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[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
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Form Type
4

Rockwell Automation (ROK)10/01/2025, she acquired 1,480 performance shares (Transaction Code: A) linked to a 12/09/2022 grant whose payout was based on total shareowner return compared to the S&P 500 over three years.

Each performance share represents the right to receive one share of common stock or the cash equivalent at a $0 price. The performance shares are scheduled to vest on 12/09/2025, contingent on continued employment, subject to limited exceptions. Following the transaction, 1,480 derivative securities were beneficially owned directly.

Rockwell Automation (ROK) ha riportato una variazione nell'equity interna per SVP, Intelligent Devices, Tessa M. Myers. Il 01/10/2025, ha acquisito 1,480 azioni di performance (Codice di transazione: A) legate a una concessione del 12/09/2022 la cui distribuzione era basata sul rendimento totale degli azionisti rispetto all'S&P 500 su tre anni. Ogni azione di performance rappresenta il diritto di ricevere un'azione ordinaria o l'equivalente in contanti a un prezzo di 0 $. Le azioni di performance dovrebbero vestire il 12/09/2025, soggette a un impiego continuato, con limitate eccezioni. Dopo la transazione, 1,480 strumenti derivati erano detenuti direttamente.
Rockwell Automation (ROK) informó un cambio de participación de insiders para SVP, Intelligent Devices, Tessa M. Myers. El 01/10/2025 adquirió 1,480 acciones de rendimiento (Código de transacción: A) vinculadas a una concesión del 12/09/2022 cuyas remuneraciones se basaron en el rendimiento total de los accionistas comparado con el S&P 500 durante tres años. Cada acción de rendimiento representa el derecho a recibir una acción común o el equivalente en efectivo a un precio de 0 $. Las acciones de rendimiento están previstas para vestir el 12/09/2025, sujeto a la continuidad del empleo, con excepciones limitadas. Tras la transacción, 1,480 valores derivados fueron poseídos de forma directa.
Rockwell Automation(ROK)는 SVP, Intelligent Devices인 Tessa M. Myers의 내부자 지분 변경을 보고했습니다. 10/01/2025에 그녀는 1,480개의 성과주를 취득했으며(거래 코드: A) 이는 12/09/2022의 부여와 연결되어 있으며 보상은 3년 동안 S&P 500에 비해 총주주가치 수익률에 기반했습니다. 각 성과주는 한 주의 보통주를 받거나 0달러의 현금 등가물을 받을 권리를 나타냅니다. 성과주는 12/09/2025에 부여될(vest) 예정이며, 지속적인 고용이 전제되고 제한된 예외가 적용됩니다. 거래 후 1,480개의 파생증권이 직접 소유되었습니다.
Rockwell Automation (ROK) a annoncé un changement d'équité interne pour le Senior Vice President, Intelligent Devices, Tessa M. Myers. Le 01/10/2025, elle a acquis 1 480 actions de performance (Code de transaction : A) liées à une attribution du 12/09/2022 dont le versement était basé sur le rendement total des actionnaires par rapport au S&P 500 sur trois ans. Chaque action de performance représente le droit de recevoir une action ordinaire ou l'équivalent en espèces à un prix de 0 $. Les actions de performance devraient s'acquitter le 12/09/2025, sous réserve d'un maintien en emploi, avec des exceptions limitées. Après la transaction, 1 480 titres dérivés étaient détenus directement.
Rockwell Automation (ROK) meldete eine Insider-Eigenkapitaländerung für SVP, Intelligent Devices, Tessa M. Myers. Am 10/01/2025 erwarb sie 1.480 Performance-Aktien (Transaktionscode: A), verbunden mit einer Gewährung vom 12/09/2022, deren Auszahlung basierend auf der Gesamtrendite der Aktionäre im Vergleich zum S&P 500 über drei Jahre erfolgte. Jede Performance-Aktie entspricht dem Recht, eine Stammaktie zu erhalten oder den Barwert bei einem Preis von 0 US-Dollar. Die Performance-Aktien sollen am 12/09/2025 vesten, abhängig von fortgesetzter Beschäftigung, mit begrenzten Ausnahmen. Nach der Transaktion waren 1.480 Derivate direkt gehalten.
أعلنت Rockwell Automation (ROK) عن تغير في حقوق الملكية للمطلعين لـ SVP، Intelligent Devices، تيسا م. مايرز. في 01/10/2025، اكتسبت 1,480 سهم أداء (رمز المعاملة: A) مرتبطة بمنحة 12/09/2022 كانت مدفوعة بناءً على العائد الإجمالي للمساهمين مقارنة بمؤشر S&P 500 على مدى ثلاث سنوات. يمثل كل سهم أداء حق استلام سهم عادي واحد أو ما يعادله نقداً عند سعر 0 دولار. من المقرر أن تستحق الأسهم الأداء في 12/09/2025، رهناً باستمرار العمل، مع استثناءات محدودة. بعد الصفقة، كانت هناك 1,480 أداة مشتقة مملوكة مباشرة.
Rockwell Automation (ROK) 报告了 SVP, Intelligent Devices, Tessa M. Myers 的内部人权益变动。 在 2025/10/01,她获取了 1,480 股绩效股(交易代码:A),与一项 2022/12/09 授予相关,该授予的支付基于在三年内与标普500指数的总股东回报比较。每股绩效股代表获得 一股普通股 或等值现金,价格为 0 美元。绩效股计划在 2025/12/09 前兑现,前提是继续任职,有限的例外除外。交易完成后,1,480 份衍生证券直接由受益人所持。
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Rockwell Automation (ROK) ha riportato una variazione nell'equity interna per SVP, Intelligent Devices, Tessa M. Myers. Il 01/10/2025, ha acquisito 1,480 azioni di performance (Codice di transazione: A) legate a una concessione del 12/09/2022 la cui distribuzione era basata sul rendimento totale degli azionisti rispetto all'S&P 500 su tre anni. Ogni azione di performance rappresenta il diritto di ricevere un'azione ordinaria o l'equivalente in contanti a un prezzo di 0 $. Le azioni di performance dovrebbero vestire il 12/09/2025, soggette a un impiego continuato, con limitate eccezioni. Dopo la transazione, 1,480 strumenti derivati erano detenuti direttamente.
Rockwell Automation (ROK) informó un cambio de participación de insiders para SVP, Intelligent Devices, Tessa M. Myers. El 01/10/2025 adquirió 1,480 acciones de rendimiento (Código de transacción: A) vinculadas a una concesión del 12/09/2022 cuyas remuneraciones se basaron en el rendimiento total de los accionistas comparado con el S&P 500 durante tres años. Cada acción de rendimiento representa el derecho a recibir una acción común o el equivalente en efectivo a un precio de 0 $. Las acciones de rendimiento están previstas para vestir el 12/09/2025, sujeto a la continuidad del empleo, con excepciones limitadas. Tras la transacción, 1,480 valores derivados fueron poseídos de forma directa.
Rockwell Automation(ROK)는 SVP, Intelligent Devices인 Tessa M. Myers의 내부자 지분 변경을 보고했습니다. 10/01/2025에 그녀는 1,480개의 성과주를 취득했으며(거래 코드: A) 이는 12/09/2022의 부여와 연결되어 있으며 보상은 3년 동안 S&P 500에 비해 총주주가치 수익률에 기반했습니다. 각 성과주는 한 주의 보통주를 받거나 0달러의 현금 등가물을 받을 권리를 나타냅니다. 성과주는 12/09/2025에 부여될(vest) 예정이며, 지속적인 고용이 전제되고 제한된 예외가 적용됩니다. 거래 후 1,480개의 파생증권이 직접 소유되었습니다.
Rockwell Automation (ROK) a annoncé un changement d'équité interne pour le Senior Vice President, Intelligent Devices, Tessa M. Myers. Le 01/10/2025, elle a acquis 1 480 actions de performance (Code de transaction : A) liées à une attribution du 12/09/2022 dont le versement était basé sur le rendement total des actionnaires par rapport au S&P 500 sur trois ans. Chaque action de performance représente le droit de recevoir une action ordinaire ou l'équivalent en espèces à un prix de 0 $. Les actions de performance devraient s'acquitter le 12/09/2025, sous réserve d'un maintien en emploi, avec des exceptions limitées. Après la transaction, 1 480 titres dérivés étaient détenus directement.
Rockwell Automation (ROK) meldete eine Insider-Eigenkapitaländerung für SVP, Intelligent Devices, Tessa M. Myers. Am 10/01/2025 erwarb sie 1.480 Performance-Aktien (Transaktionscode: A), verbunden mit einer Gewährung vom 12/09/2022, deren Auszahlung basierend auf der Gesamtrendite der Aktionäre im Vergleich zum S&P 500 über drei Jahre erfolgte. Jede Performance-Aktie entspricht dem Recht, eine Stammaktie zu erhalten oder den Barwert bei einem Preis von 0 US-Dollar. Die Performance-Aktien sollen am 12/09/2025 vesten, abhängig von fortgesetzter Beschäftigung, mit begrenzten Ausnahmen. Nach der Transaktion waren 1.480 Derivate direkt gehalten.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Myers Tessa M.

