Rocket CMO has 80K shares withheld for taxes

Rocket Companies’ chief marketing officer had shares withheld to cover taxes on vested equity awards, leaving him with over 800,000 Class A shares.

Rhea-AI Filing Summary

Rocket Companies, Inc. (RKT) reported that Chief Marketing Officer Jonathan Mildenhall had 80,287 shares of Class A common stock withheld on September 7, 2026 to pay tax withholding obligations tied to the vesting of restricted stock units granted under the 2020 Omnibus Incentive Plan. After this tax-withholding disposition, he holds 808,657 shares directly.

Insider Trade Summary

Tax Withholding: 80,287 shares

Tax Withholding 1 txn

Insider Mildenhall Jonathan

Role Chief Marketing Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A common stock F1	80,287	$14.06	$1.13M

Holdings After Transaction: Class A common stock — 808,657 shares (Direct)

Footnotes (1)

1. F1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Key Figures

Shares withheld for taxes: 80,287 shares Tax-withholding price per share: $14.06 per share Shares held after transaction: 808,657 shares

3 metrics

Shares withheld for taxes 80,287 shares Shares forfeited on September 7, 2026 to pay tax withholding obligations on RSU vesting

Tax-withholding price per share $14.06 per share Applied to Rocket Companies Class A common stock withheld for tax obligations

Shares held after transaction 808,657 shares Direct ownership of Rocket Companies Class A common stock by Jonathan Mildenhall after the reported transaction

Key Terms

restricted stock units, tax withholding obligations, 2020 Omnibus Incentive Plan

3 terms

restricted stock units financial

"upon the vesting of restricted stock units granted by the Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"shares forfeited to pay tax withholding obligations upon the vesting"

2020 Omnibus Incentive Plan financial

"granted by the Issuer under its 2020 Omnibus Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Rocket Companies (RKT) disclose for Jonathan Mildenhall?

Rocket Companies disclosed that Chief Marketing Officer Jonathan Mildenhall had 80,287 shares of Class A common stock withheld on September 7, 2026 to pay tax withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan.

Did the Rocket Companies (RKT) filing report an open market sale by the CMO?

No. The Form 4 reports a tax-withholding disposition of 80,287 shares to satisfy tax liabilities on vested restricted stock units, not an open market sale of Rocket Companies Class A common stock.

How many Rocket Companies (RKT) shares does Jonathan Mildenhall hold after this transaction?

Following the tax-withholding disposition reported on September 7, 2026, Jonathan Mildenhall directly holds 808,657 shares of Rocket Companies Class A common stock, according to the Form 4 filing data.

What price per share was used for the tax-withholding disposition in RKT’s Form 4?

The tax-withholding disposition of Rocket Companies Class A shares used a price of $14.06 per share, applied to 80,287 shares that were withheld to cover tax obligations on vested restricted stock units.

What equity plan is referenced in the Rocket Companies (RKT) insider transaction?

The transaction relates to restricted stock units granted under Rocket Companies’ 2020 Omnibus Incentive Plan, which is cited as the source of the RSUs that vested and triggered the tax-withholding disposition.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 07:12 PM Accepted by SEC EDGAR 09/09/2026 - 07:11 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mildenhall Jonathan

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Marketing Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	09/07/2026		F(1)		80,287	D	$14.06	808,657	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)