[Form 4] Roku, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Anthony J. Wood, listed as CEO, Chairman and a 10% owner of Roku, Inc. (ROKU), reported insider transactions dated 08/20/2025. The Form 4 shows a disposition of 29,271 Class A shares (reported price $0.00) and a simultaneous acquisition of 29,271 Class A shares (reported price $0.00). The filing lists multiple trusts and indirect holdings, with reported beneficial ownership totals following the transactions including 64,976 shares (indirect) for one line and other trust balances aggregated in the form.

Positive

• Timely disclosure of insider transactions by a named executive, fulfilling Section 16 reporting obligations
• Detailed ownership breakdown across multiple trusts is provided, increasing transparency about indirect holdings

Negative

• None.

Insights

Financial Analyst

TL;DR Insider reported equal-sized disposition and acquisition of 29,271 Class A shares on 08/20/2025; appears to be internal reallocation.

The Form 4 documents a same-day 29,271-share disposal and a same-day 29,271-share acquisition by Anthony J. Wood, reported at a price of $0.00 each, and shows multiple indirect trust holdings. For investors, this is a disclosure of ownership movement by a senior executive and significant shareholder but contains no sales for cash at market price or compensation-based option exercises disclosed in this filing. The transaction details and the numerous trusts indicate holdings are managed across estate or planning vehicles; the filing does not provide explanations or consideration received.

Corporate Governance Expert

TL;DR Form 4 shows reclassification among entities controlled by the reporting person; filing complies with Section 16 disclosure requirements.

The report names Anthony J. Wood as reporting person with roles of CEO, Chairman and 10% owner and lists multiple trusts as indirect owners. The entries show a disposition and an acquisition of 29,271 Class A shares on the same date, both recorded at $0.00. The form is signed by an attorney-in-fact and provides the required lines for each class of securities. The filing does not include additional context such as a Rule 10b5-1 plan or explanatory footnotes.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wood Anthony J.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and Chairman BOD

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/20/2025		G		29,271	D	$0.00	64,976	I	The Anthony J. Wood 2024 Annuity Trust V-B
Class A Common Stock	08/20/2025		G		29,271	A	$0.00	45,712	I	Wood 2017 Revocable Trust
Class A Common Stock								11,953	D
Class A Common Stock								2,754	I	Wood 2020 Nonexempt Irrevocable Trust
Class A Common Stock								42,500	I	Wood 2020 Irrevocable Trust
Class A Common Stock								18,760	I	The Anthony J. Wood 2023 Annuity Trust V-B
Class A Common Stock								173,129	I	The Anthony J. Wood 2024 Annuity Trust V
Class A Common Stock								143,250	I	The Anthony J. Wood 2025 Annuity Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Renee Strandness, attorney-in-fact	08/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Anthony J. Wood report on the Form 4 for ROKU?

The Form 4 reports a disposition of 29,271 Class A shares and an immediate acquisition of 29,271 Class A shares, both dated 08/20/2025 and reported at $0.00.

What is Anthony J. Wood's relationship to ROKU as shown on the filing?

He is identified as Director, CEO and Chairman of the Board and a 10% owner of Roku, Inc.

Does the Form 4 show how many shares Anthony J. Wood beneficially owns after the transactions?

Yes; the filing shows various indirect holdings by trusts and lists 64,976 shares for one line and other trust balances such as 45,712, 42,500, 18,760, 173,129, and 143,250 in the presented schedule.

Was there cash consideration reported for the transactions?

No cash consideration is reported; both the disposal and acquisition entries list a price of $0.00.

Who signed the Form 4?

The form is signed by /s/ Renee Strandness, attorney-in-fact with a signature date of 08/21/2025.