Form 144: Proposed sale of 18,000 ROKU shares

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting a proposed sale of 18,000 common shares with a reported value of $2,176,380.00.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting a proposed sale of 18,000 common shares with a reported value of $2,176,380.00. The filing also lists prior 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: 50,000 shares on 04/10/2026 for $5,043,917.50, 25,000 shares on 04/16/2026 for $2,754,692.50, and 75,000 shares on 05/11/2026 for $9,659,332.50.

Insights

Securities Compliance Analyst

Form 144 records a proposed brokered resale and lists prior 10b5-1 disposals by a trust.

The submission shows a proposed sale of 18,000 common shares with an associated value of $2,176,380.00. Separate entries show three executed 10b5-1 sales by THE WOOD REVOCABLE TRUST on specific dates with listed share counts and gross amounts.

Timing and cash‑flow treatment beyond the listed values are not described in the excerpt; subsequent filings or broker reports would show settlement details if needed.

Key Figures

Proposed shares to be sold: 18,000 shares Reported value for proposed sale: $2,176,380.00 10b5-1 sale — 04/10/2026: 50,000 shares / $5,043,917.50 +2 more

5 metrics

Proposed shares to be sold 18,000 shares Form 144 entry associated with Morgan Stanley Smith Barney LLC

Reported value for proposed sale $2,176,380.00 Value listed alongside the 18,000 share proposed sale

10b5-1 sale — 04/10/2026 50,000 shares / $5,043,917.50 Executed sale by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017

10b5-1 sale — 04/16/2026 25,000 shares / $2,754,692.50 Executed sale by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017

10b5-1 sale — 05/11/2026 75,000 shares / $9,659,332.50 Executed sale by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017

Key Terms

Form 144, 10b5-1 Sales, Previously Exercised Stock Options

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 Sales regulatory

"10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Previously Exercised Stock Options financial

"Previously Exercised Stock Options | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Roku (ROKU) Form 144 filing report?

The filing reports a proposed sale of 18,000 common shares valued at $2,176,380.00. It also lists three prior 10b5-1 trust sales with dates, share counts, and gross amounts.

Who executed the prior 10b5-1 sales listed in the filing for ROKU?

The prior sales were made under a plan for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017, with recorded transactions of 50,000, 25,000, and 75,000 shares on the listed dates and gross proceeds shown.

What were the amounts reported for the trust's 10b5-1 sales in the filing?

The filing shows gross values of $5,043,917.50 (50,000 shares), $2,754,692.50 (25,000 shares), and $9,659,332.50 (75,000 shares) for the respective sale dates.

Does the Form 144 state who will receive proceeds from the proposed 18,000 shares?

The excerpt lists the proposed sale with value $2,176,380.00 but does not specify the recipient of proceeds or further cash‑flow allocation in the provided text.

Are the 10b5-1 sales described as brokered or otherwise limited?

The entries are labeled as 10b5-1 Sales by the trust with dates, share counts, and gross values; the filing excerpt does not include additional distribution method details or constraints.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/10/2026 - 04:31 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001716837
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Roku, Inc.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	4085569040
Name of Person for Whose Account the Securities are To Be Sold	THE WOOD REVOCABLE TRUSTU/A DTD 12/01/2017
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	18000	2176380.00	131029521	06/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/14/2013	Previously Exercised Stock Options	Issuer			18000	06/14/2013	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	05/11/2026	75000	9659332.50
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	04/16/2026	25000	2754692.50
10b5-1 Sales for THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017 1173 Coleman Avenue San Jose CA 95110	Common	04/10/2026	50000	5043917.50

144: Remarks and Signature

Remarks	The securities to be sold were acquired from previously exercised options during the period of 06/14/2013 through 7/05/2023
Date of Notice	06/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/19/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Anthony John Wood
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)