Rocket Companies (NYSE: RKT) adds director to insider ranks

Rhea-AI Filing Summary

Rocket Companies, Inc. reported that Sarah Watterson has become a reporting person as a director of the company and has filed an initial Form 3. The filing lists no reportable transactions or holdings at this time and notes an attached Power of Attorney authorizing filing actions.

Key Terms

Form 3, reporting person, Power of Attorney

3 terms

Form 3 regulatory

"has filed an initial Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"has become a reporting person as a director"

Power of Attorney regulatory

"Exhibit 24..1: Power of Attorney"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

What does the Form 3 filed for RKT by Sarah Watterson represent?

The Form 3 for RKT reports that Sarah Watterson is a director and has become a reporting person. It is an initial ownership statement and, in this case, lists no reportable transactions or holdings.

Does the RKT Form 3 for Sarah Watterson report any stock transactions?

No, the Form 3 for RKT reports no transactions. The transaction summary shows zero buys, zero sells, and no derivative transactions, indicating only the status of the reporting person is being disclosed.

What insider role does Sarah Watterson hold at Rocket Companies (RKT)?

Sarah Watterson is disclosed as a director of Rocket Companies, Inc. (RKT). The filing indicates she is not listed as an officer and not identified as a ten percent owner in this Form 3.

Are there any derivative securities reported in the RKT Form 3 for Sarah Watterson?

No, the Form 3 for RKT shows no derivative securities. The derivative summary and transaction summary both indicate zero derivative transactions and zero derivative holdings reported in this filing.

What is the purpose of the Power of Attorney noted in the RKT Form 3?

The Form 3 for RKT references an attached Power of Attorney. This authorizes designated individuals to sign and submit SEC ownership reports on behalf of Sarah Watterson in connection with her reporting obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 04:10 PM Accepted by SEC EDGAR 08/17/2026 - 04:09 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Watterson Sarah

(Last) (First) (Middle)

1050 WOODWARD

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/17/2026

3. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24..1: Power of Attorney

No securities are beneficially owned.

	/s/ Elisabeth Gormley, attorney in fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)