Welcome to our dedicated page for Rivernorth Opportunities Fund SEC filings (Ticker: RIV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Wondering whether RiverNorth Opportunities Fund Inc. (RIV) can keep funding its managed distribution or why insiders buy when the share price trades below NAV? This SEC filings hub answers those questions in one place.
Start with what investors search for most: the RiverNorth Opportunities Fund insider trading Form 4 transactions feed. We stream Form 4 insider transactions in real-time, flagging executive stock purchases that often signal confidence in the fund’s discount-capture strategy.
Need earnings data? Our AI pulls key metrics—expense ratio shifts, leverage percentages, distribution coverage—from each RiverNorth Opportunities Fund quarterly earnings report 10-Q filing and the annual report 10-K simplified, turning 200+ pages into a two-minute brief. If you prefer narrative, the platform offers understanding RiverNorth Opportunities Fund SEC documents with AI, translating technical language into plain English.
- Form 8-K material events explained—catch dividend declarations or leverage changes hours after they post.
- Proxy statement executive compensation insights—see how fees align with performance.
- RiverNorth Opportunities Fund executive stock transactions Form 4 alerts—delivered instantly.
Every filing—10-K, 10-Q, N-CSR, N-PX, S-3—is indexed, searchable and paired with an earnings report filing analysis that highlights NAV discount moves. Stock Titan’s AI-powered summaries, real-time filing updates and expert context remove the guesswork so you can focus on allocation decisions, discount arbitrage opportunities and yield sustainability—RiverNorth Opportunities Fund SEC filings explained simply.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC filed a Schedule 13G reporting beneficial ownership in RiverNorth Opportunities Fund, Inc. (RIV).
They report beneficial ownership of 2,881,742 shares, representing 10.5% of the common stock. The firms have shared voting power over 2,881,742 shares and shared dispositive power over 2,881,742 shares, with no sole voting or dispositive power. The percentage is based on 27,371,263 shares outstanding as of June 30, 2025, adjusted for the rights offering dated October 6, 2025.
The shares are owned by client accounts advised by the firms, which certify they were acquired and are held in the ordinary course and not to change or influence control. The filers disclaim beneficial ownership under Rule 13d-4. The date of event is October 31, 2025.
RiverNorth Opportunities Fund, Inc. (RIV) reported an insider transaction on a Form 4. Portfolio Manager Stephen A. O’Neill acquired 15,000 common shares at $11.95 on 10/10/2025, noted with transaction code J(1).
The filing states the shares were acquired from a rights offering. Following the transaction, O’Neill beneficially owned 94,767.83 shares, held directly.
RiverNorth Opportunities Fund (RIV) director reported acquiring 3,834 common shares on 10/10/2025 at $11.95 per share. The filing lists transaction code J, with the note that the shares were acquired from a rights offering.
Following this transaction, the director’s beneficial ownership stands at 8,412.4 shares, held directly.
RiverNorth Opportunities Fund (RIV) disclosed a Form 4 reporting that a reporting person acquired 25,599 shares of common stock on 10/10/2025 at $11.95 per share. The filing lists transaction code J and states the shares were acquired from a rights offering.
Following the transaction, the reporting person’s direct beneficial ownership stands at 102,395 shares. This filing records a shareholder’s activity and does not reflect an operational change at the fund.
RiverNorth Opportunities Fund, Inc. (RIV) insider Patrick W. Galley, a director and President, reported acquiring common shares on 10/10/2025. He acquired 112,213 shares at a $11.95 price per share under transaction code J, which the filing explains were acquired from a rights offering.
Following the transaction, the filing lists 330,695.36 shares beneficially owned in total, held directly.
RiverNorth Financial Holdings, LLC filed an initial Form 3 for RiverNorth Opportunities Fund, Inc. (Ticker: RIV) dated 09/18/2025. The filing identifies the reporting person as an Officer and an affiliate of the adviser. Table I of the form lists 0 common shares of beneficial interest owned, indicating no direct ownership reported on this initial statement. The submission is signed by Marc Collins. No derivative securities, amendments, or additional ownership lines are reported in the document.
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