[Form 4] Roku, Inc. Insider Trading Activity
Insider Trade Summary
Exercise and Sale: 25,000 shares ($2.24M approx. pre-tax spread)
Exercise and Sale
12 txns
Insider
Wood Anthony J.
Role
CEO and Chairman BOD
Sold
25,000 shs ($2.24M)
Approx. gross sale proceeds
$2.24M
Approx. exercise cost
$0.00
Approx. pre-tax spread
$2.24M
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Class B Common Stock | 25,000 | $0.00 | $0.00 |
| Conversion | Class A Common Stock | 25,000 | $0.00 | $0.00 |
| Sale | Class A Common Stock | 5,151 | $88.76 | $457K |
| Sale | Class A Common Stock | 14,048 | $89.68 | $1.26M |
| Sale | Class A Common Stock | 5,801 | $90.33 | $524K |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class B Common Stock — 16,853,111 contracts (Indirect, Wood 2017 Revocable Trust);
Class A Common Stock — 0 shares (Indirect, Wood 2017 Revocable Trust);
Class A Common Stock — 42,500 shares (Indirect, Wood 2020 Irrevocable Trust);
Class A Common Stock — 94,247 shares (Indirect, The Anthony J. Wood 2024 Annuity Trust V-B);
Class A Common Stock — 18,760 shares (Indirect, The Anthony J. Wood 2023 Annuity Trust V-B);
Class A Common Stock — 19,195 shares (Indirect, The Anthony J. Wood 2023 Annuity Trust V);
Class A Common Stock — 173,129 shares (Indirect, The Anthony J. Wood 2024 Annuity Trust V);
Class A Common Stock — 143,250 shares (Indirect, The Anthony J. Wood 2025 Annuity Trust V);
Class A Common Stock — 11,953 shares (Direct)
Footnotes (5)
- F1. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
- F2. Shares sold pursuant to Mr. Wood's 10b5-1 Plan.
- F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.12 to $89.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
- F4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.12 to $90.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
- F5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.13 to $90.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
AI-generated analysis. How Rhea-AI works. Not financial advice.
