[Form 4] Rocket Companies, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Rocket Companies insider transaction: Chief Financial Officer Brian N. Brown had 32,756 restricted stock units vest, and the company withheld 14,675 Class A common shares to satisfy tax-withholding obligations related to that vesting. The withholding is reported under transaction code F(1) and reflects a non‑market sale to cover taxes rather than an open‑market disposition. After the withholding, the reporting person beneficially owns 789,819 Class A common shares. The transaction date reported is 09/08/2025.

Positive

• Maintains substantial insider ownership: Reporting person retains 789,819 Class A shares after withholding.
• Transaction is administrative: Shares were withheld to satisfy taxes related to RSU vesting, not an open‑market sale.

Negative

• Shares reduced by withholding: 14,675 Class A shares were surrendered to cover tax obligations, lowering the reporting person's direct share count.

Insights

Securities Compliance Analyst

TL;DR: Routine RSU vesting with shares withheld for taxes; not a market sale and no immediate dilution or change in control.

This Form 4 shows a customary tax‑withholding action following the vesting of restricted stock units. The transaction code F(1) indicates shares were withheld by the issuer to satisfy tax obligations, which is an administrative settlement and not an active disposition by the officer on the open market. The reported beneficial ownership of 789,819 shares remains material for governance and disclosure but does not signal a change in insider sentiment.

Corporate Finance Analyst

TL;DR: Compensation-related vesting increased share count subject to withholding; ownership remains sizable and transaction is routine.

The underlying event is the vesting of 32,756 RSUs granted earlier, with 14,675 shares withheld for taxes at a per‑share value shown as $20.48. This reflects standard payroll tax mechanics for equity compensation and does not represent a liquidity-driven sale by management. The post-transaction reported beneficial ownership of 789,819 Class A shares continues to represent meaningful insider alignment with shareholders.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Nicholas

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Fin. Officer & Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	09/08/2025		F(1)		14,675	D	$20.48	789,819	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 32,756 restricted stock units granted to the Reporting Person on March 8, 2024.

Remarks:

	/s/ Tina V. John, attorney in fact	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What happened in the Rocket Companies (RKT) Form 4 filed for Brian N. Brown?

The filing reports the vesting of 32,756 restricted stock units with 14,675 Class A shares withheld to satisfy tax withholding; resulting beneficial ownership is 789,819 shares.

Was the transaction an open‑market sale by the insider?

No; the transaction code F(1) indicates shares were withheld by the issuer to satisfy taxes on RSU vesting, not an open‑market sale.

How many shares were withheld and at what price?

The company withheld 14,675 shares at a reported price of $20.48 per share to cover tax obligations.

How many shares does Brian N. Brown own after the transaction?

The Form 4 reports beneficial ownership of 789,819 Class A common shares following the withholding.

What triggered the withholding of shares?

The withholding was triggered by the vesting of 32,756 RSUs granted on March 8, 2024, as stated in the filing.