Roku officer Collier plans $1.1M stock sale

Roku officer Charles Collier has filed a Rule 144 notice to sell 7,067 shares, following three sizable sales over the prior three months.

Rhea-AI Filing Summary

ROKU, INC. (ROKU) received a notice under Rule 144 that officer Charles Collier intends to sell 7,067 shares of Roku common stock through Morgan Stanley Smith Barney LLC. The shares are restricted stock from the issuer, and Roku reports 132,050,905 shares of common stock outstanding as of September 2, 2026.

In the prior three months, Collier reported Rule 144 sales of 20,538 shares on August 4, 2026 for $2,997,021.00, 20,538 shares on July 6, 2026 for $2,926,758.45, and 20,537 shares on June 4, 2026 for $2,565,865.03.

Key Figures

Shares to be sold: 7,067 shares Aggregate market value of securities to be sold: $1,108,528.72 Shares outstanding: 132,050,905 shares +5 more

8 metrics

Shares to be sold 7,067 shares Planned sale of Roku common stock for Charles Collier under Rule 144

Aggregate market value of securities to be sold $1,108,528.72 Value associated with the 7,067 Roku shares listed in the notice

Shares outstanding 132,050,905 shares Roku common stock outstanding as of September 2, 2026

Shares sold June 4, 2026 20,537 shares Rule 144 sale by Charles Collier for $2,565,865.03

Proceeds June 4, 2026 sale $2,565,865.03 Sale of 20,537 Roku common shares by Charles Collier

Shares sold July 6, 2026 20,538 shares Rule 144 sale by Charles Collier for $2,926,758.45

Proceeds July 6, 2026 sale $2,926,758.45 Sale of 20,538 Roku common shares by Charles Collier

Shares sold August 4, 2026 20,538 shares Rule 144 sale by Charles Collier for $2,997,021.00

Key Terms

Rule 144, restricted stock, securities to be sold, securities sold during the past 3 months

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock financial

"Common | 09/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

securities to be sold financial

"144: Securities To Be Sold"

securities sold during the past 3 months financial

"144: Securities Sold During The Past 3 Months"

FAQ

What does the Form 144 filing disclose for ROKU?

It discloses that Roku, Inc. officer Charles Collier plans to sell 7,067 shares of Roku common stock under Rule 144, with the shares identified as restricted stock from the issuer and the sale to be handled by Morgan Stanley Smith Barney LLC.

How many Roku (ROKU) shares is Charles Collier currently planning to sell?

Charles Collier has filed to sell 7,067 shares of Roku common stock. These shares are described as restricted stock to be sold for his account under Rule 144 through Morgan Stanley Smith Barney LLC.

What Roku (ROKU) insider sales has Charles Collier reported in the last three months?

Over the prior three months, Charles Collier reported Rule 144 sales of 20,538 shares on June 4, 2026, 20,538 shares on July 6, 2026, and 20,537 shares on August 4, 2026, for proceeds of $2,565,865.03, $2,926,758.45, and $2,997,021.00, respectively.

How many Roku (ROKU) shares are outstanding according to this Form 144?

The notice states that Roku has 132,050,905 shares of common stock outstanding as of September 2, 2026. This figure is given as the issuer’s total outstanding common shares on that date.

Which broker is handling the planned Roku (ROKU) share sale for Charles Collier?

The planned sale of 7,067 Roku common shares for Charles Collier is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York, as listed in the securities information section.

On which market are the Roku (ROKU) shares in this Form 144 listed?

The common stock referenced in the notice is listed on the NASDAQ market, as indicated in the securities information section of the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:03 PM Accepted by SEC EDGAR 09/02/2026 - 04:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001951665
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	CHARLES COLLIER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7067	1108528.72	132050905	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2026	Restricted Stock	ISSUER			7067	09/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	08/04/2026	20538	2997021.00
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	07/06/2026	20538	2926758.45
CHARLES COLLIER 1173 Coleman Avenue San Jose CA 95110	Common	06/04/2026	20537	2565865.03

144: Remarks and Signature

Remarks
Date of Notice	09/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/25/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Charles Collier
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)