[Form 4] Rocket Companies, Inc. Insider Trading Activity

Rocket Companies, Inc. Chief Executive Officer Varun Krishna reported equity compensation and related tax-withholding transactions in Class A common stock.

Rhea-AI Filing Summary

Rocket Companies, Inc. Chief Executive Officer Varun Krishna reported equity compensation and related tax-withholding transactions in Class A common stock. He received 1,003,344 restricted stock units (RSUs)March 7, 2026 under the 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Class A common stock as it vests.

The RSUs vest in six equal, semi-annual installments over three years on each March 7 and September 7, beginning on September 7, 2026, subject to his continued employment. To cover tax withholding obligations upon RSU vesting, 52,082 shares and 58,259 shares of Class A common stock were forfeited at a reference price of $14.95 per share, rather than sold in the open market. After these transactions, Krishna directly holds 2,143,922 shares of Class A common stock.

Insights

Equity compensation analyst

CEO receives large RSU grant; share forfeitures are tax withholding, not open-market selling.

Rocket Companies’ CEO Varun Krishna was granted 1,003,344 RSUs on Class A common stock, approved under the 2020 Omnibus Incentive Plan and exempt under Rule 16b-3. The award vests in six equal semi-annual tranches through September 7, 2029, contingent on continued employment.

Two Form 4 entries labeled code F show a combined 110,341 shares forfeited at $14.95 per share to satisfy tax withholding on RSU vesting. These are not discretionary open-market sales and carry limited signaling value about management’s view of the stock.

Following these transactions, Krishna directly owns 2,143,922 Class A shares. The filing reflects routine executive compensation and associated tax mechanics rather than active buying or selling, so the information is neutral from a valuation standpoint.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Krishna Varun

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A common stock	58,259	$14.95	$871K
Grant/Award	Class A common stock	1,003,344	$0.00	$0.00
Exercise Price or Tax Liability	Class A common stock	52,082	$14.95	$779K

Holdings After Transaction: Class A common stock — 2,143,922 shares (Direct)

Footnotes (2)

1. F1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.
2. F2. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/10/2026 - 04:23 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krishna Varun

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/07/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	03/07/2026		A		1,003,344(1)	A	$0	2,254,263	D
Class A common stock	03/07/2026		F(2)		52,082	D	$14.95	2,202,181	D
Class A common stock	03/08/2026		F(2)		58,259	D	$14.95	2,143,922	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

2. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Remarks:

Exhibit 24.1: Power of Attorney

	/s/ Elisabeth Gormley, attorney in fact	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.