Rivernorth Opportunities Fund Inc SEC Filings

RIV NYSE

Welcome to our dedicated page for Rivernorth Opportunities Fund SEC filings (Ticker: RIV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Wondering whether RiverNorth Opportunities Fund Inc. (RIV) can keep funding its managed distribution or why insiders buy when the share price trades below NAV? This SEC filings hub answers those questions in one place.

Start with what investors search for most: the RiverNorth Opportunities Fund insider trading Form 4 transactions feed. We stream Form 4 insider transactions in real-time, flagging executive stock purchases that often signal confidence in the fund’s discount-capture strategy.

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Form 8-K material events explained—catch dividend declarations or leverage changes hours after they post.
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Every filing—10-K, 10-Q, N-CSR, N-PX, S-3—is indexed, searchable and paired with an earnings report filing analysis that highlights NAV discount moves. Stock Titan’s AI-powered summaries, real-time filing updates and expert context remove the guesswork so you can focus on allocation decisions, discount arbitrage opportunities and yield sustainability—RiverNorth Opportunities Fund SEC filings explained simply.

07/10/2025 06:05 PM

Filing

[Form 3/A] RiverNorth Opportunities Fund, Inc. Amended Initial Statement of Beneficial Ownership

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Amended Form 3 overview

RiverNorth Strategic Holdings, LLC has filed a Form 3/A for RiverNorth Opportunities Fund, Inc. (RIV), reporting direct ownership of 76,796 common shares as of 22 Nov 2024. The sole purpose of the amendment is to replace the market-value figure originally disclosed on 26 Nov 2024 with the exact share count. The reporting entity is identified as an officer and holding company but is not marked as a 10% owner. No derivative securities are listed, and there are no other changes to insider ownership details.

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FAQ

What is the current stock price of Rivernorth Opportunities Fund (RIV)?

The current stock price of Rivernorth Opportunities Fund (RIV) is $12.13 as of July 17, 2025.

What is the market cap of Rivernorth Opportunities Fund (RIV)?

The market cap of Rivernorth Opportunities Fund (RIV) is approximately 265.4M.

What type of investment company is Rivernorth Opportunities Fund Inc?

Rivernorth Opportunities Fund Inc is a diversified, closed-end investment company that focuses on generating total return through capital appreciation and current income.

What is the primary investment objective of the fund?

The fund primarily aims to achieve total return by balancing capital appreciation with steady current income, employing a diversified portfolio strategy.

How does the closed-end fund structure benefit investors?

The closed-end structure offers a fixed number of shares, which can trade at market prices that may differ from the net asset value. This can create opportunities for investors to purchase shares at potentially attractive prices while maintaining a diversified portfolio.

What strategies does the company employ for risk management?

The company employs a diversified investment approach across various asset classes, complemented by rigorous market analysis and continuous portfolio monitoring, to effectively manage and mitigate risk.

How does Rivernorth Opportunities Fund Inc achieve a balance between income and growth?

By targeting investments that generate both current income and potential capital appreciation, the fund carefully selects securities that align with maintaining a balanced portfolio geared towards overall total return.

What role does management expertise play in the fund's operation?

Experienced management drives the fund with a focus on due diligence, market analysis, and a disciplined investment process, ensuring that the strategies are executed with precision and transparency.

How is Rivernorth Opportunities Fund Inc positioned in the competitive investment market?

The fund differentiates itself through its closed-end structure and diversified approach, offering investors exposure to a wide range of asset classes while maintaining a disciplined focus on total return.

What are some key industry terms associated with the fund's operations?

The company frequently incorporates terms like "investment management," "asset allocation," and "risk-adjusted returns," reflecting its methodical approach to managing and balancing its diversified portfolio.

Rivernorth Opportunities Fund Inc

NYSE:RIV

RIV Rankings

#5353 Ranked by Market Cap

#83 Ranked by Dividends

RIV Stock Data

Market Cap 265.40M

Float 21.47M

Insiders Ownership 1.15%

Institutions Ownership 21.93%

Short Percent 0.15%

Industry Asset Management

Sector Financial Services

Website Link

Country United States

City Chicago