(Last) (First) (Middle)
1201 S 2ND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Intelligent Devices
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Shares (1) 10/01/2025 A 1,480(2) (3) 12/09/2025 Common Stock 1,480 $0 1,480 D
Explanation of Responses:
1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
2. On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Remarks:
Danielle White, Attorney-In-Fact for Tessa M Myers 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Rockwell Automation (ROK) disclose in this Form 4?

An insider transaction showing SVP Tessa M. Myers acquired 1,480 performance shares on 10/01/2025.

How many performance shares were reported by the ROK executive?

The filing reports 1,480 performance shares beneficially owned following the transaction.

What determines the payout of the reported performance shares at ROK?

Payout was based on total shareowner return vs. S&P 500 over a three-year period from the 12/09/2022 grant.

When do the ROK performance shares vest?

They are scheduled to vest on 12/09/2025, contingent on continued employment, subject to limited exceptions.

What is the price of the derivative security in this ROK Form 4?

The derivative security price is listed as $0.

Is the ownership direct or indirect for these ROK derivative securities?

The filing lists Direct (D) ownership for the 1,480 performance shares.

What is the reporting person’s role at Rockwell Automation (ROK)?

The reporting person is an Officer, serving as SVP, Intelligent Devices.
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38.14B
112.21M
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Specialty Industrial Machinery
Measuring & Controlling Devices, Nec
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United States
MILWAUKEE