[Form 4] Rocket Companies, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Reporting person Olson Tagar, a director of Rocket Companies, Inc. (RKT), reported transactions tied to Rocket's acquisition of Mr. Cooper Group Inc. On October 1, 2025, Mr. Tagar's outstanding Mr. Cooper shares converted under the merger into Rocket Class A common stock at a rate of 11.0 shares of Rocket per share of Mr. Cooper, with cash paid for fractional shares.

After the merger conversion and a grant of restricted stock units, the Form 4 shows 267,366 shares resulting from the merger conversion and 10,974 RSUs granted (exempt under Rule 16b-3), for a total beneficial ownership of 278,340 shares of Rocket Class A common stock following the reported transactions.

Positive

• Merger conversion completed at 11.0 shares of Rocket per Mr. Cooper share
• RSU grant of 10,974 units, vesting in one year (Rule 16b-3 exempt)
• Reporting person beneficial ownership increased to 278,340 Rocket Class A shares

Negative

• None.

Insights

Corporate Governance Analyst

Director received equity from a merger and additional RSUs, increasing direct holdings to 278,340 shares.

The Form 4 documents that Mr. Tagar's Mr. Cooper shares converted into Rocket Class A stock at the stated 11.0 exchange ratio as part of the completed merger on October 1, 2025. The filing also records an RSU grant of 10,974 units that vest in full in one year.

This matters for governance and insider alignment because the director now holds a larger direct equity stake in Rocket, comprised of merger consideration plus time‑based RSUs. The RSUs are exempt under Rule 16b-3, indicating they were granted under a shareholder-approved plan to align long-term interests.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Olson Tagar

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	10/01/2025		A		267,366(1)(2)	A	(1)(2)	267,366	D
Class A common stock	10/01/2025		A		10,974(3)	A	$0	278,340	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On October 1, 2025, Rocket Companies, Inc. (?Rocket?) completed the previously announced acquisition of Mr. Cooper Group Inc. (?Mr. Cooper?). Pursuant to the Agreement and Plan of Merger (the ?Merger Agreement?), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. (?Maverick Merger Sub?) and Maverick Merger Sub 2, LLC (?Forward Merger Sub?), Maverick Merger Sub merged with and into Mr. Cooper (the ?Maverick Merger?), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the ?Forward Merger?), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2)

2. (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share, and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes.

3. On October 1, 2025, the Reporting Person was granted restricted stock units (?RSUs?) under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive a share of Class A common stock of Rocket for each vested RSU. The RSUs will vest in full on the first anniversary of the grant date.

	/s/ Tina V. John, attorney in fact	10/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What did the Form 4 filed for RKT disclose?

The Form 4 discloses that director Olson Tagar had Mr. Cooper shares convert into Rocket Class A shares at an 11.0 exchange ratio on 10/01/2025 and received 10,974 RSUs, resulting in 278,340 Rocket shares beneficially owned.

How many Rocket Class A shares did the merger conversion produce for the reporting person?

The filing reports 267,366 Rocket Class A shares resulting from the merger conversion of Mr. Cooper stock.

What are the terms of the RSUs reported on the Form 4 for RKT?

The Form 4 shows an RSU grant of 10,974 units under the Rocket 2020 Omnibus Incentive Plan, vesting in full on the first anniversary of the grant date and granted in a transaction exempt under Rule 16b-3.

What is the total beneficial ownership reported after the transactions?

The reporting person’s total beneficial ownership following the reported transactions is 278,340 Rocket Class A common shares.

When was the Form 4 signed and filed?

The signature block shows the Form 4 was signed by attorney in fact Tina V. John on 10/02/2025.