ROKU Form 144: Notice to Sell 2,000 Shares

ROKU reported a Form 144 notice of intent to sell 2,000 shares of Common Stock via a stock option exercise on 04/01/2026.

Rhea-AI Filing Summary

ROKU reported a Form 144 notice of intent to sell 2,000 shares of Common Stock via a stock option exercise on 04/01/2026. The filing also lists three prior dispositions of 2,000 shares each on 03/02/2026, 02/02/2026, and 01/02/2026 with proceeds shown per sale.

Key Figures

Planned sale: 2,000 shares Prior dispositions (per sale): 2,000 shares Proceeds 01/02/2026: $217,969.53 +2 more

5 metrics

Planned sale 2,000 shares Stock option exercise on 04/01/2026

Prior dispositions (per sale) 2,000 shares Sales on 03/02/2026, 02/02/2026, and 01/02/2026

Proceeds 01/02/2026 $217,969.53 Disposition on 01/02/2026

Proceeds 02/02/2026 $192,962.65 Disposition on 02/02/2026

Proceeds 03/02/2026 $195,404.40 Disposition on 03/02/2026

Key Terms

Form 144, Stock Option Exercise, Issuer

3 terms

Form 144 regulatory

"144: Filer Information 144: Issuer Information 144: Securities Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"Common | 04/01/2026 | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Issuer regulatory

"Common | 04/01/2026 | Stock Option Exercise | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ROKU's Form 144 filing report?

It reports a notice to sell 2,000 shares of Common Stock via a stock option exercise on 04/01/2026. The filing also lists three prior dispositions of 2,000 shares each on 03/02/2026, 02/02/2026, and 01/02/2026.

Who is the selling party named in the ROKU Form 144?

The filing identifies Neil Hunt with an address at 1173 Coleman Avenue, San Jose, CA, as a reported seller for prior dispositions. The new 04/01/2026 entry is recorded as an issuer transaction under a stock option exercise.

How many shares were sold in the past three months per the filing?

The filing lists three past dispositions of 2,000 shares each on 01/02/2026, 02/02/2026, and 03/02/2026, totaling 6,000 shares across those dates as shown in the excerpt.

What proceeds are shown for the prior dispositions in ROKU's filing?

The filing displays proceeds for each past disposition: $217,969.53 on 01/02/2026, $192,962.65 on 02/02/2026, and $195,404.40 on 03/02/2026 as listed in the excerpt.

Was the 04/01/2026 sale executed for cash or other consideration?

The 04/01/2026 transaction is listed as a Stock Option Exercise with the method of disposition noted as Cash, indicating cash was the consideration for the exercise and sale on that date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/01/2026 - 04:18 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001393571
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, Inc.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	Neil Hunt
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 555 California Street Suite 1800 San Francisco CA 94104	2000	191087.24	130717715	04/01/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Stock Option Exercise	Issuer			2000	04/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Neil Hunt 1173 Coleman Avenue San Jose CA 95110	Common	03/02/2026	2000	195404.4
Neil Hunt 1173 Coleman Avenue San Jose CA 95110	Common	02/02/2026	2000	192962.65
Neil Hunt 1173 Coleman Avenue San Jose CA 95110	Common	01/02/2026	2000	217969.53

144: Remarks and Signature

Remarks
Date of Notice	04/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Neil Hunt
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)