ROC (NASDAQ: ROC) CTO Joshua Klontz reports major insider share and option holdings

Rhea-AI Filing Summary

Rank One Computing Corp director and Chief Technology Officer Joshua Charles Klontz filed an initial ownership report showing his equity stake in the company. He directly holds 4,069,790 shares of common stock and options on 835,000 shares of common stock at an exercise price of $2.40 per share, expiring on April 18, 2032. The options were issued under the 2018 Equity Incentive Plan and vest 20% one year after March 1, 2022, with the remainder vesting monthly over the following four years.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Klontz Joshua Charles

Role Chief Technology Officer

Type	Security	Shares	Price	Value
holding	Options (right to buy)	--	--	--
holding	Common Stock; $0.01 par value	--	--	--

Holdings After Transaction: Options (right to buy) — 835,000 shares (Direct); Common Stock; $0.01 par value — 4,069,790 shares (Direct)

Footnotes (1)

1. Represents 835,000 options issued under the 2018 Equity Incentive Plan and held by Joshua Klontz, of which 20% vest 1 year after the vesting commencement date of 3/1/2022. The remaining shares vest monthly over a remaining 4 year term. Exercise price.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Klontz Joshua Charles

(Last) (First) (Middle)

C/O RANK ONE COMPUTING CORPORATION

1290 BROADWAY, SUITE 1200

(Street)

DENVER CO 80203

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/23/2026

3. Issuer Name and Ticker or Trading Symbol
Rank One Computing Corp [ ROC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock; $0.01 par value	4,069,790	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (right to buy)	(1)	04/18/2032	Common Stock	835,000	$2.4(2)	D

Explanation of Responses:

1. Represents 835,000 options issued under the 2018 Equity Incentive Plan and held by Joshua Klontz, of which 20% vest 1 year after the vesting commencement date of 3/1/2022. The remaining shares vest monthly over a remaining 4 year term.

2. Exercise price.

	/s/ Joshua Klontz	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What does the Form 3 filing by ROC’s Joshua Klontz show?

The Form 3 filing discloses Joshua Charles Klontz’s initial ownership in Rank One Computing Corp. It reports his direct holdings of common stock and stock options, giving investors a clear snapshot of his equity position and incentive alignment with shareholders.

How many Rank One Computing (ROC) shares does Joshua Klontz directly own?

Joshua Charles Klontz directly owns 4,069,790 shares of Rank One Computing common stock. This substantial position reflects his role as a key insider and 10% owner, aligning his financial interests closely with the company’s long-term performance and shareholder outcomes.

What stock options does ROC CTO Joshua Klontz hold according to the Form 3?

Klontz holds options covering 835,000 shares of Rank One Computing common stock at an exercise price of $2.40 per share. These options were granted under the 2018 Equity Incentive Plan and represent potential future share ownership if exercised over time.

How do Joshua Klontz’s ROC options vest under the 2018 Equity Incentive Plan?

Of the 835,000 options, 20% vest one year after the vesting commencement date of March 1, 2022. The remaining options vest in equal monthly installments over the following four-year term, creating a long-term incentive structure tied to continued service.

When do Joshua Klontz’s Rank One Computing stock options expire?

The options held by Joshua Charles Klontz expire on April 18, 2032. This long-dated expiration gives him an extended period to potentially exercise the options at the $2.40 exercise price, depending on his tenure and the company’s future performance.

What roles does Joshua Klontz hold at Rank One Computing Corp?

Joshua Charles Klontz serves as both a director and the Chief Technology Officer of Rank One Computing Corp. He is also identified as a ten percent owner, underscoring his significant leadership influence and substantial equity stake within the company’s governance structure.