[Form 4] Rocket Companies, Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rocket Companies, Inc. (RKT) director reports small planned stock sales. A director sold 2,500 shares of Class A common stock on each of 12/10/2025, 12/11/2025, and 12/12/2025, coded as open-market sales and executed under a Rule 10b5-1 trading plan adopted on August 11, 2025. The weighted average prices were $19.1664 (range $18.955–$19.515), $19.4682 (range $19.31–$19.945), and $18.9934 (range $18.90–$19.15), respectively. After these transactions, the director beneficially owns 1,086,036 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly, and an additional 675,000 Class L-1 and 825,000 Class L-2 common shares indirectly through grantor retained annuity trusts.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 7,500 shares ($144,070)
Net Sell
7 txns
Insider
Rizik Matthew
Role
Director
Sold
7,500 shs ($144K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A common stock | 2,500 | $18.9934 | $47K |
| Sale | Class A common stock | 2,500 | $19.4682 | $49K |
| Sale | Class A common stock | 2,500 | $19.1664 | $48K |
| holding | Class L-1 common stock | -- | -- | -- |
| holding | Class L-2 common stock | -- | -- | -- |
| holding | Class L-1 common stock | -- | -- | -- |
| holding | Class L-2 common stock | -- | -- | -- |
Holdings After Transaction:
Class A common stock — 1,086,036 shares (Direct);
Class L-1 common stock — 2,511,005 shares (Direct);
Class L-2 common stock — 2,361,005 shares (Direct);
Class L-1 common stock — 675,000 shares (Indirect, by grantor retained annuity trust (GRAT));
Class L-2 common stock — 825,000 shares (Indirect, by grantor retained annuity trust (GRAT))
Footnotes (1)
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.955 to $19.515 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.31 to $19.945 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
