Roku: Christopher T. Handman disposes of 8,997 shares

Each Roku common share converted into 0.9799 FOX Class A shares and $95.30 cash, while unvested RSUs became cash and equity awards.

Available on EDGAR 11/10/2026 - 08:21 PM EST Accepted by SEC EDGAR 11/10/2026 - 08:21 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Roku, Inc. SVP & General Counsel Christopher T. Handman reported disposition of 8,997 Class A common shares on November 6, 2026; his reported balance after the disposition was zero. Roku and Fox Corporation completed their merger transactions that day. Each outstanding Roku common share converted into the right to receive 0.9799 FOX Class A shares and $95.30 cash. Two unvested RSU positions, 27,469 and 59,492 shares, were cancelled for rights to cash awards based on $95.30 per underlying share and FOX Class A equity awards calculated using the 0.9799 exchange ratio.

Insider Trade Summary

Disposition: 95,958 shares

Disposition 3 txns

Insider Handman Christopher T.

Role SVP & General Counsel

Type	Security	Shares	Price	Value
Disposition	Restricted Stock Unit F2, F3, F4	27,469	--	--
Disposition	Restricted Stock Unit F2, F3, F4	59,492	--	--
Disposition	Class A Common Stock F1	8,997	--	--

Holdings After Transaction: Restricted Stock Unit — 0 units (Direct); Class A Common Stock — 0 shares (Direct)

Holdings Before and After: Restricted Stock Unit, 86,961 to 0 units (Direct); Class A Common Stock, 8,997 to 0 shares (Direct)

Footnotes (4)

1. F1. On November 6, 2026, Roku, Inc. ("Roku" or the "Company") and Fox Corporation ("FOX") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 14, 2026, by and among Roku, Fox, Falcon Merger Sub 1, Inc. ("Merger Sub 1") and Falcon Merger Sub 2, LLC ("Merger Sub 2") (the "Mergers"). Pursuant to the terms of the Merger Agreement, each share of Class A Common Stock and Class B Common Stock (if any) of Roku (together, "Company Common Stock") held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.9799 shares of FOX Class A Common Stock (together with cash in lieu of fractional shares), without interest, and (B) $95.30 in cash, without interest (together, the "Merger Consideration").
2. F2. Each RSU represented a contingent right to receive one share of Class A Common Stock of the Company.
3. F3. Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each unvested restricted stock unit of the Company outstanding immediately prior to the Effective Time (each, an "Unvested Company RSU") was cancelled and converted into the right to receive (i) a Converted RSU Cash Award and (ii) a Converted RSU Equity Award. Each "Converted RSU Cash Award" provides the holder with the right to receive a payment in respect of each share of Company Common Stock that was subject to the applicable Unvested Company RSU immediately prior to the Effective Time equal to the Per Share Cash Amount.
4. F4. Payment of the Converted RSU Cash Award may be made in the form of cash or FOX Class A Common Stock, or a combination thereof, as determined by FOX in its sole discretion, with the value of the FOX Class A Common Stock determined based on the closing trading price of FOX Class A Common Stock on the last trading day immediately prior to the date on which the Converted RSU Cash Award is paid, and are subject to any required withholding. Each "Converted RSU Equity Award" is an award of restricted stock units that provides the holder with the right to receive a number of shares of FOX Class A Common Stock equal to the product of (rounded to the nearest whole number of shares): (i) the number of shares of Company Common Stock subject to such Unvested Company RSU immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio.

Key Figures

Class A common shares disposed: 8,997 shares Class A shares after disposition: 0 shares Unvested RSUs cancelled: 27,469 shares +3 more

6 metrics

Class A common shares disposed 8,997 shares Reported for November 6, 2026

Class A shares after disposition 0 shares Reported following the November 6, 2026 disposition

Unvested RSUs cancelled 27,469 shares Converted into rights to cash and equity awards on November 6, 2026

Unvested RSUs cancelled 59,492 shares Converted into rights to cash and equity awards on November 6, 2026

Cash consideration per Roku common share $95.30 Merger consideration; without interest

Exchange Ratio 0.9799 FOX Class A shares per Roku share Merger consideration and converted RSU equity awards

Key Terms

Merger Consideration, Converted RSU Cash Award, Converted RSU Equity Award, Exchange Ratio

4 terms

Merger Consideration financial

"together, the "Merger Consideration""

Merger consideration is the total payment a company or buyer offers to shareholders of a target company in exchange for combining the two businesses, and can include cash, shares in the surviving company, debt assumption, or a mix of these. Investors care because the form and amount affect the deal’s value, tax consequences, immediate cash received versus future ownership, and the risk and upside of holding new shares — similar to choosing between cash now or stock that could grow later.

