Root CAO sells 3,900 shares under 10b5-1 plan

Root, Inc.’s Chief Administrative Officer Jonathan Allison sold 3,900 shares of Class A Common Stock in an open‑market transaction.

Rhea-AI Filing Summary

Root, Inc.’s Chief Administrative Officer Jonathan Allison sold 3,900 shares of Class A Common Stock in an open‑market transaction. The sale took place on March 3, 2026 at a price of $47.88 per share, under a prearranged Rule 10b5‑1 trading plan.

After this transaction, Allison directly owns 101,679 shares of Root, Inc. common stock. A 10b5‑1 plan allows insiders to schedule trades in advance, helping separate routine portfolio moves from day‑to‑day market or company‑specific news.

Insider Trade Summary

Net Seller: 3,900 shares

Net Sell 1 txn

Insider Allison Jonathan

Role Chief Administrative Officer

Sold 3,900 shs ($187K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	3,900	$47.88	$187K

Holdings After Transaction: Class A Common Stock — 101,679 shares (Direct)

Footnotes (1)

1. F1. The shares were sold pursuant to a 10b5-1 trading plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Root (ROOT) disclose for Jonathan Allison?

Root disclosed that Chief Administrative Officer Jonathan Allison sold 3,900 shares of Class A Common Stock. The open-market transaction occurred on March 3, 2026, under a Rule 10b5-1 trading plan, which pre-schedules trades. After the sale, Allison directly held 101,679 Root shares.

At what price did Jonathan Allison sell Root (ROOT) shares?

Jonathan Allison sold his Root Class A Common Stock at $47.88 per share. This price applied to 3,900 shares sold in an open-market transaction on March 3, 2026, executed under a Rule 10b5-1 trading plan that predetermines trade timing and size.

How many Root (ROOT) shares does Jonathan Allison own after this sale?

After the March 3, 2026 transaction, Jonathan Allison directly owns 101,679 Root shares. This reflects his holdings following the open-market sale of 3,900 Class A Common Stock shares, which was executed pursuant to a prearranged Rule 10b5-1 trading plan for systematic insider selling.

Was Jonathan Allison’s Root (ROOT) share sale under a 10b5-1 plan?

Yes, the 3,900-share sale by Jonathan Allison was executed under a Rule 10b5-1 trading plan. Such plans allow insiders to prearrange stock trades at set times and amounts, helping separate regular portfolio management from potential reactions to short-term company developments.

What role does Jonathan Allison hold at Root (ROOT) in this Form 4?

In this Form 4, Jonathan Allison is identified as Root’s Chief Administrative Officer. His reported activity involves a single open-market sale of 3,900 shares of Class A Common Stock on March 3, 2026, conducted under a Rule 10b5-1 prearranged trading plan.

How many Root (ROOT) insider sales are reported in this Form 4?

This Form 4 reports one insider sale transaction by Jonathan Allison. He sold 3,900 shares of Root Class A Common Stock at $47.88 per share on March 3, 2026, in an open-market trade executed pursuant to a Rule 10b5-1 preplanned trading arrangement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/04/2026 - 05:32 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allison Jonathan

(Last) (First) (Middle)

C/O ROOT, INC.

80 E. RICH STREET, SUITE 500

(Street)

COLUMBUS OH 43215

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Root, Inc. [ ROOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Administrative Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/03/2026		S		3,900(1)	D	$47.88	101,679	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were sold pursuant to a 10b5-1 trading plan.

Remarks:

	/s/ Jodi Baker, Attorney-in-fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.