ROKU insider files Form 144 for small share dispositions

ROKU reported proposed and recent small dispositions of common stock by an insider.

Rhea-AI Filing Summary

ROKU reported proposed and recent small dispositions of common stock by an insider. The filing lists 546 restricted shares identified for sale on 06/01/2026 and shows three reported settlements by Matt Banks of 725 shares on 05/01/2026, 728 shares on 04/01/2026, and 716 shares on 03/03/2026.

Insights

Governance Analyst

Small, routine insider dispositions reported across consecutive months.

The filing lists a planned sale of 546 restricted shares dated 06/01/2026 and three prior monthly settlements totaling 2,169 shares by Matt Banks.

These amounts are small relative to typical outstanding floats; cash‑flow treatment and reason for dispositions are not stated in the excerpt.

Corporate Securities Counsel

Documentation appears procedural under Rule 144 reporting requirements.

The entry labels the securities as Restricted Stock and identifies the transaction type as ISSUER in the securities-to-be-sold line, consistent with Rule 144 disclosures for restricted holdings.

Timing and method follow standard settlement reporting; further detail would appear in full transaction records.

Key Figures

Planned restricted shares to be sold: 546 shares Settlement by Matt Banks (May): 725 shares Settlement by Matt Banks (April): 728 shares +1 more

4 metrics

Planned restricted shares to be sold 546 shares Restricted Stock planned sale dated 06/01/2026

Settlement by Matt Banks (May) 725 shares Settlement dated 05/01/2026

Settlement by Matt Banks (April) 728 shares Settlement dated 04/01/2026

Settlement by Matt Banks (March) 716 shares Settlement dated 03/03/2026

Key Terms

Form 144, Restricted Stock, ISSUER

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 06/01/2026 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

ISSUER regulatory

"Restricted Stock | ISSUER | | | 546"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ROKU's Form 144 disclose about recent insider sales?

It discloses planned and settled small insider dispositions of common stock. The excerpt shows a planned sale of 546 restricted shares on 06/01/2026 and three settled transfers by Matt Banks totaling 2,169 shares across March–May 2026.

Who is the reporting person named on the ROKU Form 144?

The filing names Matt Banks as the individual reporting recent settlements. The excerpt lists three settlements: 716 shares on 03/03/2026, 728 on 04/01/2026, and 725 on 05/01/2026.

How many shares does the ROKU excerpt show planned for sale under restricted stock?

The excerpt shows 546 restricted shares identified for sale dated 06/01/2026. The line labels the security type as Restricted Stock and marks the party as ISSUER in the provided entry.

Does the excerpt state who receives proceeds from the reported sales?

The provided excerpt does not state proceeds recipients or cash‑flow treatment. The entries list transaction dates, share counts, and security type but contain no proceeds or use‑of‑proceeds language.

Are the reported transactions large relative to company share counts?

The excerpt contains only per‑transaction share counts and no total outstanding share figure for comparison. It lists individual sales (716, 728, 725, and 546 shares) without an accompanying outstanding share or float number.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 04:02 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001959033
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	MATT BANKS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	546	69483.96	131029521	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	Restricted Stock	ISSUER			546	06/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	05/01/2026	725	91002.00
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	04/01/2026	728	69902.56
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	716	68428.12

144: Remarks and Signature

Remarks
Date of Notice	06/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew C. Banks
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)