Rocket Companies (NYSE: RKT) director reports 5,000-share Rule 10b5-1 sale

Rhea-AI Filing Summary

Rocket Companies, Inc. director filed a Form 4 reporting pre‑planned open‑market sales of Class A common stock under a Rule 10b5‑1 trading plan adopted on August 11, 2025. On December 2, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $20.2144 per share, and on December 3, 2025 sold another 2,500 Class A shares at a weighted average price of $19.979 per share.

After these transactions, the reporting person beneficially owns 993,184 Class A shares directly. They also hold 2,511,005 Class L‑1 shares and 2,361,005 Class L‑2 shares directly, plus 825,000 Class L‑2 shares and 675,000 Class L‑1 shares indirectly through grantor retained annuity trusts.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rizik Matthew

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	12/02/2025		S(1)		2,500	D	$20.2144(2)	995,684	D
Class A common stock	12/03/2025		S(1)		2,500	D	$19.979(3)	993,184	D
Class L-1 common stock								2,511,005	D
Class L-2 common stock								2,361,005	D
Class L-2 common stock								825,000	I	by grantor retained annuity trust (GRAT)
Class L-1 common stock								675,000	I	by grantor retained annuity trust (GRAT)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.065 to $20.575 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.825 to $20.105 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	12/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rocket Companies (RKT) report in this Form 4?

The filing reports that a director of Rocket Companies sold Class A common stock in two open‑market transactions, totaling 5,000 shares, and disclosed updated beneficial ownership across several share classes.

How many Rocket Companies (RKT) shares were sold and at what prices?

The director sold 2,500 Class A shares on December 2, 2025 at a weighted average price of $20.2144 per share and 2,500 Class A shares on December 3, 2025 at a weighted average price of $19.979 per share.

Was the Rocket Companies (RKT) insider trade under a Rule 10b5-1 plan?

Yes. The filing states that the transactions were effected pursuant to a Rule 10b5‑1 trading plan adopted by the reporting person on August 11, 2025.

What is the director’s Class A ownership in Rocket Companies (RKT) after the sale?

Following the reported transactions, the director beneficially owns 993,184 shares of Class A common stock directly.

What other Rocket Companies (RKT) share classes does the director hold?

The director directly holds 2,511,005 Class L‑1 shares and 2,361,005 Class L‑2 shares, and indirectly holds 825,000 Class L‑2 and 675,000 Class L‑1 shares through grantor retained annuity trusts.

How were the sale prices for Rocket Companies (RKT) shares determined in the filing?

The filing notes that the reported prices are weighted average prices, with the December 2, 2025 sales occurring between $20.065 and $20.575 per share and the December 3, 2025 sales occurring between $19.825 and $20.105 per share.