[Form 4] Rocket Companies, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Krishna Varun, Chief Executive Officer and director of Rocket Companies, Inc. (RKT), reported a securities disposition. On 09/08/2025 the reporting person had 58,259 shares of Class A common stock disposed of at a price of $20.48 per share. The filing states these shares were withheld by the company to satisfy tax withholding obligations related to the vesting of 130,042 restricted stock units granted on March 8, 2024. After the reported transaction, the reporting person beneficially owned 1,250,919 shares of Class A common stock. The Form 4 was submitted by an attorney-in-fact on behalf of the reporting person.

Positive

• Retention of significant stake: Reporting person continues to beneficially own 1,250,919 shares of Class A common stock after the transaction.
• Disposition characterized as tax withholding: The filing explicitly states the 58,259-share disposition was to satisfy tax withholding on the vesting of 130,042 RSUs, indicating a routine administrative transaction.

Negative

• Shares disposed: 58,259 Class A shares were disposed of in the reported transaction.
• Potential dilution from RSU grant: The filing confirms a prior grant of 130,042 restricted stock units which vested and resulted in withholding of shares.

Insights

Financial Analyst

TL;DR: CEO sold shares to cover RSU tax withholding; retains substantial ownership, so market impact is likely limited.

The 58,259-share disposition at $20.48 is explicitly described as tax withholding tied to the vesting of 130,042 RSUs from March 8, 2024. Such withholdings are routine and generally non-discretionary, reducing the likelihood this sale signals a change in the CEO's view of company prospects. The remaining beneficial ownership of 1,250,919 shares maintains alignment with shareholders. This transaction is informational rather than an operational or strategic development and is unlikely to materially affect valuation on its own.

Corporate Governance Expert

TL;DR: Transaction appears procedural (tax withholding) rather than an opportunistic sale; governance alignment remains intact.

The Form 4 clarifies the disposition resulted from share withholding to satisfy tax obligations upon RSU vesting, which is a standard plan mechanism and not an active sale by the executive. Continued direct beneficial ownership of over 1.25 million Class A shares suggests sustained executive stake and alignment with long-term shareholders. No unusual trading patterns or additional dispositions are reported in this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krishna Varun

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	09/08/2025		F(1)		58,259	D	$20.48	1,250,919	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 130,042 restricted stock units granted to the Reporting Person on March 8, 2024.

Remarks:

	/s/ Tina V. John, attorney in fact	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did RKT CEO Krishna Varun report on Form 4?

The Form 4 reports a disposition of 58,259 Class A shares at $20.48 per share, noted as withholding to cover taxes on vested RSUs.

Why were 58,259 shares disposed of by Krishna Varun?

The filing states the shares were withheld by Rocket Companies, Inc. to satisfy tax withholding obligations tied to the vesting of 130,042 RSUs granted March 8, 2024.

How many RKT shares does Krishna Varun own after the transaction?

Following the reported transaction the reporting person beneficially owns 1,250,919 Class A shares.

What was the sale price per share in the reported transaction?

The reported price was $20.48 per share for the 58,259 shares disposed.

Does the Form 4 indicate non-routine insider trading?

No. The filing explicitly describes the disposition as tax withholding related to RSU vesting, which is a routine administrative action rather than an active sale by the insider.