RKT Form 4: CFO Withholds 16,572 Shares to Cover Taxes at $20.26

Brian Nicholas Brown, listed as Chief Financial Officer & Treasurer of Rocket Companies, Inc. (RKT), reported a routine withholding sale tied to the vesting of restricted stock units.

Rhea-AI Filing Summary

Brian Nicholas Brown, listed as Chief Financial Officer & Treasurer of Rocket Companies, Inc. (RKT), reported a routine withholding sale tied to the vesting of restricted stock units. On 09/07/2025, 16,572 shares of Class A common stock were disposed of at a price of $20.26 per share under transaction code F(1), representing shares withheld to satisfy tax withholding obligations.

After this transaction, the reporting person beneficially owned 804,494 shares of Class A common stock. The filing explains the sale was to satisfy taxes on the vesting of 36,990 restricted stock units granted on March 7, 2025.

Insights

Securities Analyst

TL;DR: Routine tax-withholding sale following RSU vesting; not a directional trade signal.

The report documents a non-derivative disposition of 16,572 Class A shares at $20.26 per share under code F(1), explicitly to satisfy tax withholding from the vesting of 36,990 restricted stock units. The post-transaction beneficial ownership of 804,494 shares remains disclosed. This type of transaction is administrative and tied to compensation mechanics rather than an independent sale for liquidity or portfolio rebalancing.

Corporate Governance Expert

TL;DR: Compensatory withholding is standard; disclosure aligns with Section 16 reporting requirements.

The Form 4 entry identifies the reporting person as an officer and shows withholding of shares to satisfy tax obligations on vested equity awarded March 7, 2025. The use of transaction code F(1) and the explanatory remark clearly ties the disposition to compensation tax withholding, meeting the expected transparency for insider transactions. No other changes in ownership structure or derivative holdings are reported.

Insider Trade Summary

Exercise Price or Tax Liability: 16,572 shares

Exercise Price or Tax Liability 1 txn

Insider Brown Brian Nicholas

Role Chief Fin. Officer & Treasurer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A common stock	16,572	$20.26	$336K

Holdings After Transaction: Class A common stock — 804,494 shares (Direct)

Footnotes (1)

1. F1. Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 36,990 restricted stock units granted to the Reporting Person on March 7, 2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did RKT insider Brian Brown report on Form 4?

The filing reports a disposition of 16,572 Class A shares on 09/07/2025 at $20.26 per share, recorded under transaction code F(1).

Why were 16,572 shares disposed of by the reporting person?

The shares were withheld to satisfy tax withholding obligations arising from the vesting of 36,990 restricted stock units granted on March 7, 2025.

How many Rocket Companies (RKT) shares does the reporting person own after the transaction?

Following the reported transaction, the reporting person beneficially owned 804,494 shares of Class A common stock.

What is the relationship of the reporting person to Rocket Companies?

The reporting person is identified as an Officer with the title Chief Financial Officer & Treasurer.

Does the Form 4 show any derivative securities or additional transactions?

No derivative securities or other transaction types are reported in the provided content; only the non-derivative withholding disposition is disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/09/2025 - 04:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Nicholas

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Fin. Officer & Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
09/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	09/07/2025		F(1)		16,572	D	$20.26	804,494	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 36,990 restricted stock units granted to the Reporting Person on March 7, 2025.

Remarks:

	/s/ Tina V. John, attorney in fact	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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