Rocket Companies director sells Class A shares in pre-set trading plan

Rocket Companies, Inc. (RKT) director Form 4 filing details recent share sales and current holdings.

Rhea-AI Filing Summary

Rocket Companies, Inc. (RKT) director Form 4 filing details recent share sales and current holdings. The reporting person, a director of Rocket Companies, sold 2,500 shares of Class A common stock on 12/04/2025 at a weighted average price of $19.8577 per share and another 2,500 shares on 12/05/2025 at a weighted average price of $19.3376 per share, both coded as open-market sales.

After these transactions, the director beneficially owns 988,184 shares of Class A common stock directly. They also hold large positions in other share classes, including 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock directly, plus 675,000 shares of Class L-1 and 825,000 shares of Class L-2 common stock indirectly through a grantor retained annuity trust. The sales were made under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.

Insider Trade Summary

Net Seller: 5,000 shares

Net Sell 6 txns

Insider Rizik Matthew

Role Director

Sold 5,000 shs ($98K)

Type	Security	Shares	Price	Value
Sale	Class A common stock	2,500	$19.3376	$48K
Sale	Class A common stock	2,500	$19.8577	$50K
holding	Class L-1 common stock	--	--	--
holding	Class L-2 common stock	--	--	--
holding	Class L-1 common stock	--	--	--
holding	Class L-2 common stock	--	--	--

Holdings After Transaction: Class A common stock — 988,184 shares (Direct); Class L-1 common stock — 2,511,005 shares (Direct); Class L-2 common stock — 2,361,005 shares (Direct); Class L-1 common stock — 675,000 shares (Indirect, by grantor retained annuity trust (GRAT)); Class L-2 common stock — 825,000 shares (Indirect, by grantor retained annuity trust (GRAT))

Footnotes (3)

1. F1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
2. F2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.46 to $20.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to $19.525 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Rocket Companies (RKT) report in this Form 4?

The filing reports that a director of Rocket Companies sold 2,500 shares of Class A common stock on 12/04/2025 and another 2,500 shares on 12/05/2025 in open-market sales.

At what prices were the Rocket Companies (RKT) shares sold by the director?

The director sold Class A common stock at a weighted average price of $19.8577 per share on 12/04/2025 and $19.3376 per share on 12/05/2025, with actual trades occurring in price ranges disclosed in the footnotes.

How many Rocket Companies (RKT) Class A shares does the insider own after these trades?

Following the reported transactions, the director beneficially owns 988,184 shares of Rocket Companies Class A common stock directly.

What other Rocket Companies (RKT) share classes does the insider hold?

The director holds 2,511,005 shares of Class L-1 and 2,361,005 shares of Class L-2 common stock directly, plus 675,000 Class L-1 and 825,000 Class L-2 shares indirectly through a grantor retained annuity trust (GRAT).

Was the Rocket Companies (RKT) insider sale under a Rule 10b5-1 trading plan?

Yes. The filing states that the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2025.

Does the filing provide detail on the exact prices for each Rocket Companies (RKT) trade?

The report lists a weighted average price for each transaction and notes that individual trades occurred within specified price ranges, with full price-by-trade information available upon request to the issuer, its security holders, or the SEC staff.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/08/2025 - 04:22 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rizik Matthew

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	12/04/2025		S(1)		2,500	D	$19.8577(2)	990,684	D
Class A common stock	12/05/2025		S(1)		2,500	D	$19.3376(3)	988,184	D
Class L-1 common stock								2,511,005	D
Class L-2 common stock								2,361,005	D
Class L-1 common stock								675,000	I	by grantor retained annuity trust (GRAT)
Class L-2 common stock								825,000	I	by grantor retained annuity trust (GRAT)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.46 to $20.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to $19.525 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	12/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.