ROKU (NASDAQ: ROKU) shows issuer sale of 728 restricted shares; insider sales listed

Rhea-AI Filing Summary

ROKU reported a Form 144 notice showing an intended sale of 728 shares of restricted common stock (listed as ISSUER disposition) dated 03/01/2026. The filing also lists two sales by Matt Banks in the past three months: 729 shares on 01/02/2026 and 716 shares on 03/03/2026, with reported proceeds shown alongside each transaction.

Insights

Securities Compliance Analyst

Form 144 notifies the market of intended restricted-share dispositions by an insider.

The filing lists an issuer-directed disposition of 728 shares of restricted common stock dated 03/01/2026. It also records two recent disposals by Matt Banks: 729 shares on 01/02/2026 and 716 shares on 03/03/2026, each with dollar amounts shown in the excerpt.

These notices are procedural compliance steps under Section 144; cash‑flow treatment and post-transaction holdings are not provided in the excerpt, so subsequent filings may give fuller position context.

Key Figures

Planned disposition: 728 shares Sale by Matt Banks: 729 shares Sale by Matt Banks: 716 shares +2 more

5 metrics

Planned disposition 728 shares Restricted common stock, dated 03/01/2026

Sale by Matt Banks 729 shares Disposition dated 01/02/2026

Sale by Matt Banks 716 shares Disposition dated 03/03/2026

Proceeds (example) $79,490.16 Reported alongside 729-share disposition on 01/02/2026

Proceeds (example) $68,428.12 Reported alongside 716-share disposition on 03/03/2026

Key Terms

Form 144, Restricted Stock, ISSUER

3 terms

Form 144 regulatory

"Form 144 notice showing intended sale and past dispositions"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold entry labels the shares as Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

ISSUER regulatory

"Disposition method marked as ISSUER for the 728-share item"

FAQ

What does ROKU's Form 144 filing report?

The filing reports an intended sale of 728 shares of restricted common stock dated 03/01/2026. It also lists two past disposals by Matt Banks of 729 and 716 shares on 01/02/2026 and 03/03/2026, respectively.

Who is the reporting person in the Form 144 for ROKU?

The filing names Matt Banks as the reporting person associated with recent transactions. The excerpt shows addresses and transaction dates but does not provide post-transaction holdings or control details for attribution.

Are the listed shares restricted or free trading in the ROKU Form 144?

The excerpt labels the securities as Restricted Stock for the 03/01/2026 disposition. The notice therefore concerns restricted shares subject to Rule 144 conditions rather than unrestricted open-market stock.

Do the Form 144 entries show proceeds from the sales?

The excerpt includes dollar figures adjacent to each transaction (e.g., $68,428.12 and $79,490.16) next to the share counts, indicating the reported proceeds for those past sales in the three-month window.

Does this Form 144 change ROKU's outstanding share count or ownership structure?

The provided excerpt does not state any change to shares outstanding or ownership structure. It only records intended and recent dispositions; outstanding-share figures are not included in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/01/2026 - 04:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	728	69902.56	130717715	04/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock	ISSUER			728	03/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	716	68428.12
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	01/02/2026	729	79490.16

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)