RM stockholder files Form 144 to sell 316 common shares

RM filed a Form 144 notice for a proposed sale of 316 shares of its common stock, par value $0.10, through J.P.

Rhea-AI Filing Summary

RM filed a Form 144 notice for a proposed sale of 316 shares of its common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The filing cites an aggregate market value of 11644.6 for these shares, while 9,712,805 shares of common stock were outstanding.

The seller acquired 6,278 shares of common stock on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash. The notice also lists recent sales in the past three months by Basswood Financial Fund, Ltd., including 374 shares sold on 11/21/2025 for 13665 and 234 shares sold on 11/25/2025 for 8629.92.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does RM's Form 144 filing disclose?

The Form 144 notice discloses a proposed sale of 316 shares of RM common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE.

How many RM shares are planned to be sold and what is their market value?

The notice covers 316 shares of RM common stock with an aggregate market value of 11644.6, while 9,712,805 shares were outstanding.

When and how were the RM shares being sold under Form 144 acquired?

The seller acquired 6,278 shares of RM common stock on 03/24/2014 via an open-market and/or transfers from affiliates transaction, with payment made in cash.

Which broker and exchange are listed for the planned RM share sale?

The filing lists J.P. Morgan Securities LLC as broker, with the common stock to be sold on the NYSE.

What past 3‑month RM stock sales are reported in the Form 144 notice?

The notice shows sales by Basswood Financial Fund, Ltd, including 374 shares sold on 11/21/2025 for 13665, 234 shares on 11/25/2025 for 8629.92, and several smaller transactions in November and December 2025.

What representation does the seller make by signing the Form 144 notice for RM?

The seller represents that they do not know any material adverse information about the issuer's current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/10/2025 - 08:03 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0000947724
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Regional Management Corp.
SEC File Number	001-35477
Address of Issuer	979 Batesville Road, Suite B Greer SOUTH CAROLINA 29651
Phone	864-448-7000
Name of Person for Whose Account the Securities are To Be Sold	Basswood Financial Fund, Ltd.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 (???Common Stock???)	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017	316	11644.6	9712805	12/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliates			6278	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Fund, Ltd 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/25/2025	234	8629.92
Basswood Financial Fund, Ltd. 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/24/2025	203	7411
Basswood Financial Fund, Ltd 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/21/2025	374	13665
Basswood Financial Fund, Ltd 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/26/2025	14	525
Basswood Financial Fund, Ltd 979 Batesville Road Suite B Greer SC 29651	Common Stock	12/01/2025	15	570.6
Basswood Financial Fund, Ltd 979 Batesville Road Suite B Greer SC 29651	Common Stock	12/09/2025	138	5023.2

144: Remarks and Signature

Remarks	(1) The Aggregate Market Value is based on the closing price of $36.85 of the Common Stock on December 9, 2025. (2) The Number of Shares Outstanding is based on the number of shares of Common Stock outstanding as of November 3, 2025, as reported by the issuer in its 10-Q for the fiscal quarter ended September 30, 2025, which was filed with the Commission on November 6, 2025. (3) Regarding the items captioned Date you Acquired, Nature of Acquisition Transaction, Date of Payment and Nature of Payment, (4) Basswood Financial Fund, Ltd. obtained the shares of Common Stock listed in Table I through open market purchases and transfers from Affiliates, from March 2014 through May 2024.
Date of Notice	12/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	By: Basswood Capital Management L.L.C, its investment manager?? By: /s/ Marc Samit, Principal and Chief Operating Officer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)