Converted RSU Cash Award financial

"Each "Converted RSU Cash Award" provides the holder"

Converted RSU Equity Award financial

"Each "Converted RSU Equity Award" is an award"

Exchange Ratio financial

"multiplied by (ii) the Exchange Ratio"

The exchange ratio is the number used to decide how many shares of one company you get for each share you own in another company during a merger or acquisition. It’s like a recipe that tells you how to swap shares fairly, ensuring both companies’ values are balanced. This ratio matters because it determines how ownership divides between the companies' shareholders.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ROKU shares did Christopher T. Handman dispose of?

Christopher T. Handman, Roku's SVP & General Counsel, reported disposition of 8,997 Class A shares on November 6, 2026, with zero shares reported afterward. Under the merger terms, each outstanding Roku common share converted into the right to receive 0.9799 FOX Class A shares and $95.30 cash, without interest. No Rule 10b5-1 plan is reported.

What happened to ROKU RSUs in the Fox merger?

Unvested RSU positions of 27,469 shares and 59,492 shares were cancelled and converted into rights to cash and equity awards. The cash award was based on $95.30 per underlying share; the equity award was calculated using the 0.9799 exchange ratio for FOX Class A shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Handman Christopher T.

(Last) (First) (Middle)

C/O ROKU, INC.

1173 COLEMAN AVE.

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/06/2026		D		8,997(1)	D	(1)	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(2)	11/06/2026		D			27,469	(3)(4)	(3)(4)	Class A Common Stock	27,469	(3)(4)	0	D
Restricted Stock Unit	(2)	11/06/2026		D			59,492	(3)(4)	(3)(4)	Class A Common Stock	59,492	(3)(4)	0	D

Explanation of Responses:

1. On November 6, 2026, Roku, Inc. ("Roku" or the "Company") and Fox Corporation ("FOX") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 14, 2026, by and among Roku, Fox, Falcon Merger Sub 1, Inc. ("Merger Sub 1") and Falcon Merger Sub 2, LLC ("Merger Sub 2") (the "Mergers"). Pursuant to the terms of the Merger Agreement, each share of Class A Common Stock and Class B Common Stock (if any) of Roku (together, "Company Common Stock") held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.9799 shares of FOX Class A Common Stock (together with cash in lieu of fractional shares), without interest, and (B) $95.30 in cash, without interest (together, the "Merger Consideration").

2. Each RSU represented a contingent right to receive one share of Class A Common Stock of the Company.

3. Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each unvested restricted stock unit of the Company outstanding immediately prior to the Effective Time (each, an "Unvested Company RSU") was cancelled and converted into the right to receive (i) a Converted RSU Cash Award and (ii) a Converted RSU Equity Award. Each "Converted RSU Cash Award" provides the holder with the right to receive a payment in respect of each share of Company Common Stock that was subject to the applicable Unvested Company RSU immediately prior to the Effective Time equal to the Per Share Cash Amount.

4. Payment of the Converted RSU Cash Award may be made in the form of cash or FOX Class A Common Stock, or a combination thereof, as determined by FOX in its sole discretion, with the value of the FOX Class A Common Stock determined based on the closing trading price of FOX Class A Common Stock on the last trading day immediately prior to the date on which the Converted RSU Cash Award is paid, and are subject to any required withholding. Each "Converted RSU Equity Award" is an award of restricted stock units that provides the holder with the right to receive a number of shares of FOX Class A Common Stock equal to the product of (rounded to the nearest whole number of shares): (i) the number of shares of Company Common Stock subject to such Unvested Company RSU immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio.

	/s/ Renee Strandness, attorney-in-fact	11/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)