 SANTA MONICA BLVD., SUITE 800

(Street)
LOS ANGELES CALIFORNIA 90025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BRC Group Holdings, Inc. [ RILY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Co-CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/16/2026G3,000(1)D$0.00899,288ISee note(2)
Common Stock70,541D
Common Stock34,118ISee note(3)
Common Stock5,600IBy wife(4)
Common Stock3,405IBy daughter(5)
Common Stock3,405IBy daughter(6)
Common Stock3,405IBy daughter(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a bona fide gift of 3,000 shares to a trust that is unaffiliated with the reporting person and the issuer. The reporting person received no consideration in connection with this gift.
2. Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
3. Held by self-directed IRA: Thomas John Kelleher IRA.
4. Held with dispositive power for wife.
5. Held with dispositive power for a daughter.
6. Held with dispositive power for a daughter.
7. Held with dispositive power for a daughter.
/s/ Thomas J. Kelleher06/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RILY Co-CEO Thomas Kelleher report?

Kelleher reported a bona fide gift of 3,000 common shares of BRC Group Holdings, Inc. stock. The shares were transferred to an unaffiliated trust, and he received no payment or other consideration for the transfer, indicating a non-market, personal planning move.

Who received the 3,000 RILY shares gifted by the Co-CEO?

The 3,000 BRC Group Holdings, Inc. shares were gifted to a trust unaffiliated with Kelleher and the issuer. The filing notes this was a bona fide gift, and the reporting person received no consideration, emphasizing it was not a market sale or purchase.

How many BRC Group (RILY) shares does the indirect account hold after the gift?

After the 3,000-share gift, an indirect holding referenced in the filing holds 899,288 shares of common stock. This position is separate from his direct holdings and other indirect family-related accounts disclosed in the same report, such as trusts and a self-directed IRA.

What are Thomas Kelleher’s direct holdings in RILY after the reported transactions?

The filing lists 70,541 shares of BRC Group common stock held directly by Thomas Kelleher. This direct position is in addition to multiple indirect holdings through family-related accounts, including a family trust, a self-directed IRA, and accounts for his wife and daughters.

Was the 3,000-share RILY transfer a sale on the open market?

No. The Form 4 describes the 3,000-share movement as a bona fide gift to an unaffiliated trust, with no consideration received. This means it was a non-market transfer, not an open-market purchase or sale of BRC Group Holdings, Inc. stock.